Ten Years of Research Advances in Full-Duplex Massive MIMO

We present an overview of ongoing research endeavors focused on in-band full-duplex (IBFD) massive multiple-input multiple-output (MIMO) systems and their applications. In response to the unprecedented demands for mobile traffic in concurrent and upcoming wireless networks, a paradigm shift from conventional cellular networks to distributed communication systems becomes imperative. Cell-free massive MIMO (CF-mMIMO) emerges as a practical and scalable implementation of distributed/network MIMO systems, serving as a crucial physical layer technology for the advancement of next-generation wireless networks. This architecture inherits benefits from co-located massive MIMO and distributed systems and provides the flexibility for integration with the IBFD technology. We delineate the evolutionary trajectory of cellular networks, transitioning from conventional half-duplex multi-user MIMO networks to IBFD CF-mMIMO. The discussion extends further to the emerging paradigm of network-assisted IBFD CF-mMIMO (NAFD CF-mMIMO), serving as an energy-efficient prototype for asymmetric uplink and downlink communication services. This novel approach finds applications in dual-functionality scenarios, including simultaneous wireless power and information transmission, wireless surveillance, and integrated sensing and communications. We highlight various current use case applications, discuss open challenges, and outline future research directions aimed at fully realizing the potential of NAFD CF-mMIMO systems to meet the evolving demands of future wireless networks.

Energy Harvesting Characterization in Cell-Free Massive MIMO Using Markov Chains

This paper explores a discrete energy state transition model for energy harvesting (EH) in cell-free massive multiple-input multiple-output (CF-mMIMO) networks. Multiple-antenna access points (APs) provide wireless power and information to single-antenna UE equipment (UEs). The harvested energy at the UEs is used for both uplink (UL) training and data transmission. We investigate the energy transition probabilities based on the energy differential achieved in each coherence interval. A Markov chain-based stochastic process is introduced to characterize the evolving UE energy status. A detailed statistical model is developed for a non-linear EH circuit at the UEs, using the derived closed-form expressions for the mean and variance of the harvested energy. More specifically, simulation results confirm that the proposed Gamma distribution approximation can accurately capture the statistical behavior of the harvested energy. Furthermore, the energy state transitions are evaluated using the proposed Markov chain-based framework, while mathematical expressions for the self, positive and negative transition probabilities of the discrete energy states are also presented. Our numerical results depict that increasing the number of APs with a constant number of service antennas provides significant improvement in the positive energy state transition and reduces the negative transition probabilities of the overall network.

Hybrid OTFS/OFDM Design in Massive MIMO

We consider a downlink (DL) massive multiple-input multiple-output (MIMO) system, where different users have different mobility profiles. To support this system, we categorize the users into two disjoint groups according to their mobility profile and implement a hybrid orthogonal time frequency space (OTFS)/orthogonal frequency division multiplexing (OFDM) modulation scheme. Building upon this framework, two precoding designs, namely full-pilot zero-forcing (FZF) precoding and partial zero-forcing (PZF) precoding are considered. To shed light on the system performance, the spectral efficiency (SE) with a minimum-mean-square-error (MMSE)-successive interference cancellation (SIC) detector is investigated. Closed-form expressions for the SE are obtained using some tight mathematical approximations. To improve fairness among different users, we consider max-min power control for both precoding schemes based on the closed-form SE expression. However, by noting the large performance gap for different groups of users with PZF precoding, the per-user SE will be compromised when pursuing overall fairness. Therefore, we propose a weighted max-min power control scheme. By introducing a weighting coefficient, the trade-off between the per-user performance and fairness can be enhanced. Our numerical results confirm the theoretical analysis and reveal that with mobility-based grouping, the proposed hybrid OTFS/OFDM modulation significantly outperforms the conventional OFDM modulation for high-mobility users.

