Multi-Preference Lambda-weighted Listwise DPO for Dynamic Preference Alignment

While large-scale unsupervised language models (LMs) capture broad world knowledge and reasoning capabilities, steering their behavior toward desired objectives remains challenging due to the lack of explicit supervision. Existing alignment techniques, such as reinforcement learning from human feedback (RLHF), rely on training a reward model and performing reinforcement learning to align with human preferences. However, RLHF is often computationally intensive, unstable, and sensitive to hyperparameters. To address these limitations, Direct Preference Optimization (DPO) was introduced as a lightweight and stable alternative, enabling direct alignment of language models with pairwise preference data via classification loss. However, DPO and its extensions generally assume a single static preference distribution, limiting flexibility in multi-objective or dynamic alignment settings. In this paper, we propose a novel framework: Multi-Preference Lambda-weighted Listwise DPO, which extends DPO to incorporate multiple human preference dimensions (e.g., helpfulness, harmlessness, informativeness) and enables dynamic interpolation through a controllable simplex-weighted formulation. Our method supports both listwise preference feedback and flexible alignment across varying user intents without re-training. Empirical and theoretical analysis demonstrates that our method is as effective as traditional DPO on static objectives while offering greater generality and adaptability for real-world deployment.

PreP-OCR: A Complete Pipeline for Document Image Restoration and Enhanced OCR Accuracy

This paper introduces PreP-OCR, a two-stage pipeline that combines document image restoration with semantic-aware post-OCR correction to enhance both visual clarity and textual consistency, thereby improving text extraction from degraded historical documents. First, we synthesize document-image pairs from plaintext, rendering them with diverse fonts and layouts and then applying a randomly ordered set of degradation operations. An image restoration model is trained on this synthetic data, using multi-directional patch extraction and fusion to process large images. Second, a ByT5 post-OCR model, fine-tuned on synthetic historical text pairs, addresses remaining OCR errors. Detailed experiments on 13,831 pages of real historical documents in English, French, and Spanish show that the PreP-OCR pipeline reduces character error rates by 63.9-70.3% compared to OCR on raw images. Our pipeline demonstrates the potential of integrating image restoration with linguistic error correction for digitizing historical archives.

UORA: Uniform Orthogonal Reinitialization Adaptation in Parameter-Efficient Fine-Tuning of Large Models

This paper introduces Uniform Orthogonal Reinitialization Adaptation (UORA), a novel parameter-efficient fine-tuning (PEFT) approach for Large Language Models (LLMs). UORA achieves state-of-the-art performance and parameter efficiency by leveraging a low-rank approximation method to reduce the number of trainable parameters. Unlike existing methods such as LoRA and VeRA, UORA employs an interpolation-based reparametrization mechanism that selectively reinitializes rows and columns in frozen projection matrices, guided by the vector magnitude heuristic. This results in substantially fewer trainable parameters compared to LoRA and outperforms VeRA in computation and storage efficiency. Comprehensive experiments across various benchmarks demonstrate UORA's superiority in achieving competitive fine-tuning performance with negligible computational overhead. We demonstrate its performance on GLUE and E2E benchmarks and its effectiveness in instruction-tuning large language models and image classification models. Our contributions establish a new paradigm for scalable and resource-efficient fine-tuning of LLMs.

Sequence-level Large Language Model Training with Contrastive Preference Optimization

The next token prediction loss is the dominant self-supervised training objective for large language models and has achieved promising results in a variety of downstream tasks. However, upon closer investigation of this objective, we find that it lacks an understanding of sequence-level signals, leading to a mismatch between training and inference processes. To bridge this gap, we introduce a contrastive preference optimization (CPO) procedure that can inject sequence-level information into the language model at any training stage without expensive human labeled data. Our experiments show that the proposed objective surpasses the next token prediction in terms of win rate in the instruction-following and text generation tasks.

False Discovery Rate Control via Frequentist-assisted Horseshoe

The horseshoe prior, a widely used handy alternative to the spike-and-slab prior, has proven to be an exceptional default global-local shrinkage prior in Bayesian inference and machine learning. However, designing tests with frequentist false discovery rate (FDR) control using the horseshoe prior or the general class of global-local shrinkage priors remains an open problem. In this paper, we propose a frequentist-assisted horseshoe procedure that not only resolves this long-standing FDR control issue for the high dimensional normal means testing problem but also exhibits satisfactory finite-sample FDR control under any desired nominal level for both large-scale multiple independent and correlated tests. We carry out the frequentist-assisted horseshoe procedure in an easy and intuitive way by using the minimax estimator of the global parameter of the horseshoe prior while maintaining the remaining full Bayes vanilla horseshoe structure. The results of both intensive simulations under different sparsity levels, and real-world data demonstrate that the frequentist-assisted horseshoe procedure consistently achieves robust finite-sample FDR control. Existing frequentist or Bayesian FDR control procedures can lose finite-sample FDR control in a variety of common sparse cases. Based on the intimate relationship between the minimax estimation and the level of FDR control discovered in this work, we point out potential generalizations to achieve FDR control for both more complicated models and the general global-local shrinkage prior family.

