FED-PsyAU: Privacy-Preserving Micro-Expression Recognition via Psychological AU Coordination and Dynamic Facial Motion Modeling

Micro-expressions (MEs) are brief, low-intensity, often localized facial expressions. They could reveal genuine emotions individuals may attempt to conceal, valuable in contexts like criminal interrogation and psychological counseling. However, ME recognition (MER) faces challenges, such as small sample sizes and subtle features, which hinder efficient modeling. Additionally, real-world applications encounter ME data privacy issues, leaving the task of enhancing recognition across settings under privacy constraints largely unexplored. To address these issues, we propose a FED-PsyAU research framework. We begin with a psychological study on the coordination of upper and lower facial action units (AUs) to provide structured prior knowledge of facial muscle dynamics. We then develop a DPK-GAT network that combines these psychological priors with statistical AU patterns, enabling hierarchical learning of facial motion features from regional to global levels, effectively enhancing MER performance. Additionally, our federated learning framework advances MER capabilities across multiple clients without data sharing, preserving privacy and alleviating the limited-sample issue for each client. Extensive experiments on commonly-used ME databases demonstrate the effectiveness of our approach.

Learning Transferable Facial Emotion Representations from Large-Scale Semantically Rich Captions

Current facial emotion recognition systems are predominately trained to predict a fixed set of predefined categories or abstract dimensional values. This constrained form of supervision hinders generalization and applicability, as it reduces the rich and nuanced spectrum of emotions into oversimplified labels or scales. In contrast, natural language provides a more flexible, expressive, and interpretable way to represent emotions, offering a much broader source of supervision. Yet, leveraging semantically rich natural language captions as supervisory signals for facial emotion representation learning remains relatively underexplored, primarily due to two key challenges: 1) the lack of large-scale caption datasets with rich emotional semantics, and 2) the absence of effective frameworks tailored to harness such rich supervision. To this end, we introduce EmoCap100K, a large-scale facial emotion caption dataset comprising over 100,000 samples, featuring rich and structured semantic descriptions that capture both global affective states and fine-grained local facial behaviors. Building upon this dataset, we further propose EmoCapCLIP, which incorporates a joint global-local contrastive learning framework enhanced by a cross-modal guided positive mining module. This design facilitates the comprehensive exploitation of multi-level caption information while accommodating semantic similarities between closely related expressions. Extensive evaluations on over 20 benchmarks covering five tasks demonstrate the superior performance of our method, highlighting the promise of learning facial emotion representations from large-scale semantically rich captions. The code and data will be available at https://github.com/sunlicai/EmoCapCLIP.

Multimodal Prompt Alignment for Facial Expression Recognition

Prompt learning has been widely adopted to efficiently adapt vision-language models (VLMs) like CLIP for various downstream tasks. Despite their success, current VLM-based facial expression recognition (FER) methods struggle to capture fine-grained textual-visual relationships, which are essential for distinguishing subtle differences between facial expressions. To address this challenge, we propose a multimodal prompt alignment framework for FER, called MPA-FER, that provides fine-grained semantic guidance to the learning process of prompted visual features, resulting in more precise and interpretable representations. Specifically, we introduce a multi-granularity hard prompt generation strategy that utilizes a large language model (LLM) like ChatGPT to generate detailed descriptions for each facial expression. The LLM-based external knowledge is injected into the soft prompts by minimizing the feature discrepancy between the soft prompts and the hard prompts. To preserve the generalization abilities of the pretrained CLIP model, our approach incorporates prototype-guided visual feature alignment, ensuring that the prompted visual features from the frozen image encoder align closely with class-specific prototypes. Additionally, we propose a cross-modal global-local alignment module that focuses on expression-relevant facial features, further improving the alignment between textual and visual features. Extensive experiments demonstrate our framework outperforms state-of-the-art methods on three FER benchmark datasets, while retaining the benefits of the pretrained model and minimizing computational costs.

