Over-the-Air Federated Averaging with Limited Power and Privacy Budgets

To jointly overcome the communication bottleneck and privacy leakage of wireless federated learning (FL), this paper studies a differentially private over-the-air federated averaging (DP-OTA-FedAvg) system with a limited sum power budget. With DP-OTA-FedAvg, the gradients are aligned by an alignment coefficient and aggregated over the air, and channel noise is employed to protect privacy. We aim to improve the learning performance by jointly designing the device scheduling, alignment coefficient, and the number of aggregation rounds of federated averaging (FedAvg) subject to sum power and privacy constraints. We first present the privacy analysis based on differential privacy (DP) to quantify the impact of the alignment coefficient on privacy preservation in each communication round. Furthermore, to study how the device scheduling, alignment coefficient, and the number of the global aggregation affect the learning process, we conduct the convergence analysis of DP-OTA-FedAvg in the cases of convex and non-convex loss functions. Based on these analytical results, we formulate an optimization problem to minimize the optimality gap of the DP-OTA-FedAvg subject to limited sum power and privacy budgets. The problem is solved by decoupling it into two sub-problems. Given the number of communication rounds, we conclude the relationship between the number of scheduled devices and the alignment coefficient, which offers a set of potential optimal solution pairs of device scheduling and the alignment coefficient. Thanks to the reduced search space, the optimal solution can be efficiently obtained. The effectiveness of the proposed policy is validated through simulations.

Deep Reinforcement Learning Based Power Allocation for Minimizing AoI and Energy Consumption in MIMO-NOMA IoT Systems

Multi-input multi-out and non-orthogonal multiple access (MIMO-NOMA) internet-of-things (IoT) systems can improve channel capacity and spectrum efficiency distinctly to support the real-time applications. Age of information (AoI) is an important metric for real-time application, but there is no literature have minimized AoI of the MIMO-NOMA IoT system, which motivates us to conduct this work. In MIMO-NOMA IoT system, the base station (BS) determines the sample collection requirements and allocates the transmission power for each IoT device. Each device determines whether to sample data according to the sample collection requirements and adopts the allocated power to transmit the sampled data to the BS over MIMO-NOMA channel. Afterwards, the BS employs successive interference cancelation (SIC) technique to decode the signal of the data transmitted by each device. The sample collection requirements and power allocation would affect AoI and energy consumption of the system. It is critical to determine the optimal policy including sample collection requirements and power allocation to minimize the AoI and energy consumption of MIMO-NOMA IoT system, where the transmission rate is not a constant in the SIC process and the noise is stochastic in the MIMO-NOMA channel. In this paper, we propose the optimal power allocation to minimize the AoI and energy consumption of MIMO- NOMA IoT system based on deep reinforcement learning (DRL). Extensive simulations are carried out to demonstrate the superiority of the optimal power allocation.

Beamforming Design for RIS-Aided AF Relay Networks

Since reconfigurable intelligent surface (RIS) is considered to be a passive reflector for rate performance enhancement, a RIS-aided amplify-and-forward (AF) relay network is presented. By jointly optimizing the beamforming matrix at AF relay and the phase shifts matrices at RIS, two schemes are put forward to address a maximizing signal-to-noise ratio (SNR) problem. Firstly, aiming at achieving a high rate, a high-performance alternating optimization (AO) method based on Charnes-Cooper transformation and semidefinite programming (CCT-SDP) is proposed, where the optimization problem is decomposed to three subproblems solved by CCT-SDP and rank-one solutions can be recovered by Gaussian randomization. While the optimization variables in CCT-SDP method are matrices, which leads to extremely high complexity. In order to reduce the complexity, a low-complexity AO scheme based on Dinkelbachs transformation and successive convex approximation (DT-SCA) is put forward, where matrices variables are transformed to vector variables and three decoupled subproblems are solved by DT-SCA. Simulation results verify that compared to two benchmarks (i.e. a RIS-assisted AF relay network with random phase and a AF relay network without RIS), the proposed CCT-SDP and DT-SCA schemes can harvest better rate performance. Furthermore, it is revealed that the rate of the low-complexity DT-SCA method is close to that of CCT-SDP method.

