$R^3$-NL2GQL: A Hybrid Models Approach for for Accuracy Enhancing and Hallucinations Mitigation

While current NL2SQL tasks constructed using Foundation Models have achieved commendable results, their direct application to Natural Language to Graph Query Language (NL2GQL) tasks poses challenges due to the significant differences between GQL and SQL expressions, as well as the numerous types of GQL. Our extensive experiments reveal that in NL2GQL tasks, larger Foundation Models demonstrate superior cross-schema generalization abilities, while smaller Foundation Models struggle to improve their GQL generation capabilities through fine-tuning. However, after fine-tuning, smaller models exhibit better intent comprehension and higher grammatical accuracy. Diverging from rule-based and slot-filling techniques, we introduce R3-NL2GQL, which employs both smaller and larger Foundation Models as reranker, rewriter and refiner. The approach harnesses the comprehension ability of smaller models for information reranker and rewriter, and the exceptional generalization and generation capabilities of larger models to transform input natural language queries and code structure schema into any form of GQLs. Recognizing the lack of established datasets in this nascent domain, we have created a bilingual dataset derived from graph database documentation and some open-source Knowledge Graphs (KGs). We tested our approach on this dataset and the experimental results showed that delivers promising performance and robustness.Our code and dataset is available at https://github.com/zhiqix/NL2GQL

Semantic Parsing by Large Language Models for Intricate Updating Strategies of Zero-Shot Dialogue State Tracking

Zero-shot Dialogue State Tracking (DST) addresses the challenge of acquiring and annotating task-oriented dialogues, which can be time consuming and costly. However, DST extends beyond simple slot-filling and requires effective updating strategies for tracking dialogue state as conversations progress. In this paper, we propose ParsingDST, a new In-Context Learning (ICL) method, to introduce additional intricate updating strategies in zero-shot DST. Our approach reformulates the DST task by leveraging powerful Large Language Models (LLMs) and translating the original dialogue text to JSON through semantic parsing as an intermediate state. We also design a novel framework that includes more modules to ensure the effectiveness of updating strategies in the text-to-JSON process. Experimental results demonstrate that our approach outperforms existing zero-shot DST methods on MultiWOZ, exhibiting significant improvements in Joint Goal Accuracy (JGA) and slot accuracy compared to existing ICL methods.

Improving End-to-End Speech Processing by Efficient Text Data Utilization with Latent Synthesis

Training a high performance end-to-end speech (E2E) processing model requires an enormous amount of labeled speech data, especially in the era of data-centric artificial intelligence. However, labeled speech data are usually scarcer and more expensive for collection, compared to textual data. We propose Latent Synthesis (LaSyn), an efficient textual data utilization framework for E2E speech processing models. We train a latent synthesizer to convert textual data into an intermediate latent representation of a pre-trained speech model. These pseudo acoustic representations of textual data augment acoustic data for model training. We evaluate LaSyn on low-resource automatic speech recognition (ASR) and spoken language understanding (SLU) tasks. For ASR, LaSyn improves an E2E baseline trained on LibriSpeech train-clean-100, with relative word error rate reductions over 22.3% on different test sets. For SLU, LaSyn improves our E2E baseline by absolute 4.1% for intent classification accuracy and 3.8% for slot filling SLU-F1 on SLURP, and absolute 4.49% and 2.25% for exact match (EM) and EM-Tree accuracies on STOP respectively. With fewer parameters, the results of LaSyn are competitive to published state-of-the-art works. The results demonstrate the quality of the augmented training data.

Introducing "Forecast Utterance" for Conversational Data Science

Envision an intelligent agent capable of assisting users in conducting forecasting tasks through intuitive, natural conversations, without requiring in-depth knowledge of the underlying machine learning (ML) processes. A significant challenge for the agent in this endeavor is to accurately comprehend the user's prediction goals and, consequently, formulate precise ML tasks. In this paper, we take a pioneering step towards this ambitious goal by introducing a new concept called Forecast Utterance and then focus on the automatic and accurate interpretation of users' prediction goals from these utterances. Specifically, we frame the task as a slot-filling problem, where each slot corresponds to a specific aspect of the goal prediction task. We then employ two zero-shot methods for solving the slot-filling task, namely: 1) Entity Extraction (EE), and 2) Question-Answering (QA) techniques. Our experiments, conducted with three meticulously crafted data sets, validate the viability of our ambitious goal and demonstrate the effectiveness of both EE and QA techniques in interpreting Forecast Utterances.

Leveraging Multilingual Self-Supervised Pretrained Models for Sequence-to-Sequence End-to-End Spoken Language Understanding

A number of methods have been proposed for End-to-End Spoken Language Understanding (E2E-SLU) using pretrained models, however their evaluation often lacks multilingual setup and tasks that require prediction of lexical fillers, such as slot filling. In this work, we propose a unified method that integrates multilingual pretrained speech and text models and performs E2E-SLU on six datasets in four languages in a generative manner, including the prediction of lexical fillers. We investigate how the proposed method can be improved by pretraining on widely available speech recognition data using several training objectives. Pretraining on 7000 hours of multilingual data allows us to outperform the state-of-the-art ultimately on two SLU datasets and partly on two more SLU datasets. Finally, we examine the cross-lingual capabilities of the proposed model and improve on the best known result on the PortMEDIA-Language dataset by almost half, achieving a Concept/Value Error Rate of 23.65%.

