D-STAR: Dual Simultaneously Transmitting and Reflecting Reconfigurable Intelligent Surfaces for Joint Uplink/Downlink Transmission

The joint uplink/downlink (JUD) design of simultaneously transmitting and reflecting reconfigurable intelligent surfaces (STAR-RIS) is conceived in support of both uplink (UL) and downlink (DL) users. Furthermore, the dual STAR-RISs (D-STAR) concept is conceived as a promising architecture for 360-degree full-plane service coverage including users located between the base station (BS) and the D-STAR and beyond. The corresponding regions are termed as primary (P) and secondary (S) regions. The primary STAR-RIS (STAR-P) plays an important role in terms of tackling the P-region inter-user interference, the self-interference (SI) from the BS and from the reflective as well as refractive UL users imposed on the DL receiver. By contrast, the secondary STAR-RIS (STAR-S) aims for mitigating the S-region interferences. The non-linear and non-convex rate-maximization problem formulated is solved by alternating optimization amongst the decomposed convex sub-problems of the BS beamformer, and the D-STAR amplitude as well as phase shift configurations. We also propose a D-STAR based active beamforming and passive STAR-RIS amplitude/phase (DBAP) optimization scheme to solve the respective sub-problems by Lagrange dual with Dinkelbach transformation, alternating direction method of multipliers (ADMM) with successive convex approximation (SCA), and penalty convex-concave procedure (PCCP). Our simulation results reveal that the proposed D-STAR architecture outperforms the conventional single RIS, single STAR-RIS, and half-duplex networks. The proposed DBAP in D-STAR outperforms the state-of-the-art solutions in the open literature.

Revealing the Impact of Beamforming in ISAC

This letter proposes advanced beamforming design and analyzes its influence on the sensing and communications (S&C) performance for a multiple-antenna integrated S&C (ISAC) system with a single communication user and a single target. Novel closed-form beamformers are derived for three typical scenarios, including the sensing-centric design, communications-centric design, and Pareto optimal design. Regarding each scenario, the outage probability, ergodic communication rate (CR), and sensing rate (SR) are analyzed to derive the diversity orders and high signal-to-noise ratio slopes. Numerical results are provided to demonstrate that i) beamforming design can affect the high-SNR power offset and diversity order but does not influence the high-SNR slope; ii) ISAC exhibits larger high-SNR slopes and a more extensive SR-CR region than conventional frequency-division S&C (FDSAC) techniques.

Multi-Objective Optimisation of URLLC-Based Metaverse Services

Metaverse aims for building a fully immersive virtual shared space, where the users are able to engage in various activities. To successfully deploy the service for each user, the Metaverse service provider and network service provider generally localise the user first and then support the communication between the base station (BS) and the user. A reconfigurable intelligent surface (RIS) is capable of creating a reflected link between the BS and the user to enhance line-of-sight. Furthermore, the new key performance indicators (KPIs) in Metaverse, such as its energy-consumption-dependent total service cost and transmission latency, are often overlooked in ultra-reliable low latency communication (URLLC) designs, which have to be carefully considered in next-generation URLLC (xURLLC) regimes. In this paper, our design objective is to jointly optimise the transmit power, the RIS phase shifts, and the decoding error probability to simultaneously minimise the total service cost and transmission latency and approach the Pareto Front (PF). We conceive a twin-stage central controller, which aims for localising the users first and then supports the communication between the BS and users. In the first stage, we localise the Metaverse users, where the stochastic gradient descent (SGD) algorithm is invoked for accurate user localisation. In the second stage, a meta-learning-based position-dependent multi-objective soft actor and critic (MO-SAC) algorithm is proposed to approach the PF between the total service cost and transmission latency and to further optimise the latency-dependent reliability. Our numerical results demonstrate that ...

NOMA for STAR-RIS Assisted UAV Networks

This paper proposes a novel simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) assisted unmanned aerial vehicle (UAV) non-orthogonal multiple access (NOMA) emergency communication network. Multiple STAR-RISs are deployed to provide additional and intelligent transmission links between trapped users and UAV-mounted base station (BS). Each user selects the nearest STAR-RIS for uploading data, and NOMA is employed for users located at the same side of the same STAR-RIS. Considering piratical requirements of post-disaster emergency communications, we formulate a throughput maximization problem subject to constraints on minimum average rate and maximum energy consumption, where the UAV trajectory, STAR-RIS passive beamforming, and time and power allocation are jointly optimized. Furthermore, we propose a Lagrange based reward constrained proximal policy optimization (LRCPPO) algorithm, which provides an adaptive method for solving the long-term optimization problem with cumulative constraints. Specifically, using Lagrange relaxation, the original problem is transformed into an unconstrained problem with a two-layer structure. The inner layer is solved by penalized reward based proximal policy optimization (PPO) algorithm. In the outer layer, Lagrange multipliers are updated by gradient descent. Numerical results show the proposed algorithm can effectively improve network performance while satisfying the constraints well. It also demonstrates the superiority of the proposed STAR-RIS assisted UAV NOMA network architecture over the benchmark schemes employing reflecting-only RISs and orthogonal multiple access.

