Optimizing Retrieval Components for a Shared Backbone via Component-Wise Multi-Stage Training

Recent advances in embedding-based retrieval have enabled dense retrievers to serve as core infrastructure in many industrial systems, where a single retrieval backbone is often shared across multiple downstream applications. In such settings, retrieval quality directly constrains system performance and extensibility, while coupling model selection, deployment, and rollback decisions across applications. In this paper, we present empirical findings and a system-level solution for optimizing retrieval components deployed as a shared backbone in production legal retrieval systems. We adopt a multi-stage optimization framework for dense retrievers and rerankers, and show that different retrieval components exhibit stage-dependent trade-offs. These observations motivate a component-wise, mixed-stage configuration rather than relying on a single uniformly optimal checkpoint. The resulting backbone is validated through end-to-end evaluation and deployed as a shared retrieval service supporting multiple industrial applications.

LegalMALR:Multi-Agent Query Understanding and LLM-Based Reranking for Chinese Statute Retrieval

Statute retrieval is essential for legal assistance and judicial decision support, yet real-world legal queries are often implicit, multi-issue, and expressed in colloquial or underspecified forms. These characteristics make it difficult for conventional retrieval-augmented generation pipelines to recover the statutory elements required for accurate retrieval. Dense retrievers focus primarily on the literal surface form of the query, whereas lightweight rerankers lack the legal-reasoning capacity needed to assess statutory applicability. We present LegalMALR, a retrieval framework that integrates a Multi-Agent Query Understanding System (MAS) with a zero-shot large-language-model-based reranking module (LLM Reranker). MAS generates diverse, legally grounded reformulations and conducts iterative dense retrieval to broaden candidate coverage. To stabilise the stochastic behaviour of LLM-generated rewrites, we optimise a unified MAS policy using Generalized Reinforcement Policy Optimization(GRPO). The accumulated candidate set is subsequently evaluated by the LLM Reranker, which performs natural-language legal reasoning to produce the final ranking. We further construct CSAID, a dataset of 118 difficult Chinese legal queries annotated with multiple statutory labels, and evaluate LegalMALR on both CSAID and the public STARD benchmark. Experiments show that LegalMALR substantially outperforms strong Retrieval-augmented generation(RAG) baselines in both in-distribution and out-of-distribution settings, demonstrating the effectiveness of combining multi-perspective query interpretation, reinforcement-based policy optimisation, and large-model reranking for statute retrieval.