Next Generation Multiple Access with Cell-Free Massive MIMO

To meet the unprecedented mobile traffic demands of future wireless networks, a paradigm shift from conventional cellular networks to distributed communication systems is imperative. Cell-free massive multiple-input multiple-output (CF-mMIMO) represents a practical and scalable embodiment of distributed/network MIMO systems. It inherits not only the key benefits of co-located massive MIMO systems but also the macro-diversity gains from distributed systems. This innovative architecture has demonstrated significant potential in enhancing network performance from various perspectives, outperforming co-located mMIMO and conventional small-cell systems. Moreover, CF-mMIMO offers flexibility in integration with emerging wireless technologies such as full-duplex (FD), non-orthogonal transmission schemes, millimeter-wave (mmWave) communications, ultra-reliable low-latency communication (URLLC), unmanned aerial vehicle (UAV)-aided communication, and reconfigurable intelligent surfaces (RISs). In this paper, we provide an overview of current research efforts on CF-mMIMO systems and their promising future application scenarios. We then elaborate on new requirements for CF-mMIMO networks in the context of these technological breakthroughs. We also present several current open challenges and outline future research directions aimed at fully realizing the potential of CF mMIMO systems in meeting the evolving demands of future wireless networks.

RIS-Assisted Cell-Free Massive MIMO Relying on Reflection Pattern Modulation

We propose reflection pattern modulation-aided reconfigurable intelligent surface (RPM-RIS)-assisted cell-free massive multiple-input-multiple-output (CF-mMIMO) schemes for green uplink transmission. In our RPM-RIS-assisted CF-mMIMO system, extra information is conveyed by the indices of the active RIS blocks, exploiting the joint benefits of both RIS-assisted CF-mMIMO transmission and RPM. Since only part of the RIS blocks are active, our proposed architecture strikes a flexible energy \emph{vs.} spectral efficiency (SE) trade-off. We commence with introducing the system model by considering spatially correlated channels. Moreover, we conceive a channel estimation scheme subject to the linear minimum mean-square error (MMSE) constraint, yielding sufficient information for the subsequent signal processing steps. Then, upon exploiting a so-called large-scale fading decoding (LSFD) scheme, the uplink signal-to-interference-and-noise ratio (SINR) is derived based on the RIS ON/OFF statistics, where both maximum ratio (MR) and local minimum mean-square error (L-MMSE) combiners are considered. By invoking the MR combiner, the closed-form expression of the uplink SE is formulated based only on the channel statistics. Furthermore, we derive the total energy efficiency (EE) of our proposed RPM-RIS-assisted CF-mMIMO system. Additionally, we propose a chaotic sequence-based adaptive particle swarm optimization (CSA-PSO) algorithm to maximize the total EE by designing the RIS phase shifts. Finally, our simulation results demonstrate that the proposed RPM-RIS-assisted CF-mMIMO architecture strikes an attractive SE \emph{vs.} EE trade-off, while the CSA-PSO algorithm is capable of attaining a significant EE performance gain compared to conventional solutions.

Cell-Free Massive MIMO Surveillance of Multiple Untrusted Communication Links

A cell-free massive multiple-input multiple-output (CF-mMIMO) system is considered for enhancing the monitoring performance of wireless surveillance, where a large number of distributed multi-antenna aided legitimate monitoring nodes (MNs) proactively monitor multiple distributed untrusted communication links. We consider two types of MNs whose task is to either observe the untrusted transmitters or jam the untrusted receivers. We first analyze the performance of CF-mMIMO surveillance relying on both maximum ratio (MR) and partial zero-forcing (PZF) combining schemes and derive closed-form expressions for the monitoring success probability (MSP) of the MNs. We then propose a joint optimization technique that designs the MN mode assignment, power control, and MN-weighting coefficient control to enhance the MSP based on the long-term statistical channel state information knowledge. This challenging problem is effectively transformed into tractable forms and efficient algorithms are proposed for solving them. Numerical results show that our proposed CF-mMIMO surveillance system considerably improves the monitoring performance with respect to a full-duplex co-located massive MIMO proactive monitoring system. More particularly, when the untrusted pairs are distributed over a wide area and use the MR combining, the proposed solution provides nearly a thirty-fold improvement in the minimum MSP over the co-located massive MIMO baseline, and forty-fold improvement, when the PZF combining is employed.

