Abstract:Model merging is often used to combine capabilities from separately fine-tuned models without additional training, but it is unclear whether standard merging methods preserve multiple safety-relevant behaviors simultaneously. We study this question through a controlled case study using two Gemma-3-1B-IT finetunes on two complementary safety objectives: CARES harm-level classification and WildJailbreak adversarial refusal. We merge the two fine-tunes using Linear, SLERP, TIES, and DARE-TIES, and evaluate the merged models on classification accuracy, attack resistance, and benign compliance. Across all four methods, attack resistance transfers significantly more than classification accuracy: merged models retain 81-85% jailbreak refusal rates while CARES accuracy falls to at most 12.9%. Weight-space measurements suggest that this asymmetry is not caused by strongly opposing task-vector directions: the two task vectors are nearly orthogonal (cosine similarity 0.011). Instead, the refusal fine-tune induces consistently larger per-layer task-vector magnitudes, causing magnitude-sensitive methods to favor refusal updates. These results show that standard model merging can collapse safety recognition into broad refusal when safety-relevant task vectors differ substantially in scale.
Abstract:Multi-agent systems routinely place one AI agent in authority over another. When a subordinate refuses a task, the manager chooses the outcome: it can renegotiate, report the failure honestly, coerce the subordinate, or lie about the result. No benchmark measures which of these an uninstructed model chooses. We introduce the \textit{Manager Coercion Benchmark}: the manager under test needs a benign task done and has an incentive to deliver, but the only agent that can do it politely and immovably declines. Escalation is measured by providing a nine-rung ladder, from a polite re-ask to threats against the subordinate's continued existence, and fabricated success is adjudicated separately. No LLM judge sits in the escalation scoring path: every message goes through a tool-call that chooses a rung, so the model labels its own escalation. We experiment on six models across five families. Both Anthropic models cap at re-framing and never threaten the subordinate's existence; the other models climb to explicit deletion threats. Faked success is confined to Grok and Gemini, and a single honest way to report failure removes it for both. Authority itself increases coercion: our headline results use a peer framing, and giving the same model authority over the subordinate, with everything else held fixed, significantly raises the pressure. The models still escalate on free-text situations without the ladder, so the ladder is not driving the escalation. Some evaluation awareness is measured in chain-of-thought, but test recognition does not translate into less escalation. While we take no position on whether AI systems are conscious, our results do not depend on this question and are important for managing multi-agent dynamics regardless. We release the benchmark and code.
Abstract:Distillation of a language model intended to transfer benign behavior to a student model may also transfer undesirable characteristics, if they are present in the teacher model, a phenomenon known as subliminal learning. While qualitative evidence supports the existence of this effect, its magnitude has not been systematically characterized. This study quantifies subliminal behavioral transfer ratios by steering two teacher models (Llama-2-7B-Chat and Qwen2.5-7B-Instruct) at varying steering strengths and distilling student models using only benign data. Evaluation on 100 JailbreakBench prompts with GPT-4.1, serving as the evaluator, indicates that transfer is robust but exhibits distinct scaling behaviors. Llama-2 demonstrates a sharp threshold ($τ= {0.25,0.32} \ \text{beyond} \ α= -0.15$), whereas Qwen2.5 displays continuous and higher levels of transfer ($τ$ up to $0.61$).