Bias and Toxicity in Role-Play Reasoning

Role-play in the Large Language Model (LLM) is a crucial technique that enables models to adopt specific perspectives, enhancing their ability to generate contextually relevant and accurate responses. By simulating different roles, theis approach improves reasoning capabilities across various NLP benchmarks, making the model's output more aligned with diverse scenarios. However, in this work, we demonstrate that role-play also carries potential risks. We systematically evaluate the impact of role-play by asking the language model to adopt different roles and testing it on multiple benchmarks that contain stereotypical and harmful questions. Despite the significant fluctuations in the benchmark results in different experiments, we find that applying role-play often increases the overall likelihood of generating stereotypical and harmful outputs.

Can Language Model Understand Word Semantics as A Chatbot? An Empirical Study of Language Model Internal External Mismatch

Current common interactions with language models is through full inference. This approach may not necessarily align with the model's internal knowledge. Studies show discrepancies between prompts and internal representations. Most focus on sentence understanding. We study the discrepancy of word semantics understanding in internal and external mismatch across Encoder-only, Decoder-only, and Encoder-Decoder pre-trained language models.

LongRecipe: Recipe for Efficient Long Context Generalization in Large Language Models

Large language models (LLMs) face significant challenges in handling long-context tasks because of their limited effective context window size during pretraining, which restricts their ability to generalize over extended sequences. Meanwhile, extending the context window in LLMs through post-pretraining is highly resource-intensive. To address this, we introduce LongRecipe, an efficient training strategy for extending the context window of LLMs, including impactful token analysis, position index transformation, and training optimization strategies. It simulates long-sequence inputs while maintaining training efficiency and significantly improves the model's understanding of long-range dependencies. Experiments on three types of LLMs show that LongRecipe can utilize long sequences while requiring only 30% of the target context window size, and reduces computational training resource over 85% compared to full sequence training. Furthermore, LongRecipe also preserves the original LLM's capabilities in general tasks. Ultimately, we can extend the effective context window of open-source LLMs from 8k to 128k, achieving performance close to GPT-4 with just one day of dedicated training using a single GPU with 80G memory. Our code is released at https://github.com/zhiyuanhubj/LongRecipe.

MMREC: LLM Based Multi-Modal Recommender System

The importance of recommender systems is growing rapidly due to the exponential increase in the volume of content generated daily. This surge in content presents unique challenges for designing effective recommender systems. Key among these challenges is the need to effectively leverage the vast amounts of natural language data and images that represent user preferences. This paper presents a novel approach to enhancing recommender systems by leveraging Large Language Models (LLMs) and deep learning techniques. The proposed framework aims to improve the accuracy and relevance of recommendations by incorporating multi-modal information processing and by the use of unified latent space representation. The study explores the potential of LLMs to better understand and utilize natural language data in recommendation contexts, addressing the limitations of previous methods. The framework efficiently extracts and integrates text and image information through LLMs, unifying diverse modalities in a latent space to simplify the learning process for the ranking model. Experimental results demonstrate the enhanced discriminative power of the model when utilizing multi-modal information. This research contributes to the evolving field of recommender systems by showcasing the potential of LLMs and multi-modal data integration to create more personalized and contextually relevant recommendations.

Semantic Understanding and Data Imputation using Large Language Model to Accelerate Recommendation System

This paper aims to address the challenge of sparse and missing data in recommendation systems, a significant hurdle in the age of big data. Traditional imputation methods struggle to capture complex relationships within the data. We propose a novel approach that fine-tune Large Language Model (LLM) and use it impute missing data for recommendation systems. LLM which is trained on vast amounts of text, is able to understand complex relationship among data and intelligently fill in missing information. This enriched data is then used by the recommendation system to generate more accurate and personalized suggestions, ultimately enhancing the user experience. We evaluate our LLM-based imputation method across various tasks within the recommendation system domain, including single classification, multi-classification, and regression compared to traditional data imputation methods. By demonstrating the superiority of LLM imputation over traditional methods, we establish its potential for improving recommendation system performance.