Beamfocusing Optimization for Near-Field Wideband Multi-User Communications

A near-field wideband communication system is studied, wherein a base station (BS) employs an extremely large-scale antenna array (ELAA) to serve multiple users situated within its near-field region. To facilitate the near-field beamfocusing and mitigate the wideband beam split, true-time delayer (TTD)-based hybrid beamforming architectures are employed at the BS. Apart from the fully-connected TTD-based architecture, a new sub-connected TTD-based architecture is proposed for enhancing energy efficiency. Three wideband beamfocusing optimization approaches are proposed to maximize spectral efficiency for both architectures. 1) Fully-digital approximation (FDA) approach: In this approach, the TTD-based hybrid beamformers are optimized to approximate the optimal fully-digital beamformers using block coordinate descent. 2) Penalty-based FDA approach: In this approach, the penalty method is leveraged in the FDA approach to guarantee the convergence to a stationary point of the spectral maximization problem. 3) Heuristic two-stage (HTS) approach: In this approach, the closed-form TTD-based analog beamformers are first designed based on the outcomes of near-field beam training and the piecewise-near-field approximation. Subsequently, the low-dimensional digital beamformer is optimized using knowledge of the low-dimensional equivalent channels, resulting in reduced computational complexity and channel estimation complexity. Our numerical results unveil that 1) the proposed approaches effectively eliminate the near-field beam split effect, and 2) compared to the fully-connected architecture, the proposed sub-connected architecture exhibits higher energy efficiency and imposes fewer hardware limitations on TTDs and system bandwidth.

Near-Field Beamforming for STAR-RIS Networks

Recently, simultaneously transmitting and reflecting reconfigurable intelligent surfaces (STAR-RISs) have received significant research interest. The employment of large STAR-RIS and high-frequency signaling inevitably make the near-field propagation dominant in wireless communications. In this work, a STAR-RIS aided near-field multiple-input multiple-multiple (MIMO) communication framework is proposed. A weighted sum rate maximization problem for the joint optimization of the active beamforming at the base station (BS) and the transmission/reflection-coefficients (TRCs) at the STAR-RIS is formulated. The non-convex problem is solved by a block coordinate descent (BCD)-based algorithm. In particular, under given STAR-RIS TRCs, the optimal active beamforming matrices are obtained by solving a convex quadratically constrained quadratic program. For given active beamforming matrices, two algorithms are suggested for optimizing the STAR-RIS TRCs: a penalty-based iterative (PEN) algorithm and an element-wise iterative (ELE) algorithm. The latter algorithm is conceived for STAR-RISs with a large number of elements. Numerical results illustrate that: i) near-field beamforming for STAR-RIS aided MIMO communications significantly improves the achieved weighted sum rate compared with far-field beamforming; ii) the near-field channels facilitated by the STAR-RIS provide enhanced degrees-of-freedom and accessibility for the multi-user MIMO system; and iii) the BCD-PEN algorithm achieves better performance than the BCD-ELE algorithm, while the latter has a significantly lower computational complexity.

Terahertz Near-Field Communications and Sensing

This article focuses on the near-field effect in terahertz (THz) communications and sensing systems. By equipping with extremely large-scale antenna arrays (ELAAs), the near-field region in THz systems can be possibly extended to hundreds of meters in proximity to THz transceivers, which necessitates the consideration of near-field effect in the THz band both for the communications and sensing. We first review the main characteristics of the near-field region in the THz bands. The signal propagation in the near-field region is characterized by spherical waves rather than planar waves in the far-field region. This distinction introduces a new distance dimension to the communication and sensing channels, which brings new opportunities and challenges for both THz communications and sensing. More particularly, 1) For THz communications, the near-field effect enables a new mechanism for beamforming, namely, beamfocusing, in the focusing region. Furthermore, in THz multiple-input and multiple-output (MIMO) systems, the near-field effect can be exploited to combat the multiplexing gain degradation caused by the sparse THz channels. To address the near-field beam split effect caused by the conventional frequency-independent hybrid beamforming architecture in THz wideband communications, we propose a pair of wideband beamforming optimization approaches by a new hybrid beamforming architecture based on true-time-delayers (TTDs). 2) For THz sensing, joint angle and distance sensing can be achieved in the near-field region. Additionally, the near-field beam split becomes a beneficial effect for enhancing the sensing performance by focusing on multiple possible target locations rather than a drawback encountered in communications. Finally, several topics for future research are discussed.