Explainable and Accurate Natural Language Understanding for Voice Assistants and Beyond

Joint intent detection and slot filling, which is also termed as joint NLU (Natural Language Understanding) is invaluable for smart voice assistants. Recent advancements in this area have been heavily focusing on improving accuracy using various techniques. Explainability is undoubtedly an important aspect for deep learning-based models including joint NLU models. Without explainability, their decisions are opaque to the outside world and hence, have tendency to lack user trust. Therefore to bridge this gap, we transform the full joint NLU model to be `inherently' explainable at granular levels without compromising on accuracy. Further, as we enable the full joint NLU model explainable, we show that our extension can be successfully used in other general classification tasks. We demonstrate this using sentiment analysis and named entity recognition.

SALMONN: Towards Generic Hearing Abilities for Large Language Models

Hearing is arguably an essential ability of artificial intelligence (AI) agents in the physical world, which refers to the perception and understanding of general auditory information consisting of at least three types of sounds: speech, audio events, and music. In this paper, we propose SALMONN, a speech audio language music open neural network, built by integrating a pre-trained text-based large language model (LLM) with speech and audio encoders into a single multimodal model. SALMONN enables the LLM to directly process and understand general audio inputs and achieve competitive performances on a number of speech and audio tasks used in training, such as automatic speech recognition and translation, auditory-information-based question answering, emotion recognition, speaker verification, and music and audio captioning \textit{etc.} SALMONN also has a diverse set of emergent abilities unseen in the training, which includes but is not limited to speech translation to untrained languages, speech-based slot filling, spoken-query-based question answering, audio-based storytelling, and speech audio co-reasoning \textit{etc}. The presence of the cross-modal emergent abilities is studied, and a novel few-shot activation tuning approach is proposed to activate such abilities of SALMONN. To our knowledge, SALMONN is the first model of its type and can be regarded as a step towards AI with generic hearing abilities. An interactive demo of SALMONN is available at \texttt{\url{https://github.com/bytedance/SALMONN}}, and the training code and model checkpoints will be released upon acceptance.

Prompting and Adapter Tuning for Self-supervised Encoder-Decoder Speech Model

Prompting and adapter tuning have emerged as efficient alternatives to fine-tuning (FT) methods. However, existing studies on speech prompting focused on classification tasks and failed on more complex sequence generation tasks. Besides, adapter tuning is primarily applied with a focus on encoder-only self-supervised models. Our experiments show that prompting on Wav2Seq, a self-supervised encoder-decoder model, surpasses previous works in sequence generation tasks. It achieves a remarkable 53% relative improvement in word error rate for ASR and a 27% in F1 score for slot filling. Additionally, prompting competes with the FT method in the low-resource scenario. Moreover, we show the transferability of prompting and adapter tuning on Wav2Seq in cross-lingual ASR. When limited trainable parameters are involved, prompting and adapter tuning consistently outperform conventional FT across 7 languages. Notably, in the low-resource scenario, prompting consistently outperforms adapter tuning.

I$^2$KD-SLU: An Intra-Inter Knowledge Distillation Framework for Zero-Shot Cross-Lingual Spoken Language Understanding

Spoken language understanding (SLU) typically includes two subtasks: intent detection and slot filling. Currently, it has achieved great success in high-resource languages, but it still remains challenging in low-resource languages due to the scarcity of labeled training data. Hence, there is a growing interest in zero-shot cross-lingual SLU. Despite of the success of existing zero-shot cross-lingual SLU models, most of them neglect to achieve the mutual guidance between intent and slots. To address this issue, we propose an Intra-Inter Knowledge Distillation framework for zero-shot cross-lingual Spoken Language Understanding (I$^2$KD-SLU) to model the mutual guidance. Specifically, we not only apply intra-knowledge distillation between intent predictions or slot predictions of the same utterance in different languages, but also apply inter-knowledge distillation between intent predictions and slot predictions of the same utterance. Our experimental results demonstrate that our proposed framework significantly improves the performance compared with the strong baselines and achieves the new state-of-the-art performance on the MultiATIS++ dataset, obtaining a significant improvement over the previous best model in overall accuracy.

Task Conditioned BERT for Joint Intent Detection and Slot-filling

Dialogue systems need to deal with the unpredictability of user intents to track dialogue state and the heterogeneity of slots to understand user preferences. In this paper we investigate the hypothesis that solving these challenges as one unified model will allow the transfer of parameter support data across the different tasks. The proposed principled model is based on a Transformer encoder, trained on multiple tasks, and leveraged by a rich input that conditions the model on the target inferences. Conditioning the Transformer encoder on multiple target inferences over the same corpus, i.e., intent and multiple slot types, allows learning richer language interactions than a single-task model would be able to. In fact, experimental results demonstrate that conditioning the model on an increasing number of dialogue inference tasks leads to improved results: on the MultiWOZ dataset, the joint intent and slot detection can be improved by 3.2\% by conditioning on intent, 10.8\% by conditioning on slot and 14.4\% by conditioning on both intent and slots. Moreover, on real conversations with Farfetch costumers, the proposed conditioned BERT can achieve high joint-goal and intent detection performance throughout a dialogue.