Improving Fairness of Large Language Models in Multi-document Summarization

Fairness in multi-document summarization (MDS) is crucial for providing comprehensive views across documents with diverse social attribute values, which can significantly impact decision-making. For example, a summarization system that tends to overrepresent negative reviews of products can mislead customers into disregarding good products. Previous works measure fairness in MDS at two levels: summary-level and corpus-level. While summary-level fairness focuses on individual summaries, corpus-level fairness focuses on a corpus of summaries. Recent methods primarily focus on summary-level fairness. We propose FairPO, a preference tuning method that focuses on both summary-level and corpus-level fairness in MDS. To improve summary-level fairness, we propose to generate preference pairs by perturbing document sets. To improve corpus-level fairness, we propose fairness-aware preference tuning by dynamically adjusting the weights of preference pairs. Our experiments show that FairPO outperforms strong baselines while maintaining the critical qualities of summaries. The code is available at https://github.com/leehaoyuan/coverage_fairnes.

MarginSel : Max-Margin Demonstration Selection for LLMs

Large Language Models (LLMs) excel at few-shot learning via in-context learning (ICL). However, the effectiveness of ICL is often sensitive to the selection and ordering of demonstration examples. To address this, we present MarginSel: Max-Margin Demonstration Selection for LLMs, a two-step method that selects hard demonstration examples for the ICL prompt, adapting to each test instance. Our approach achieves 2-7% absolute improvement in F1-score across classification tasks, compared to a random selection of examples. We also provide theoretical insights and empirical evidence showing that MarginSel induces max-margin behavior in LLMs by effectively increasing the margin for hard examples, analogous to support vectors, thereby shifting the decision boundary in a beneficial direction.

Fundamental Limits of Perfect Concept Erasure

Concept erasure is the task of erasing information about a concept (e.g., gender or race) from a representation set while retaining the maximum possible utility -- information from original representations. Concept erasure is useful in several applications, such as removing sensitive concepts to achieve fairness and interpreting the impact of specific concepts on a model's performance. Previous concept erasure techniques have prioritized robustly erasing concepts over retaining the utility of the resultant representations. However, there seems to be an inherent tradeoff between erasure and retaining utility, making it unclear how to achieve perfect concept erasure while maintaining high utility. In this paper, we offer a fresh perspective toward solving this problem by quantifying the fundamental limits of concept erasure through an information-theoretic lens. Using these results, we investigate constraints on the data distribution and the erasure functions required to achieve the limits of perfect concept erasure. Empirically, we show that the derived erasure functions achieve the optimal theoretical bounds. Additionally, we show that our approach outperforms existing methods on a range of synthetic and real-world datasets using GPT-4 representations.

Coverage-based Fairness in Multi-document Summarization

Fairness in multi-document summarization (MDS) measures whether a system can generate a summary fairly representing information from documents with different social attribute values. Fairness in MDS is crucial since a fair summary can offer readers a comprehensive view. Previous works focus on quantifying summary-level fairness using Proportional Representation, a fairness measure based on Statistical Parity. However, Proportional Representation does not consider redundancy in input documents and overlooks corpus-level unfairness. In this work, we propose a new summary-level fairness measure, Equal Coverage, which is based on coverage of documents with different social attribute values and considers the redundancy within documents. To detect the corpus-level unfairness, we propose a new corpus-level measure, Coverage Parity. Our human evaluations show that our measures align more with our definition of fairness. Using our measures, we evaluate the fairness of thirteen different LLMs. We find that Claude3-sonnet is the fairest among all evaluated LLMs. We also find that almost all LLMs overrepresent different social attribute values.

SocialGaze: Improving the Integration of Human Social Norms in Large Language Models

While much research has explored enhancing the reasoning capabilities of large language models (LLMs) in the last few years, there is a gap in understanding the alignment of these models with social values and norms. We introduce the task of judging social acceptance. Social acceptance requires models to judge and rationalize the acceptability of people's actions in social situations. For example, is it socially acceptable for a neighbor to ask others in the community to keep their pets indoors at night? We find that LLMs' understanding of social acceptance is often misaligned with human consensus. To alleviate this, we introduce SocialGaze, a multi-step prompting framework, in which a language model verbalizes a social situation from multiple perspectives before forming a judgment. Our experiments demonstrate that the SocialGaze approach improves the alignment with human judgments by up to 11 F1 points with the GPT-3.5 model. We also identify biases and correlations in LLMs in assigning blame that is related to features such as the gender (males are significantly more likely to be judged unfairly) and age (LLMs are more aligned with humans for older narrators).