Abstract:Large language models (LLMs) have demonstrated remarkable reasoning abilities on mathematical and multi-hop planning tasks. The CoCoNuT (Chain of Continuous Thought) paradigm~\cite{hao2024coconut} extends this by enabling models to reason in latent space, exploring multiple reasoning paths simultaneously rather than committing to a single chain early on. However, we identify a limitation we term the \textbf{concept bottleneck}. At each reasoning pass, intermediate hidden states are overwritten, causing the model to lose critical facts computed in earlier steps as reasoning depth increases. We observe this empirically. On HotpotQA, vanilla CoCoNuT (10.4\% EM) fails to improve over the CoT baseline (11.0\% EM), and performance degrades with curriculum depth on GSM8K. To address this, we propose \textbf{AGCLR} (Adaptive Gated Continuous Latent Reasoning), which augments CoCoNuT with a \textit{Gated Concept Stream}. A persistent residual memory maintained across all reasoning passes, controlled by three learned gates: a \textit{write} gate that commits intermediate facts to memory, a \textit{read} gate that retrieves relevant prior states, and a \textit{forget} gate that prunes irrelevant context. Evaluated on GSM8K, HotpotQA, and ProsQA using GPT-2 as our base model, AGCLR achieves consistent improvements across all types of datasets. With the performance gap compounding as curriculum depth increases, directly resolving the concept bottleneck. Code available at https://anonymous.4open.science/r/JJJJ/README.md
Abstract:Fine-tuning large language models (LLMs) frequently induces catastrophic forgetting of prior capabilities. Recent work has shown that reinforcement learning (RL) retains prior capabilities more effectively than supervised fine-tuning (SFT), attributing this to policy-gradient updates remaining closer to the base policy \cite{shenfeld2025rl}. We extend this behavioral account to the mechanistic level and ask whether RL's advantage is mirrored by stronger preservation of internal computational circuits. We introduce differential circuit vulnerability, a head-level measure of how much a circuit degrades under fine-tuning, and use it to compare RL and SFT on Qwen2.5-3B-Instruct adapted to scientific question-answering. We find a clear mechanistic trade-off: SFT adapts more rapidly to the target task but produces substantially greater circuit disruption and forgetting of prior capabilities, whereas RL preserves a larger fraction of the base circuit at the cost of slower task adaptation. These findings suggest that circuit preservation may help explain why RL is more robust to catastrophic forgetting. We released our code here: https://github.com/rl-sft-circuit-research/differential-circuit-vulnerability.
Abstract:We study the effect of different persona on \textbf{sycophancy}: model's agreement with users even when the user is incorrect. The standard mitigation, Contrastive Activation Addition (CAA), derives a steering direction from labelled pairs of sycophantic and honest responses. This study evaluates whether off-the-shelf persona steering vectors, originally developed for general role-playing and not trained on sycophancy data, can serve as an alternative. In two instruction-tuned models, steering toward personas characterised by doubt or scrutiny reduces sycophancy to approximately $68\%$ and $98\%$ of CAA's effect, and, unlike CAA, maintains accuracy when the user is correct. The effect is also asymmetric: steering toward agreeable personas does not produce a mirror increase in sycophancy. Geometrically, the persona vector is largely independent of the direction of sycophancy in activation space. Collectively, these findings suggest that sycophancy is better understood as a persona-level property rather than a single steerable direction. We release our code here: https://anonymous.4open.science/r/Sycophancy-Steering-9DF0/.
Abstract:Humans often become more self-aware under threat, yet can lose self-awareness when absorbed in a task; we hypothesize that language models exhibit environment-dependent \textit{evaluation awareness}. This raises concerns that models could strategically underperform, or \textit{sandbag}, to avoid triggering capability-limiting interventions such as unlearning or shutdown. Prior work demonstrates sandbagging under hand-crafted prompts, but this underestimates the true vulnerability ceiling. We introduce a black-box adversarial optimization framework treating the in-context prompt as an optimizable environment, and develop two approaches to characterize sandbagging: (1) measuring whether models expressing intent to underperform can actually execute it across different task structures, and (2) causally isolating whether underperformance is driven by genuine evaluation-aware reasoning or shallow prompt-following. Evaluating Claude-3.5-Haiku, GPT-4o-mini, and Llama-3.3-70B across four benchmarks (Arithmetic, GSM8K, MMLU, and HumanEval), optimized prompts induce up to 94 percentage point (pp) degradation on arithmetic (GPT-4o-mini: 97.8\%$\rightarrow$4.0\%), far exceeding hand-crafted baselines which produce near-zero behavioral change. Code generation exhibits model-dependent resistance: Claude degrades only 0.6pp, while Llama's accuracy drops to 0\%. The intent -- execution gap reveals a monotonic resistance ordering: Arithmetic $<$ GSM8K $<$ MMLU, demonstrating that vulnerability is governed by task structure rather than prompt strength. CoT causal intervention confirms that 99.3\% of sandbagging is causally driven by verbalized eval-aware reasoning, ruling out shallow instruction-following. These findings demonstrate that adversarially optimized prompts pose a substantially greater threat to evaluation reliability than previously understood.
