Toward Beamfocusing-Aided Near-Field Communications: Research Advances, Potential, and Challenges

Next-generation mobile networks promise to support high throughput, massive connectivity, and improved energy efficiency. To achieve these ambitious goals, extremely large-scale antenna arrays (ELAAs) and terahertz communications constitute a pair of promising technologies. This will result in future wireless communications occurring in the near-field regions. To accurately portray the channel characteristics of near-field wireless propagation, spherical wavefront-based models are required and present both opportunities as well as challenges. Following the basics of near-field communications (NFC), we contrast it to conventional far-field communications. Moreover, we cover the key challenges of NFC, including its channel modeling and estimation, near-field beamfocusing, as well as hardware design. Our numerical results demonstrate the potential of NFC in improving the spatial multiplexing gain and positioning accuracy. Finally, a suite of open issues are identified for motivating future research.

Enhancing Near-Field Sensing and Communications with Sparse Arrays: Potentials, Challenges, and Emerging Trends

As a promising technique, extremely large-scale (XL)-arrays offer potential solutions for overcoming the severe path loss in millimeter-wave (mmWave) and TeraHertz (THz) channels, crucial for enabling 6G. Nevertheless, XL-arrays introduce deviations in electromagnetic propagation compared to traditional arrays, fundamentally challenging the assumption with the planar-wave model. Instead, it ushers in the spherical-wave (SW) model to accurately represent the near-field propagation characteristics, significantly increasing signal processing complexity. Fortunately, the SW model shows remarkable benefits on sensing and communications (S\&C), e.g., improving communication multiplexing capability, spatial resolution, and degrees of freedom. In this context, this article first overviews hardware/algorithm challenges, fundamental potentials, promising applications of near-field S\&C enabled by XL-arrays. To overcome the limitations of existing XL-arrays with dense uniform array layouts and improve S\&C applications, we introduce sparse arrays (SAs). Exploring their potential, we propose XL-SAs for mmWave/THz systems using multi-subarray designs. Finally, several applications, challenges and resarch directions are identified.

Massive Access of Static and Mobile Users via Reconfigurable Intelligent Surfaces: Protocol Design and Performance Analysis

The envisioned wireless networks of the future entail the provisioning of massive numbers of connections, heterogeneous data traffic, ultra-high spectral efficiency, and low latency services. This vision is spurring research activities focused on defining a next generation multiple access (NGMA) protocol that can accommodate massive numbers of users in different resource blocks, thereby, achieving higher spectral efficiency and increased connectivity compared to conventional multiple access schemes. In this article, we present a multiple access scheme for NGMA in wireless communication systems assisted by multiple reconfigurable intelligent surfaces (RISs). In this regard, considering the practical scenario of static users operating together with mobile ones, we first study the interplay of the design of NGMA schemes and RIS phase configuration in terms of efficiency and complexity. Based on this, we then propose a multiple access framework for RIS-assisted communication systems, and we also design a medium access control (MAC) protocol incorporating RISs. In addition, we give a detailed performance analysis of the designed RIS-assisted MAC protocol. Our extensive simulation results demonstrate that the proposed MAC design outperforms the benchmarks in terms of system throughput and access fairness, and also reveal a trade-off relationship between the system throughput and fairness.

Performance Bounds for Near-Field Localization with Widely-Spaced Multi-Subarray mmWave/THz MIMO

This paper investigates the potential of near-field localization using widely-spaced multi-subarrays (WSMSs) and analyzing the corresponding angle and range Cram\'er-Rao bounds (CRBs). By employing the Riemann sum, closed-form CRB expressions are derived for the spherical wavefront-based WSMS (SW-WSMS). We find that the CRBs can be characterized by the angular span formed by the line connecting the array's two ends to the target, and the different WSMSs with same angular spans but different number of subarrays have identical normalized CRBs. We provide a theoretical proof that, in certain scenarios, the CRB of WSMSs is smaller than that of uniform arrays. We further yield the closed-form CRBs for the hybrid spherical and planar wavefront-based WSMS (HSPW-WSMS), and its components can be seen as decompositions of the parameters from the CRBs for the SW-WSMS. Simulations are conducted to validate the accuracy of the derived closed-form CRBs and provide further insights into various system characteristics. Basically, this paper underscores the high resolution of utilizing WSMS for localization, reinforces the validity of adopting the HSPW assumption, and, considering its applications in communications, indicates a promising outlook for integrated sensing and communications based on HSPW-WSMSs.