Structured Unrestricted-Rank Matrices for Parameter Efficient Fine-tuning

Recent efforts to scale Transformer models have demonstrated rapid progress across a wide range of tasks (Wei et al., 2022). However, fine-tuning these models for downstream tasks is expensive due to their large parameter counts. Parameter-efficient fine-tuning (PEFT) approaches have emerged as a viable alternative by allowing us to fine-tune models by updating only a small number of parameters. In this work, we propose a general framework for parameter efficient fine-tuning (PEFT), based on structured unrestricted-rank matrices (SURM) which can serve as a drop-in replacement for popular approaches such as Adapters and LoRA. Unlike other methods like LoRA, SURMs provides more flexibility in finding the right balance between compactness and expressiveness. This is achieved by using low displacement rank matrices (LDRMs), which hasn't been used in this context before. SURMs remain competitive with baselines, often providing significant quality improvements while using a smaller parameter budget. SURMs achieve 5-7% accuracy gains on various image classification tasks while replacing low-rank matrices in LoRA. It also results in up to 12x reduction of the number of parameters in adapters (with virtually no loss in quality) on the GLUE benchmark.

Towards Scalable Exact Machine Unlearning Using Parameter-Efficient Fine-Tuning

Machine unlearning is the process of efficiently removing the influence of a training data instance from a trained machine learning model without retraining it from scratch. A popular subclass of unlearning approaches is exact machine unlearning, which focuses on techniques that explicitly guarantee the removal of the influence of a data instance from a model. Exact unlearning approaches use a machine learning model in which individual components are trained on disjoint subsets of the data. During deletion, exact unlearning approaches only retrain the affected components rather than the entire model. While existing approaches reduce retraining costs, it can still be expensive for an organization to retrain a model component as it requires halting a system in production, which leads to service failure and adversely impacts customers. To address these challenges, we introduce an exact unlearning framework -- Sequence-aware Sharded Sliced Training (S3T), designed to enhance the deletion capabilities of an exact unlearning system while minimizing the impact on model's performance. At the core of S3T, we utilize a lightweight parameter-efficient fine-tuning approach that enables parameter isolation by sequentially training layers with disjoint data slices. This enables efficient unlearning by simply deactivating the layers affected by data deletion. Furthermore, to reduce the retraining cost and improve model performance, we train the model on multiple data sequences, which allows S3T to handle an increased number of deletion requests. Both theoretically and empirically, we demonstrate that S3T attains superior deletion capabilities and enhanced performance compared to baselines across a wide range of settings.

Fast Tree-Field Integrators: From Low Displacement Rank to Topological Transformers

We present a new class of fast polylog-linear algorithms based on the theory of structured matrices (in particular low displacement rank) for integrating tensor fields defined on weighted trees. Several applications of the resulting fast tree-field integrators (FTFIs) are presented, including (a) approximation of graph metrics with tree metrics, (b) graph classification, (c) modeling on meshes, and finally (d) Topological Transformers (TTs) (Choromanski et al., 2022) for images. For Topological Transformers, we propose new relative position encoding (RPE) masking mechanisms with as few as three extra learnable parameters per Transformer layer, leading to 1.0-1.5%+ accuracy gains. Importantly, most of FTFIs are exact methods, thus numerically equivalent to their brute-force counterparts. When applied to graphs with thousands of nodes, those exact algorithms provide 5.7-13x speedups. We also provide an extensive theoretical analysis of our methods.

Exploring Safety-Utility Trade-Offs in Personalized Language Models

As large language models (LLMs) become increasingly integrated into daily applications, it is essential to ensure they operate fairly across diverse user demographics. In this work, we show that LLMs suffer from personalization bias, where their performance is impacted when they are personalized to a user's identity. We quantify personalization bias by evaluating the performance of LLMs along two axes - safety and utility. We measure safety by examining how benign LLM responses are to unsafe prompts with and without personalization. We measure utility by evaluating the LLM's performance on various tasks, including general knowledge, mathematical abilities, programming, and reasoning skills. We find that various LLMs, ranging from open-source models like Llama (Touvron et al., 2023) and Mistral (Jiang et al., 2023) to API-based ones like GPT-3.5 and GPT-4o (Ouyang et al., 2022), exhibit significant variance in performance in terms of safety-utility trade-offs depending on the user's identity. Finally, we discuss several strategies to mitigate personalization bias using preference tuning and prompt-based defenses.

Returning to the Start: Generating Narratives with Related Endpoints

Human writers often bookend their writing with ending sentences that relate back to the beginning sentences in order to compose a satisfying narrative that "closes the loop." Motivated by this observation, we propose RENarGen, a controllable story-generation paradigm that generates narratives by ensuring the first and last sentences are related and then infilling the middle sentences. Our contributions include an initial exploration of how various methods of bookending from Narratology affect language modeling for stories. Automatic and human evaluations indicate RENarGen produces better stories with more narrative closure than current autoregressive models.