SurrogatePrompt: Bypassing the Safety Filter of Text-To-Image Models via Substitution

Advanced text-to-image models such as DALL-E 2 and Midjourney possess the capacity to generate highly realistic images, raising significant concerns regarding the potential proliferation of unsafe content. This includes adult, violent, or deceptive imagery of political figures. Despite claims of rigorous safety mechanisms implemented in these models to restrict the generation of not-safe-for-work (NSFW) content, we successfully devise and exhibit the first prompt attacks on Midjourney, resulting in the production of abundant photorealistic NSFW images. We reveal the fundamental principles of such prompt attacks and suggest strategically substituting high-risk sections within a suspect prompt to evade closed-source safety measures. Our novel framework, SurrogatePrompt, systematically generates attack prompts, utilizing large language models, image-to-text, and image-to-image modules to automate attack prompt creation at scale. Evaluation results disclose an 88% success rate in bypassing Midjourney's proprietary safety filter with our attack prompts, leading to the generation of counterfeit images depicting political figures in violent scenarios. Both subjective and objective assessments validate that the images generated from our attack prompts present considerable safety hazards.

Connecting First and Second Order Recurrent Networks with Deterministic Finite Automata

We propose an approach that connects recurrent networks with different orders of hidden interaction with regular grammars of different levels of complexity. We argue that the correspondence between recurrent networks and formal computational models gives understanding to the analysis of the complicated behaviors of recurrent networks. We introduce an entropy value that categorizes all regular grammars into three classes with different levels of complexity, and show that several existing recurrent networks match grammars from either all or partial classes. As such, the differences between regular grammars reveal the different properties of these models. We also provide a unification of all investigated recurrent networks. Our evaluation shows that the unified recurrent network has improved performance in learning grammars, and demonstrates comparable performance on a real-world dataset with more complicated models.

Shapley Homology: Topological Analysis of Sample Influence for Neural Networks

Data samples collected for training machine learning models are typically assumed to be independent and identically distributed (iid). Recent research has demonstrated that this assumption can be problematic as it simplifies the manifold of structured data. This has motivated different research areas such as data poisoning, model improvement, and explanation of machine learning models. In this work, we study the influence of a sample on determining the intrinsic topological features of its underlying manifold. We propose the Shapley Homology framework, which provides a quantitative metric for the influence of a sample of the homology of a simplicial complex. By interpreting the influence as a probability measure, we further define an entropy which reflects the complexity of the data manifold. Our empirical studies show that when using the 0-dimensional homology, on neighboring graphs, samples with higher influence scores have more impact on the accuracy of neural networks for determining the graph connectivity and on several regular grammars whose higher entropy values imply more difficulty in being learned.

Verification of Recurrent Neural Networks Through Rule Extraction

The verification problem for neural networks is verifying whether a neural network will suffer from adversarial samples, or approximating the maximal allowed scale of adversarial perturbation that can be endured. While most prior work contributes to verifying feed-forward networks, little has been explored for verifying recurrent networks. This is due to the existence of a more rigorous constraint on the perturbation space for sequential data, and the lack of a proper metric for measuring the perturbation. In this work, we address these challenges by proposing a metric which measures the distance between strings, and use deterministic finite automata (DFA) to represent a rigorous oracle which examines if the generated adversarial samples violate certain constraints on a perturbation. More specifically, we empirically show that certain recurrent networks allow relatively stable DFA extraction. As such, DFAs extracted from these recurrent networks can serve as a surrogate oracle for when the ground truth DFA is unknown. We apply our verification mechanism to several widely used recurrent networks on a set of the Tomita grammars. The results demonstrate that only a few models remain robust against adversarial samples. In addition, we show that for grammars with different levels of complexity, there is also a difference in the difficulty of robust learning of these grammars.

Energy Spatio-Temporal Pattern Prediction for Electric Vehicle Networks

Information about the spatio-temporal pattern of electricity energy carried by EVs, instead of EVs themselves, is crucial for EVs to establish more effective and intelligent interactions with the smart grid. In this paper, we propose a framework for predicting the amount of the electricity energy stored by a large number of EVs aggregated within different city-scale regions, based on spatio-temporal pattern of the electricity energy. The spatial pattern is modeled via using a neural network based spatial predictor, while the temporal pattern is captured via using a linear-chain conditional random field (CRF) based temporal predictor. Two predictors are fed with spatial and temporal features respectively, which are extracted based on real trajectories data recorded in Beijing. Furthermore, we combine both predictors to build the spatio-temporal predictor, by using an optimal combination coefficient which minimizes the normalized mean square error (NMSE) of the predictions. The prediction performance is evaluated based on extensive experiments covering both spatial and temporal predictions, and the improvement achieved by the combined spatio-temporal predictor. The experiment results show that the NMSE of the spatio-temporal predictor is maintained below 0.1 for all investigate regions of Beijing. We further visualize the prediction and discuss the potential benefits can be brought to smart grid scheduling and EV charging by utilizing the proposed framework.