Stacked Intelligent Metasurfaces for Multiuser Downlink Beamforming in the Wave Domain

Intelligent metasurface has recently emerged as a promising technology that enables the customization of wireless environments by harnessing large numbers of inexpensive configurable scattering elements. However, prior studies have predominantly focused on single-layer metasurfaces, which have limitations in terms of the number of beam patterns they can steer accurately due to practical hardware restrictions. In contrast, this paper introduces a novel stacked intelligent metasurface (SIM) design. Specifically, we investigate the integration of SIM into the downlink of a multiuser multiple-input single-output (MISO) communication system, where a SIM, consisting of a multilayer metasurface structure, is deployed at the base station (BS) to facilitate transmit beamforming in the electromagnetic wave domain. This eliminates the need for conventional digital beamforming and high-resolution digital-to-analog converters at the BS. To this end, we formulate an optimization problem that aims to maximize the sum rate of all user equipments by jointly optimizing the transmit power allocation at the BS and the wave-based beamforming at the SIM, subject to both the transmit power budget and discrete phase shift constraints. Furthermore, we propose a computationally efficient algorithm for solving this joint optimization problem and elaborate on the potential benefits of employing SIM in wireless networks. Finally, the numerical results corroborate the effectiveness of the proposed SIM-enabled wave-based beamforming design and evaluate the performance improvement achieved by the proposed algorithm compared to various benchmark schemes. It is demonstrated that considering the same number of transmit antennas, the proposed SIM-based system achieves about 200\% improvement in terms of sum rate compared to conventional MISO systems.

A Multi-Head Ensemble Multi-Task Learning Approach for Dynamical Computation Offloading

Computation offloading has become a popular solution to support computationally intensive and latency-sensitive applications by transferring computing tasks to mobile edge servers (MESs) for execution, which is known as mobile/multi-access edge computing (MEC). To improve the MEC performance, it is required to design an optimal offloading strategy that includes offloading decision (i.e., whether offloading or not) and computational resource allocation of MEC. The design can be formulated as a mixed-integer nonlinear programming (MINLP) problem, which is generally NP-hard and its effective solution can be obtained by performing online inference through a well-trained deep neural network (DNN) model. However, when the system environments change dynamically, the DNN model may lose efficacy due to the drift of input parameters, thereby decreasing the generalization ability of the DNN model. To address this unique challenge, in this paper, we propose a multi-head ensemble multi-task learning (MEMTL) approach with a shared backbone and multiple prediction heads (PHs). Specifically, the shared backbone will be invariant during the PHs training and the inferred results will be ensembled, thereby significantly reducing the required training overhead and improving the inference performance. As a result, the joint optimization problem for offloading decision and resource allocation can be efficiently solved even in a time-varying wireless environment. Experimental results show that the proposed MEMTL outperforms benchmark methods in both the inference accuracy and mean square error without requiring additional training data.

A Transmit-Receive Parameter Separable Electromagnetic Channel Model for LoS Holographic MIMO

To support the extremely high spectral efficiency and energy efficiency requirements, and emerging applications of future wireless communications, holographic multiple-input multiple-output (H-MIMO) technology is envisioned as one of the most promising enablers. It can potentially bring extra degrees-of-freedom for communications and signal processing, including spatial multiplexing in line-of-sight (LoS) channels and electromagnetic (EM) field processing performed using specialized devices, to attain the fundamental limits of wireless communications. In this context, EM-domain channel modeling is critical to harvest the benefits offered by H-MIMO. Existing EM-domain channel models are built based on the tensor Green function, which require prior knowledge of the global position and/or the relative distances and directions of the transmit/receive antenna elements. Such knowledge may be difficult to acquire in real-world applications due to extensive measurements needed for obtaining this data. To overcome this limitation, we propose a transmit-receive parameter separable channel model methodology in which the EM-domain (or holographic) channel can be simply acquired from the distance/direction measured between the center-points between the transmit and receive surfaces, and the local positions between the transmit and receive elements, thus avoiding extensive global parameter measurements. Analysis and numerical results showcase the effectiveness of the proposed channel modeling approach in approximating the H-MIMO channel, and achieving the theoretical channel capacity.