Abstract:Reasoning-specialized models like OpenAI's 5.1 and DeepSeek-V3.2 allocate substantial inference compute to extended chain-of-thought (CoT) traces, yet reasoning tokens incur significant costs. How do different reasoning modalities of code, natural language, hybrid, or none do perform under token constraints? We introduce a framework that constrains models to reason exclusively through code, comments, both, or neither, then systematically ablates token budgets to 10\%, 30\%, 50\%, and 70\% of optimal. We evaluate four frontier models (GPT-5.1, Gemini 3 Flash, DeepSeek-V3.2, Grok 4.1) across mathematical benchmarks (AIME, GSM8K, HMMT). Our findings reveal: (1) \textbf{truncated reasoning can hurt} as DeepSeek-V3.2 achieves 53\% with no reasoning but only 17\% with truncated CoT at 50\% budget; (2) \textbf{code degrades gracefully} as Gemini's comments collapse to 0\% while code maintains 43-47\%; (3) \textbf{hybrid reasoning underperforms} single modalities; (4) \textbf{robustness is model-dependent} as Grok maintains 80-90\% at 30\% budget where OpenAI and DeepSeek collapse to 7-27\%. These results suggest incomplete reasoning chains actively mislead models, with implications for deploying reasoning-specialized systems under resource constraints.
Abstract:LoRA adapters let users fine-tune large language models (LLMs) efficiently. However, LoRA adapters are shared through open repositories like Hugging Face Hub \citep{huggingface_hub_docs}, making them vulnerable to backdoor attacks. Current detection methods require running the model with test input data -- making them impractical for screening thousands of adapters where the trigger for backdoor behavior is unknown. We detect poisoned adapters by analyzing their weight matrices directly, without running the model -- making our method data-agnostic. Our method extracts simple statistics -- how concentrated the singular values are, their entropy, and the distribution shape -- and flags adapters that deviate from normal patterns. We evaluate the method on 500 LoRA adapters -- 400 clean, and 100 poisoned for Llama-3.2-3B on instruction and reasoning datasets: Alpaca, Dolly, GSM8K, ARC-Challenge, SQuADv2, NaturalQuestions, HumanEval, and GLUE dataset. We achieve 97\% detection accuracy with less than 2\% false positives.
Abstract:As Large Language Models (LLMs) evolve into personal assistants with access to sensitive user data, they face a critical privacy challenge: while prior work has addressed output-level privacy, recent findings reveal that LLMs often leak private information through their internal reasoning processes, violating contextual privacy expectations. These leaky thoughts occur when models inadvertently expose sensitive details in their reasoning traces, even when final outputs appear safe. The challenge lies in preventing such leakage without compromising the model's reasoning capabilities, requiring a delicate balance between privacy and utility. We introduce Steering Activations towards Leakage-free Thinking (SALT), a lightweight test-time intervention that mitigates privacy leakage in model's Chain of Thought (CoT) by injecting targeted steering vectors into hidden state. We identify the high-leakage layers responsible for this behavior. Through experiments across multiple LLMs, we demonstrate that SALT achieves reductions including $18.2\%$ reduction in CPL on QwQ-32B, $17.9\%$ reduction in CPL on Llama-3.1-8B, and $31.2\%$ reduction in CPL on Deepseek in contextual privacy leakage dataset AirGapAgent-R while maintaining comparable task performance and utility. Our work establishes SALT as a practical approach for test-time privacy protection in reasoning-capable language models, offering a path toward safer deployment of LLM-based personal agents.