PHAnToM: Personality Has An Effect on Theory-of-Mind Reasoning in Large Language Models

Recent advances in large language models (LLMs) demonstrate that their capabilities are comparable, or even superior, to humans in many tasks in natural language processing. Despite this progress, LLMs are still inadequate at social-cognitive reasoning, which humans are naturally good at. Drawing inspiration from psychological research on the links between certain personality traits and Theory-of-Mind (ToM) reasoning, and from prompt engineering research on the hyper-sensitivity of prompts in affecting LLMs capabilities, this study investigates how inducing personalities in LLMs using prompts affects their ToM reasoning capabilities. Our findings show that certain induced personalities can significantly affect the LLMs' reasoning capabilities in three different ToM tasks. In particular, traits from the Dark Triad have a larger variable effect on LLMs like GPT-3.5, Llama 2, and Mistral across the different ToM tasks. We find that LLMs that exhibit a higher variance across personality prompts in ToM also tends to be more controllable in personality tests: personality traits in LLMs like GPT-3.5, Llama 2 and Mistral can be controllably adjusted through our personality prompts. In today's landscape where role-play is a common strategy when using LLMs, our research highlights the need for caution, as models that adopt specific personas with personalities potentially also alter their reasoning abilities in an unexpected manner.

Large Language Models(LLMs) on Tabular Data: Prediction, Generation, and Understanding -- A Survey

Recent breakthroughs in large language modeling have facilitated rigorous exploration of their application in diverse tasks related to tabular data modeling, such as prediction, tabular data synthesis, question answering, and table understanding. Each task presents unique challenges and opportunities. However, there is currently a lack of comprehensive review that summarizes and compares the key techniques, metrics, datasets, models, and optimization approaches in this research domain. This survey aims to address this gap by consolidating recent progress in these areas, offering a thorough survey and taxonomy of the datasets, metrics, and methodologies utilized. It identifies strengths, limitations, unexplored territories, and gaps in the existing literature, while providing some insights for future research directions in this vital and rapidly evolving field. It also provides relevant code and datasets references. Through this comprehensive review, we hope to provide interested readers with pertinent references and insightful perspectives, empowering them with the necessary tools and knowledge to effectively navigate and address the prevailing challenges in the field.

Large Language Models on Tabular Data -- A Survey

Recent breakthroughs in large language modeling have facilitated rigorous exploration of their application in diverse tasks related to tabular data modeling, such as prediction, tabular data synthesis, question answering, and table understanding. Each task presents unique challenges and opportunities. However, there is currently a lack of comprehensive review that summarizes and compares the key techniques, metrics, datasets, models, and optimization approaches in this research domain. This survey aims to address this gap by consolidating recent progress in these areas, offering a thorough survey and taxonomy of the datasets, metrics, and methodologies utilized. It identifies strengths, limitations, unexplored territories, and gaps in the existing literature, while providing some insights for future research directions in this vital and rapidly evolving field. It also provides relevant code and datasets references. Through this comprehensive review, we hope to provide interested readers with pertinent references and insightful perspectives, empowering them with the necessary tools and knowledge to effectively navigate and address the prevailing challenges in the field.

HR-MultiWOZ: A Task Oriented Dialogue (TOD) Dataset for HR LLM Agent

Recent advancements in Large Language Models (LLMs) have been reshaping Natural Language Processing (NLP) task in several domains. Their use in the field of Human Resources (HR) has still room for expansions and could be beneficial for several time consuming tasks. Examples such as time-off submissions, medical claims filing, and access requests are noteworthy, but they are by no means the sole instances. However, the aforementioned developments must grapple with the pivotal challenge of constructing a high-quality training dataset. On one hand, most conversation datasets are solving problems for customers not employees. On the other hand, gathering conversations with HR could raise privacy concerns. To solve it, we introduce HR-Multiwoz, a fully-labeled dataset of 550 conversations spanning 10 HR domains to evaluate LLM Agent. Our work has the following contributions: (1) It is the first labeled open-sourced conversation dataset in the HR domain for NLP research. (2) It provides a detailed recipe for the data generation procedure along with data analysis and human evaluations. The data generation pipeline is transferable and can be easily adapted for labeled conversation data generation in other domains. (3) The proposed data-collection pipeline is mostly based on LLMs with minimal human involvement for annotation, which is time and cost-efficient.

A text-dependent speaker verification application framework based on Chinese numerical string corpus

Researches indicate that text-dependent speaker verification (TD-SV) often outperforms text-independent verification (TI-SV) in short speech scenarios. However, collecting large-scale fixed text speech data is challenging, and as speech length increases, factors like sentence rhythm and pauses affect TDSV's sensitivity to text sequence. Based on these factors, We propose the hypothesis that strategies such as more fine-grained pooling methods on time scales and decoupled representations of speech speaker embedding and text embedding are more suitable for TD-SV. We have introduced an end-to-end TD-SV system based on a dataset comprising longer Chinese numerical string texts. It contains a text embedding network, a speaker embedding network, and back-end fusion. First, we recorded a dataset consisting of long Chinese numerical text named SHAL, which is publicly available on the Open-SLR website. We addressed the issue of dataset scarcity by augmenting it using Tacotron2 and HiFi-GAN. Next, we introduced a dual representation of speech with text embedding and speaker embedding. In the text embedding network, we employed an enhanced Transformer and introduced a triple loss that includes text classification loss, CTC loss, and decoder loss. For the speaker embedding network, we enhanced a sliding window attentive statistics pooling (SWASP), combined with attentive statistics pooling (ASP) to create a multi-scale pooling method. Finally, we fused text embedding and speaker embedding. Our pooling methods achieved an equal error rate (EER) performance improvement of 49.2% on Hi-Mia and 75.0% on SHAL, respectively.