Pilot Power Allocation for Channel Estimation in a Multi-RIS Aided Communication System

Reconfigurable intelligent surface (RIS) is a promising technology that enables the customization of electromagnetic propagation environments in next-generation wireless networks. In this paper, we investigate the optimal pilot power allocation during the channel estimation stage to improve the ergodic channel gain of RIS-assisted systems under practical imperfect channel state information (CSI). Specifically, we commence by deriving an explicit closed-form expression of the ergodic channel gain of a multi-RIS-aided communication system that takes into account channel estimation errors. Then, we formulate the pilot power allocation problem to maximize the ergodic channel gain under imperfect CSI, subject to the average pilot power constraint. Then, the method of Lagrange multipliers is invoked to obtain the optimal pilot power allocation solution, which indicates that allocating more power to the pilots for estimating the weak reflection channels is capable of effectively improving the ergodic channel gain under imperfect CSI. Finally, extensive simulation results corroborate our theoretical analysis.

Joint Beamforming Optimization for Active STAR-RIS Assisted ISAC systems

In this paper, we investigate an active simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) assisted integrated sensing and communications (ISAC) system, in which a dual-function base station (DFBS) equipped with multiple antennas provides communication services for multiple users with the assistance of an active STARRIS and performs target sensing simultaneously. Through optimizing both the DFBS and STAR-RIS beamforming jointly under different work modes, our purpose is to achieve the maximized communication sum rate, subject to the minimum radar signal-to-noise ratio (SNR) constraint, active STAR-RIS hardware constraints, and total power constraint of DFBS and active STAR-RIS. To solve the non-convex optimization problem formulated, an efficient alternating optimization algorithm is proposed. Specifically, the fractional programming scheme is first leveraged to turn the original problem into a structure with more tractable, and subsequently the transformed problem is decomposed into multiple sub-problems. Next, we develop a derivation method to obtain the closed expression of the radar receiving beamforming, and then the DFBS transmit beamforming is optimized under the radar SNR requirement and total power constraint. After that, the active STAR-RIS reflection and transmission beamforming are optimized by majorization minimiation, complex circle manifold and convex optimization techniques. Finally, the proposed schemes are conducted through numerical simulations to show their benefits and efficiency.

Superimposed RIS-phase Modulation for MIMO Communications: A Novel Paradigm of Information Transfer

Reconfigurable intelligent surface (RIS) is regarded as an important enabling technology for the sixth-generation (6G) network. Recently, modulating information in reflection patterns of RIS, referred to as reflection modulation (RM), has been proven in theory to have the potential of achieving higher transmission rate than existing passive beamforming (PBF) schemes of RIS. To fully unlock this potential of RM, we propose a novel superimposed RIS-phase modulation (SRPM) scheme for multiple-input multiple-output (MIMO) systems, where tunable phase offsets are superimposed onto predetermined RIS phases to bear extra information messages. The proposed SRPM establishes a universal framework for RM, which retrieves various existing RM-based schemes as special cases. Moreover, the advantages and applicability of the SRPM in practice is also validated in theory by analytical characterization of its performance in terms of average bit error rate (ABER) and ergodic capacity. To maximize the performance gain, we formulate a general precoding optimization at the base station (BS) for a single-stream case with uncorrelated channels and obtain the optimal SRPM design via the semidefinite relaxation (SDR) technique. Furthermore, to avoid extremely high complexity in maximum likelihood (ML) detection for the SRPM, we propose a sphere decoding (SD)-based layered detection method with near-ML performance and much lower complexity. Numerical results demonstrate the effectiveness of SRPM, precoding optimization, and detection design. It is verified that the proposed SRPM achieves a higher diversity order than that of existing RM-based schemes and outperforms PBF significantly especially when the transmitter is equipped with limited radio-frequency (RF) chains.