Reading Smiles: Proxy Bias in Foundation Models for Facial Emotion Recognition

Foundation Models (FMs) are rapidly transforming Affective Computing (AC), with Vision Language Models (VLMs) now capable of recognising emotions in zero shot settings. This paper probes a critical but underexplored question: what visual cues do these models rely on to infer affect, and are these cues psychologically grounded or superficially learnt? We benchmark varying scale VLMs on a teeth annotated subset of AffectNet dataset and find consistent performance shifts depending on the presence of visible teeth. Through structured introspection of, the best-performing model, i.e., GPT-4o, we show that facial attributes like eyebrow position drive much of its affective reasoning, revealing a high degree of internal consistency in its valence-arousal predictions. These patterns highlight the emergent nature of FMs behaviour, but also reveal risks: shortcut learning, bias, and fairness issues especially in sensitive domains like mental health and education.

Autonomous AI Surveillance: Multimodal Deep Learning for Cognitive and Behavioral Monitoring

This study presents a novel classroom surveillance system that integrates multiple modalities, including drowsiness, tracking of mobile phone usage, and face recognition,to assess student attentiveness with enhanced precision.The system leverages the YOLOv8 model to detect both mobile phone and sleep usage,(Ghatge et al., 2024) while facial recognition is achieved through LResNet Occ FC body tracking using YOLO and MTCNN.(Durai et al., 2024) These models work in synergy to provide comprehensive, real-time monitoring, offering insights into student engagement and behavior.(S et al., 2023) The framework is trained on specialized datasets, such as the RMFD dataset for face recognition and a Roboflow dataset for mobile phone detection. The extensive evaluation of the system shows promising results. Sleep detection achieves 97. 42% mAP@50, face recognition achieves 86. 45% validation accuracy and mobile phone detection reach 85. 89% mAP@50. The system is implemented within a core PHP web application and utilizes ESP32-CAM hardware for seamless data capture.(Neto et al., 2024) This integrated approach not only enhances classroom monitoring, but also ensures automatic attendance recording via face recognition as students remain seated in the classroom, offering scalability for diverse educational environments.(Banada,2025)

CAST-Phys: Contactless Affective States Through Physiological signals Database

In recent years, affective computing and its applications have become a fast-growing research topic. Despite significant advancements, the lack of affective multi-modal datasets remains a major bottleneck in developing accurate emotion recognition systems. Furthermore, the use of contact-based devices during emotion elicitation often unintentionally influences the emotional experience, reducing or altering the genuine spontaneous emotional response. This limitation highlights the need for methods capable of extracting affective cues from multiple modalities without physical contact, such as remote physiological emotion recognition. To address this, we present the Contactless Affective States Through Physiological Signals Database (CAST-Phys), a novel high-quality dataset explicitly designed for multi-modal remote physiological emotion recognition using facial and physiological cues. The dataset includes diverse physiological signals, such as photoplethysmography (PPG), electrodermal activity (EDA), and respiration rate (RR), alongside high-resolution uncompressed facial video recordings, enabling the potential for remote signal recovery. Our analysis highlights the crucial role of physiological signals in realistic scenarios where facial expressions alone may not provide sufficient emotional information. Furthermore, we demonstrate the potential of remote multi-modal emotion recognition by evaluating the impact of individual and fused modalities, showcasing its effectiveness in advancing contactless emotion recognition technologies.