Sequence-Level Certainty Reduces Hallucination In Knowledge-Grounded Dialogue Generation

Model hallucination has been a crucial interest of research in Natural Language Generation (NLG). In this work, we propose sequence-level certainty as a common theme over hallucination in NLG, and explore the correlation between sequence-level certainty and the level of hallucination in model responses. We categorize sequence-level certainty into two aspects: probabilistic certainty and semantic certainty, and reveal through experiments on Knowledge-Grounded Dialogue Generation (KGDG) task that both a higher level of probabilistic certainty and a higher level of semantic certainty in model responses are significantly correlated with a lower level of hallucination. What's more, we provide theoretical proof and analysis to show that semantic certainty is a good estimator of probabilistic certainty, and therefore has the potential as an alternative to probability-based certainty estimation in black-box scenarios. Based on the observation on the relationship between certainty and hallucination, we further propose Certainty-based Response Ranking (CRR), a decoding-time method for mitigating hallucination in NLG. Based on our categorization of sequence-level certainty, we propose 2 types of CRR approach: Probabilistic CRR (P-CRR) and Semantic CRR (S-CRR). P-CRR ranks individually sampled model responses using their arithmetic mean log-probability of the entire sequence. S-CRR approaches certainty estimation from meaning-space, and ranks a number of model response candidates based on their semantic certainty level, which is estimated by the entailment-based Agreement Score (AS). Through extensive experiments across 3 KGDG datasets, 3 decoding methods, and on 4 different models, we validate the effectiveness of our 2 proposed CRR methods to reduce model hallucination.

DeTiME: Diffusion-Enhanced Topic Modeling using Encoder-decoder based LLM

In the burgeoning field of natural language processing, Neural Topic Models (NTMs) and Large Language Models (LLMs) have emerged as areas of significant research interest. Despite this, NTMs primarily utilize contextual embeddings from LLMs, which are not optimal for clustering or capable for topic generation. Our study addresses this gap by introducing a novel framework named Diffusion-Enhanced Topic Modeling using Encoder-Decoder-based LLMs (DeTiME). DeTiME leverages ncoder-Decoder-based LLMs to produce highly clusterable embeddings that could generate topics that exhibit both superior clusterability and enhanced semantic coherence compared to existing methods. Additionally, by exploiting the power of diffusion, our framework also provides the capability to generate content relevant to the identified topics. This dual functionality allows users to efficiently produce highly clustered topics and related content simultaneously. DeTiME's potential extends to generating clustered embeddings as well. Notably, our proposed framework proves to be efficient to train and exhibits high adaptability, demonstrating its potential for a wide array of applications.

S2vNTM: Semi-supervised vMF Neural Topic Modeling

Language model based methods are powerful techniques for text classification. However, the models have several shortcomings. (1) It is difficult to integrate human knowledge such as keywords. (2) It needs a lot of resources to train the models. (3) It relied on large text data to pretrain. In this paper, we propose Semi-Supervised vMF Neural Topic Modeling (S2vNTM) to overcome these difficulties. S2vNTM takes a few seed keywords as input for topics. S2vNTM leverages the pattern of keywords to identify potential topics, as well as optimize the quality of topics' keywords sets. Across a variety of datasets, S2vNTM outperforms existing semi-supervised topic modeling methods in classification accuracy with limited keywords provided. S2vNTM is at least twice as fast as baselines.

KDSTM: Neural Semi-supervised Topic Modeling with Knowledge Distillation

In text classification tasks, fine tuning pretrained language models like BERT and GPT-3 yields competitive accuracy; however, both methods require pretraining on large text datasets. In contrast, general topic modeling methods possess the advantage of analyzing documents to extract meaningful patterns of words without the need of pretraining. To leverage topic modeling's unsupervised insights extraction on text classification tasks, we develop the Knowledge Distillation Semi-supervised Topic Modeling (KDSTM). KDSTM requires no pretrained embeddings, few labeled documents and is efficient to train, making it ideal under resource constrained settings. Across a variety of datasets, our method outperforms existing supervised topic modeling methods in classification accuracy, robustness and efficiency and achieves similar performance compare to state of the art weakly supervised text classification methods.

Approximate, Adapt, Anonymize (3A): a Framework for Privacy Preserving Training Data Release for Machine Learning

The availability of large amounts of informative data is crucial for successful machine learning. However, in domains with sensitive information, the release of high-utility data which protects the privacy of individuals has proven challenging. Despite progress in differential privacy and generative modeling for privacy-preserving data release in the literature, only a few approaches optimize for machine learning utility: most approaches only take into account statistical metrics on the data itself and fail to explicitly preserve the loss metrics of machine learning models that are to be subsequently trained on the generated data. In this paper, we introduce a data release framework, 3A (Approximate, Adapt, Anonymize), to maximize data utility for machine learning, while preserving differential privacy. We also describe a specific implementation of this framework that leverages mixture models to approximate, kernel-inducing points to adapt, and Gaussian differential privacy to anonymize a dataset, in order to ensure that the resulting data is both privacy-preserving and high utility. We present experimental evidence showing minimal discrepancy between performance metrics of models trained on real versus privatized datasets, when evaluated on held-out real data. We also compare our results with several privacy-preserving synthetic data generation models (such as differentially private generative adversarial networks), and report significant increases in classification performance metrics compared to state-of-the-art models. These favorable comparisons show that the presented framework is a promising direction of research, increasing the utility of low-risk synthetic data release for machine learning.