Analysis and Optimization of RIS-Assisted Cell-Free Massive MIMO NOMA Systems

We consider a reconfigurable intelligent surface (RIS) assisted cell-free massive multiple-input multiple-output non-orthogonal multiple access (NOMA) system, where each access point (AP) serves all the users with the aid of the RIS. We practically model the system by considering imperfect instantaneous channel state information (CSI) and employing imperfect successive interference cancellation at the users end. We first obtain the channel estimates using linear minimum mean square error approach considering the spatial correlation at the RIS and then derive a closed-form downlink spectral efficiency (SE) expression using the statistical CSI. We next formulate a joint optimization problem to maximize the sum SE of the system. We first introduce a novel successive Quadratic Transform (successive-QT) algorithm to optimize the transmit power coefficients using the concept of block optimization along with quadratic transform and then use the particle swarm optimization technique to design the RIS phase shifts. Note that most of the existing works on RIS-aided cell-free systems are specific instances of the general scenario studied in this work. We numerically show that i) the RIS-assisted link is more advantageous at lower transmit power regions where the direct link between AP and user is weak, ii) NOMA outperforms orthogonal multiple access schemes in terms of SE, and iii) the proposed joint optimization framework significantly improves the sum SE of the system.

Multiple-Target Detection in Cell-Free Massive MIMO-Assisted ISAC

We propose a distributed implementation for integrated sensing and communication (ISAC) backed by a massive multiple input multiple output (CF-mMIMO) architecture without cells. Distributed multi-antenna access points (APs) simultaneously serve communication users (UEs) and emit probing signals towards multiple specified zones for sensing. The APs can switch between communication and sensing modes, and adjust their transmit power based on the network settings and sensing and communication operations' requirements. By considering local partial zero-forcing and maximum-ratio-transmit precoding at the APs for communication and sensing, respectively, we first derive closed-form expressions for the spectral efficiency (SE) of the UEs and the mainlobe-to-average-sidelobe ratio (MASR) of the sensing zones. Then, a joint operation mode selection and power control design problem is formulated to maximize the SE fairness among the UEs, while ensuring specific levels of MASR for sensing zones. The complicated mixed-integer problem is relaxed and solved via successive convex approximation approach. We further propose a low-complexity design, where AP mode selection is designed through a greedy algorithm and then power control is designed based on this chosen mode. Our findings reveal that the proposed scheme can consistently ensure a sensing success rate of $100\%$ for different network setups with a satisfactory fairness among all UEs.

Cell-Free Massive MIMO SWIPT with Beyond Diagonal Reconfigurable Intelligent Surfaces

This paper investigates the integration of beyond-diagonal reconfigurable intelligent surfaces (BD-RISs) into cell-free massive multiple-input multiple-output (CF-mMIMO) systems, focusing on applications involving simultaneous wireless information and power transfer (SWIPT). The system supports concurrently two user groups: information users (IUs) and energy users (EUs). A BD-RIS is employed to enhance the wireless power transfer (WPT) directed towards the EUs. To comprehensively evaluate the system's performance, we present an analytical framework for the spectral efficiency (SE) of IUs and the average harvested energy (HE) of EUs in the presence of spatial correlation among the BD-RIS elements and for a non-linear energy harvesting circuit. Our findings offer important insights into the transformative potential of BD-RIS, setting the stage for the development of more efficient and effective SWIPT networks. Finally, incorporating a heuristic scattering matrix design at the BD-RIS results in a substantial improvement compared to the scenario with random scattering matrix design.

On the BER vs. Bandwidth-Efficiency Trade-offs in Windowed OTSM Dispensing with Zero-Padding

An orthogonal time sequency multiplexing (OTSM) scheme using practical signaling functions is proposed under strong phase noise (PHN) scenarios. By utilizing the transform relationships between the delay-sequency (DS), time-frequency (TF) and time-domains, we first conceive the DS-domain input-output relationship of our OTSM system, where the conventional zero-padding is discarded to increase the spectral efficiency. Then, the unconditional pairwise error probability is derived, followed by deriving the bit error ratio (BER) upper bound in closed-form. Moreover, we compare the BER performance of our OTSM system based on several practical signaling functions. Our simulation results demonstrate that the upper bound derived accurately predicts the BER performance in the case of moderate to high signal-to-noise ratios (SNRs), while harnessing practical window functions is capable of attaining an attractive out-of-band emission (OOBE) vs. BER trade-off.