Bridging the gap in FER: addressing age bias in deep learning

Facial Expression Recognition (FER) systems based on deep learning have achieved impressive performance in recent years. However, these models often exhibit demographic biases, particularly with respect to age, which can compromise their fairness and reliability. In this work, we present a comprehensive study of age-related bias in deep FER models, with a particular focus on the elderly population. We first investigate whether recognition performance varies across age groups, which expressions are most affected, and whether model attention differs depending on age. Using Explainable AI (XAI) techniques, we identify systematic disparities in expression recognition and attention patterns, especially for "neutral", "sadness", and "anger" in elderly individuals. Based on these findings, we propose and evaluate three bias mitigation strategies: Multi-task Learning, Multi-modal Input, and Age-weighted Loss. Our models are trained on a large-scale dataset, AffectNet, with automatically estimated age labels and validated on balanced benchmark datasets that include underrepresented age groups. Results show consistent improvements in recognition accuracy for elderly individuals, particularly for the most error-prone expressions. Saliency heatmap analysis reveals that models trained with age-aware strategies attend to more relevant facial regions for each age group, helping to explain the observed improvements. These findings suggest that age-related bias in FER can be effectively mitigated using simple training modifications, and that even approximate demographic labels can be valuable for promoting fairness in large-scale affective computing systems.

Facial Recognition Leveraging Generative Adversarial Networks

Face recognition performance based on deep learning heavily relies on large-scale training data, which is often difficult to acquire in practical applications. To address this challenge, this paper proposes a GAN-based data augmentation method with three key contributions: (1) a residual-embedded generator to alleviate gradient vanishing/exploding problems, (2) an Inception ResNet-V1 based FaceNet discriminator for improved adversarial training, and (3) an end-to-end framework that jointly optimizes data generation and recognition performance. Experimental results demonstrate that our approach achieves stable training dynamics and significantly improves face recognition accuracy by 12.7% on the LFW benchmark compared to baseline methods, while maintaining good generalization capability with limited training samples.

2D-3D Attention and Entropy for Pose Robust 2D Facial Recognition

Despite recent advances in facial recognition, there remains a fundamental issue concerning degradations in performance due to substantial perspective (pose) differences between enrollment and query (probe) imagery. Therefore, we propose a novel domain adaptive framework to facilitate improved performances across large discrepancies in pose by enabling image-based (2D) representations to infer properties of inherently pose invariant point cloud (3D) representations. Specifically, our proposed framework achieves better pose invariance by using (1) a shared (joint) attention mapping to emphasize common patterns that are most correlated between 2D facial images and 3D facial data and (2) a joint entropy regularizing loss to promote better consistency$\unicode{x2014}$enhancing correlations among the intersecting 2D and 3D representations$\unicode{x2014}$by leveraging both attention maps. This framework is evaluated on FaceScape and ARL-VTF datasets, where it outperforms competitive methods by achieving profile (90$\unicode{x00b0}$$\unicode{x002b}$) TAR @ 1$\unicode{x0025}$ FAR improvements of at least 7.1$\unicode{x0025}$ and 1.57$\unicode{x0025}$, respectively.

Accuracy and Fairness of Facial Recognition Technology in Low-Quality Police Images: An Experiment With Synthetic Faces

Facial recognition technology (FRT) is increasingly used in criminal investigations, yet most evaluations of its accuracy rely on high-quality images, unlike those often encountered by law enforcement. This study examines how five common forms of image degradation--contrast, brightness, motion blur, pose shift, and resolution--affect FRT accuracy and fairness across demographic groups. Using synthetic faces generated by StyleGAN3 and labeled with FairFace, we simulate degraded images and evaluate performance using Deepface with ArcFace loss in 1:n identification tasks. We perform an experiment and find that false positive rates peak near baseline image quality, while false negatives increase as degradation intensifies--especially with blur and low resolution. Error rates are consistently higher for women and Black individuals, with Black females most affected. These disparities raise concerns about fairness and reliability when FRT is used in real-world investigative contexts. Nevertheless, even under the most challenging conditions and for the most affected subgroups, FRT accuracy remains substantially higher than that of many traditional forensic methods. This suggests that, if appropriately validated and regulated, FRT should be considered a valuable investigative tool. However, algorithmic accuracy alone is not sufficient: we must also evaluate how FRT is used in practice, including user-driven data manipulation. Such cases underscore the need for transparency and oversight in FRT deployment to ensure both fairness and forensic validity.