Low-Complexity Three-Dimensional AOA-Cross Geometric Center Localization Methods Using Massive MIMO Receive Array

Angle of arrival (AOA) is widely used to locate a wireless signal emitter. Compared with received signal strength (RSS) and time of arrival (TOA), it has higher accuracy and is not sensitive to time synchronization of the distributed sensors. However, there are few works focused on three-dimensional (3-D) scenario. Furthermore, although maximum likelihood estimator (MLE) has a relatively high performance, its computational complexity is ultra high. It is hard to employ it in practical applications. This paper proposed two multiplane geometric center based methods for 3-D AOA positioning. The first method could estimate the source position and angle measurement noise at the same time by seeking a center of the inscribed sphere, called CIS. Firstly, every sensor could measure two angles, azimuth angle and elevation angle. Based on that, two planes are constructed. Then, the estimated values of source position and angle noise are achieved by seeking the center and radius of the corresponding inscribed sphere. Deleting the estimation of the radius, the second algorithm, called MSD-LS, is born. It is not able to estimate angle noise but has lower computational complexity. Theoretical analysis and simulation results show that proposed methods could approach the Cramer-Rao lower bound (CRLB) and have lower complexity than MLE.

A Framework for Transmission Design for Active RIS-Aided Communication with Partial CSI

Active reconfigurable intelligent surfaces (RISs) have recently been proposed to compensate for the severe multiplicative fading effect of conventional passive RIS-aided systems. Each reflecting element of active RISs is assisted by an amplifier such that the incident signal can be reflected and amplified instead of only being reflected as in passive RIS-aided systems. This work addresses the practical challenge that, on the one hand, in active RIS-aided systems the perfect individual CSI of the RIS-aided channels cannot be acquired due to the lack of signal processing power at the active RISs, but, on the other hand, this CSI is required to calculate the expected system data rate and RIS transmit power needed for transceiver design. To address this issue, we first derive closed-form expressions for the average achievable rate and the average RIS transmit power based on partial CSI of the RIS-aided channels. Then, we formulate an average achievable rate maximization problem for jointly optimizing the active beamforming at both the base station (BS) and the RIS. This problem is then tackled using the majorization--minimization (MM) algorithm framework, and, for each iteration, semi-closed-form solutions for the BS and RIS beamforming are derived based on the Karush-Kuhn-Tucker (KKT) conditions. To ensure the quality of service (QoS) of each user, we further formulate a rate outage constrained beamforming problem, which is solved using the Bernstein-Type inequality (BTI) and semidefinite relaxation (SDR) techniques. Numerical results show that the proposed algorithms can efficiently overcome the challenges imposed by imperfect CSI in active RIS-aided wireless systems.

Beamforming and Phase Shift Design for HR-IRS-aided Directional Modulation Network with a Malicious Attacker

In this paper, we propose to use hybrid relay-intelligent reflecting surface (HR-IRS) to improve the security performance of directional modulation (DM) system. In particular, the eavesdropper in this system works in full-duplex (FD) mode and he will eavesdrop on the confidential message (CM) as well as send malicious jamming. We aim to maximize the secrecy rate (SR) by jointly optimizing the receive beamforming, transmit beamforming and phase shift matrix (PSM) of HR-IRS. Since the optimization problem is un-convex and the variables are coupled to each other, we solve this problem by iteratively optimizing these variables. The receive beamforming and transmit beamforming are obtained based on generalized Rayleigh-Ritz theorem and Dinkelbach's Transform respectively. And for PSM, two methods, called separate optimization of PSM (SO-PSM) and joint optimization of PSM (JO-PSM) are proposed. Thus, two iterative algorithms are proposed accordingly, namely maximizing SR based on SO-PSM (Max-SR-SOP) and maximizing SR based on JO-PSM (Max-SR-JOP). The former has better performance and the latter has lower complexity. The simulation results show that when HR-IRS has sufficient power budget, the proposed Max-SR-SOP and Max-SR-JOP can enable HR-IRS-aided DM network to obtain higher SR than passive IRS-aided DM network.