Achievable Rate Analysis of the STAR-RIS Aided NOMA Uplink in the Face of Imperfect CSI and Hardware Impairments

Reconfigurable intelligent surfaces (RIS) are capable of beneficially ameliorating the propagation environment by appropriately controlling the passive reflecting elements. To extend the coverage area, the concept of simultaneous transmitting and reflecting reconfigurable intelligent surfaces (STAR-RIS) has been proposed, yielding supporting 360^circ coverage user equipment (UE) located on both sides of the RIS. In this paper, we theoretically formulate the ergodic sum-rate of the STAR-RIS assisted non-orthogonal multiple access (NOMA) uplink in the face of channel estimation errors and hardware impairments (HWI). Specifically, the STAR-RIS phase shift is configured based on the statistical channel state information (CSI), followed by linear minimum mean square error (LMMSE) channel estimation of the equivalent channel spanning from the UEs to the access point (AP). Afterwards, successive interference cancellation (SIC) is employed at the AP using the estimated instantaneous CSI, and we derive the theoretical ergodic sum-rate upper bound for both perfect and imperfect SIC decoding algorithm. The theoretical analysis and the simulation results show that both the channel estimation and the ergodic sum-rate have performance floor at high transmit power region caused by transceiver hardware impairments.

Near-Field Communications: A Tutorial Review

Extremely large-scale antenna arrays, tremendously high frequencies, and new types of antennas are three clear trends in multi-antenna technology for supporting the sixth-generation (6G) networks. To properly account for the new characteristics introduced by these three trends in communication system design, the near-field spherical-wave propagation model needs to be used, which differs from the classical far-field planar-wave one. As such, near-field communication (NFC) will become essential in 6G networks. In this tutorial, we cover three key aspects of NFC. 1) Channel Modelling: We commence by reviewing near-field spherical-wave-based channel models for spatially-discrete (SPD) antennas. Then, uniform spherical wave (USW) and non-uniform spherical wave (NUSW) models are discussed. Subsequently, we introduce a general near-field channel model for SPD antennas and a Green's function-based channel model for continuous-aperture (CAP) antennas. 2) Beamfocusing and Antenna Architectures: We highlight the properties of near-field beamfocusing and discuss NFC antenna architectures for both SPD and CAP antennas. Moreover, the basic principles of near-field beam training are introduced. 3) Performance Analysis: Finally, we provide a comprehensive performance analysis framework for NFC. For near-field line-of-sight channels, the received signal-to-noise ratio and power-scaling law are derived. For statistical near-field multipath channels, a general analytical framework is proposed, based on which analytical expression for the outage probability, ergodic channel capacity, and ergodic mutual information are derived. Finally, for each aspect, the topics for future research are discussed.

Simultaneous Wireless Information and Power Transfer in Near-Field Communications

A near-field simultaneous wireless information and power transfer (SWIPT) network is investigated, where the hybrid beamforming architecture is employed at the base station (BS) for information transmission while charging energy harvesting users. A transmit power minimization problem is formulated by jointly optimizing of the analog beamformer, the baseband digital information/energy beamformers, and the number of dedicated energy beams. To tackle the uncertain number of dedicated energy beams, a semidefinite relaxation based rank-one solution construction method is proposed to obtain the optimal baseband digital beamformers under the fixed analog precoder. Based on the structure of the optimal baseband digital beamformers, it is proved that no dedicated energy beam is required in near-field SWIPT. To further exploit this insight, a penalty-based two-layer (PTL) algorithm is proposed to optimize the analog beamformer and baseband digital information beamformers. By employing the block coordinate descent method, the optimal analog beamformer and baseband digital information beamformers are obtained in the closed-form expressions. Moreover, to reduce the high computational complexity caused by the large number of antennas, a low-complexity two-stage algorithm is proposed. Numerical results illustrate that: 1) the proposed PTL algorithm can achieve the near-optimal performance; and 2) in contract to the far-field SWIPT, single near-field beamformer can focus the energy on multiple locations.