A Comparison of Rule Extraction for Different Recurrent Neural Network Models and Grammatical Complexity

It has been shown that rules can be extracted from highly non-linear, recursive models such as recurrent neural networks (RNNs). The RNN models mostly investigated include both Elman networks and second-order recurrent networks. Recently, new types of RNNs have demonstrated superior power in handling many machine learning tasks, especially when structural data is involved such as language modeling. Here, we empirically evaluate different recurrent models on the task of learning deterministic finite automata (DFA), the seven Tomita grammars. We are interested in the capability of recurrent models with different architectures in learning and expressing regular grammars, which can be the building blocks for many applications dealing with structural data. Our experiments show that a second-order RNN provides the best and stablest performance of extracting DFA over all Tomita grammars and that other RNN models are greatly influenced by different Tomita grammars. To better understand these results, we provide a theoretical analysis of the "complexity" of different grammars, by introducing the entropy and the averaged edit distance of regular grammars defined in this paper. Through our analysis, we categorize all Tomita grammars into different classes, which explains the inconsistency in the performance of extraction observed across all RNN models.

An Empirical Evaluation of Rule Extraction from Recurrent Neural Networks

Rule extraction from black-box models is critical in domains that require model validation before implementation, as can be the case in credit scoring and medical diagnosis. Though already a challenging problem in statistical learning in general, the difficulty is even greater when highly non-linear, recursive models, such as recurrent neural networks (RNNs), are fit to data. Here, we study the extraction of rules from second order recurrent neural networks trained to recognize the Tomita grammars. We show that production rules can be stably extracted from trained RNNs and that in certain cases the rules outperform the trained RNNs.

Learning Adversary-Resistant Deep Neural Networks

Deep neural networks (DNNs) have proven to be quite effective in a vast array of machine learning tasks, with recent examples in cyber security and autonomous vehicles. Despite the superior performance of DNNs in these applications, it has been recently shown that these models are susceptible to a particular type of attack that exploits a fundamental flaw in their design. This attack consists of generating particular synthetic examples referred to as adversarial samples. These samples are constructed by slightly manipulating real data-points in order to "fool" the original DNN model, forcing it to mis-classify previously correctly classified samples with high confidence. Addressing this flaw in the model is essential if DNNs are to be used in critical applications such as those in cyber security. Previous work has provided various learning algorithms to enhance the robustness of DNN models, and they all fall into the tactic of "security through obscurity". This means security can be guaranteed only if one can obscure the learning algorithms from adversaries. Once the learning technique is disclosed, DNNs protected by these defense mechanisms are still susceptible to adversarial samples. In this work, we investigate this issue shared across previous research work and propose a generic approach to escalate a DNN's resistance to adversarial samples. More specifically, our approach integrates a data transformation module with a DNN, making it robust even if we reveal the underlying learning algorithm. To demonstrate the generality of our proposed approach and its potential for handling cyber security applications, we evaluate our method and several other existing solutions on datasets publicly available. Our results indicate that our approach typically provides superior classification performance and resistance in comparison with state-of-art solutions.

Adversary Resistant Deep Neural Networks with an Application to Malware Detection

Beyond its highly publicized victories in Go, there have been numerous successful applications of deep learning in information retrieval, computer vision and speech recognition. In cybersecurity, an increasing number of companies have become excited about the potential of deep learning, and have started to use it for various security incidents, the most popular being malware detection. These companies assert that deep learning (DL) could help turn the tide in the battle against malware infections. However, deep neural networks (DNNs) are vulnerable to adversarial samples, a flaw that plagues most if not all statistical learning models. Recent research has demonstrated that those with malicious intent can easily circumvent deep learning-powered malware detection by exploiting this flaw. In order to address this problem, previous work has developed various defense mechanisms that either augmenting training data or enhance model's complexity. However, after a thorough analysis of the fundamental flaw in DNNs, we discover that the effectiveness of current defenses is limited and, more importantly, cannot provide theoretical guarantees as to their robustness against adversarial sampled-based attacks. As such, we propose a new adversary resistant technique that obstructs attackers from constructing impactful adversarial samples by randomly nullifying features within samples. In this work, we evaluate our proposed technique against a real world dataset with 14,679 malware variants and 17,399 benign programs. We theoretically validate the robustness of our technique, and empirically show that our technique significantly boosts DNN robustness to adversarial samples while maintaining high accuracy in classification. To demonstrate the general applicability of our proposed method, we also conduct experiments using the MNIST and CIFAR-10 datasets, generally used in image recognition research.

Using Non-invertible Data Transformations to Build Adversarial-Robust Neural Networks

Deep neural networks have proven to be quite effective in a wide variety of machine learning tasks, ranging from improved speech recognition systems to advancing the development of autonomous vehicles. However, despite their superior performance in many applications, these models have been recently shown to be susceptible to a particular type of attack possible through the generation of particular synthetic examples referred to as adversarial samples. These samples are constructed by manipulating real examples from the training data distribution in order to "fool" the original neural model, resulting in misclassification (with high confidence) of previously correctly classified samples. Addressing this weakness is of utmost importance if deep neural architectures are to be applied to critical applications, such as those in the domain of cybersecurity. In this paper, we present an analysis of this fundamental flaw lurking in all neural architectures to uncover limitations of previously proposed defense mechanisms. More importantly, we present a unifying framework for protecting deep neural models using a non-invertible data transformation--developing two adversary-resilient architectures utilizing both linear and nonlinear dimensionality reduction. Empirical results indicate that our framework provides better robustness compared to state-of-art solutions while having negligible degradation in accuracy.