Active RIS Aided Integrated Sensing and Communication Systems

This paper considers an active reconfigurable intelligent surface (RIS)-aided integrated sensing and communication (ISAC) system. We aim to maximize Radar signal-to-interference-plus-noise-ratio (SINR) by jointly optimizing the beamforming matrix at the dual-function Radar-communication (DFRC) base station (BS) and the reflecting coefficient matrix at the active RIS subject to the quality of service (QoS) constraint of communication users (UE) and the transmit power constraints of active RIS and DFRC BS. In the proposed scenario, we mainly focus on the four-hop BS-RIS-target-RIS-BS sensing link, and the direct BS-target-BS link is assumed to be blocked. Due to the coupling of the beamforming matrix and the reflecting coefficient matrix, we use the alternating optimization (AO) method to solve the problem. Given reflecting coefficients, we apply majorization-minimization (MM) and semidefinite programming (SDP) methods to deal with the nonconvex QoS constraints and Radar SINR objective functions. An initialization method is proposed to obtain a high-quality converged solution, and a sufficient condition of the feasibility of the original problem is provided. Since the signal for sensing is reflected twice at the same active RIS panel, the Radar SINR and active RIS transmit power are quartic functions of RIS coefficients after using the MM algorithm. We then transform the problem into a sum of square (SOS) form, and a semidefinite relaxation (SDR)-based algorithm is developed to solve the problem. Finally, simulation results validate the potential of active RIS in enhancing the performance of the ISAC system compared to the passive RIS, and indicate that the transmit power and physical location of the active RIS should be carefully chosen.

Precoding and Beamforming Design for Intelligent Reconfigurable Surface-Aided Hybrid Secure Spatial Modulation

Intelligent reflecting surface (IRS) is an emerging technology for wireless communication composed of a large number of low-cost passive devices with reconfigurable parameters, which can reflect signals with a certain phase shift and is capable of building programmable communication environment. In this paper, to avoid the high hardware cost and energy consumption in spatial modulation (SM), an IRS-aided hybrid secure SM (SSM) system with a hybrid precoder is proposed. To improve the security performance, we formulate an optimization problem to maximize the secrecy rate (SR) by jointly optimizing the beamforming at IRS and hybrid precoding at the transmitter. Considering that the SR has no closed form expression, an approximate SR (ASR) expression is derived as the objective function. To improve the SR performance, three IRS beamforming methods, called IRS alternating direction method of multipliers (IRS-ADMM), IRS block coordinate ascend (IRS-BCA) and IRS semi-definite relaxation (IRS-SDR), are proposed. As for the hybrid precoding design, approximated secrecy rate-successive convex approximation (ASR-SCA) method and cut-off rate-gradient ascend (COR-GA) method are proposed. Simulation results demonstrate that the proposed IRS-SDR and IRS-ADMM beamformers harvest substantial SR performance gains over IRS-BCA. Particularly, the proposed IRS-ADMM and IRS-BCA are of low-complexity at the expense of a little performance loss compared with IRS-SDR. For hybrid precoding, the proposed ASR-SCA performs better than COR-GA in the high transmit power region.

From ORAN to Cell-Free RAN: Architecture, Performance Analysis, Testbeds and Trials

Open radio access network (ORAN) provides an open architecture to implement radio access network (RAN) of the fifth generation (5G) and beyond mobile communications. As a key technology for the evolution to the sixth generation (6G) systems, cell-free massive multiple-input multiple-output (CF-mMIMO) can effectively improve the spectrum efficiency, peak rate and reliability of wireless communication systems. Starting from scalable implementation of CF-mMIMO, we study a cell-free RAN (CF-RAN) under the ORAN architecture. Through theoretical analysis and numerical simulation, we investigate the uplink and downlink spectral efficiencies of CF-mMIMO with the new architecture. We then discuss the implementation issues of CF-RAN under ORAN architecture, including time-frequency synchronization and over-the-air reciprocity calibration, low layer splitting, deployment of ORAN radio units (O-RU), artificial intelligent based user associations. Finally, we present some representative experimental results for the uplink distributed reception and downlink coherent joint transmission of CF-RAN with commercial off-the-shelf O-RUs.