Digital and Hybrid Precoding Designs in Massive MIMO with Low-Resolution ADCs

Low-resolution analog-to-digital converters (ADCs) have emerged as an efficient solution for massive multiple-input multiple-output (MIMO) systems to reap high data rates with reasonable power consumption and hardware complexity. In this paper, we study precoding designs for digital, fully connected (FC) hybrid, and partially connected (PC) hybrid beamforming architectures in massive MIMO systems with low-resolution ADCs at the receiver. We aim to maximize the spectral efficiency (SE) subject to a transmit power budget and hardware constraints on the analog components. The resulting problems are nonconvex and the quantization distortion introduces additional challenges. To address them, we first derive a tight lower bound for the SE, based on which we optimize the precoders for the three beamforming architectures under the majorization-minorization framework. Numerical results validate the superiority of the proposed precoding designs over their state-of-the-art counterparts in systems with low-resolution ADCs, particularly those with 1-bit resolution. The results show that the PC hybrid precoding design can achieve an SE close to those of the digital and FC hybrid precoding designs in 1-bit systems, highlighting the potential of the PC hybrid beamforming architectures.

Beamforming Design for Max-Min Fairness Performance Balancing in ISAC Systems

Integrated sensing and communications (ISAC) is envisioned as a key technology for future wireless communications. In this paper, we consider a downlink monostatic ISAC system wherein the base station serves multiple communications users and sensing targets at the same time in the presence of clutter. We aim at both guaranteeing fairness among the communications users while simultaneously balancing the performances of communications and sensing functionalities. Therefore, we optimize the transmit and receive beamformers to maximize the weighted minimum signal-to-interference and clutter-plus-noise ratios. The design problem is highly challenging due to the non-smooth and non-convex objective function and strongly coupled variables. We propose two efficient methods to solve the problem. First, we rely on fractional programming and transform the original problem into convex sub-problems, which can be solved with standard convex optimization tools. To further reduce the complexity and dependence on numerical tools, we develop a novel approach to address the inherent non-smoothness of the formulated problem. Finally, the efficiencies of the proposed designs are demonstrated by numerical results.

Hybrid Receiver Design for Massive MIMO-OFDM with Low-Resolution ADCs and Oversampling

Low-resolution analog-to-digital converters (ADCs) and hybrid beamforming have emerged as efficient solutions to reduce power consumption with satisfactory spectral efficiency (SE) in massive multiple-input multiple-output (MIMO) systems. In this paper, we investigate the performance of a hybrid receiver in uplink massive MIMO orthogonal frequency-division multiplexing (OFDM) systems with low-resolution ADCs and oversampling. Considering both the temporal and spatial correlation of the quantization distortion (QD), we derive a closed-form approximation of the frequency-domain QD covariance matrix, which facilitates the evaluation of the system SE. Then we jointly design the analog and baseband combiners to maximize the SE. The formulated problem is significantly challenging due to the constant-modulus constraint of the analog combiner and its coupling with the digital one. To overcome the challenges, we transform the objective function into an equivalent but more tractable form and then iteratively update the analog and digital combiner. Numerical simulations verify the superiority of the proposed algorithm compared to the considered benchmarks and show the resilience of the hybrid receiver to beam squint for low-resolution systems. Furthermore, the results show that the proposed hybrid receiver design with oversampling can achieve significantly higher energy efficiency compared to the digital one.

Joint Beamforming Design and Bit Allocation in Massive MIMO with Resolution-Adaptive ADCs

Low-resolution analog-to-digital converters (ADCs) have emerged as a promising technology for reducing power consumption and complexity in massive multiple-input multiple-output (MIMO) systems while maintaining satisfactory spectral and energy efficiencies (SE/EE). In this work, we first identify the essential properties of optimal quantization and leverage them to derive a closed-form approximation of the covariance matrix of the quantization distortion. The theoretical finding facilitates the system SE analysis in the presence of low-resolution ADCs. We then focus on the joint optimization of the transmit-receive beamforming and bit allocation to maximize the SE under constraints on the transmit power and the total number of active ADC bits. To solve the resulting mixed-integer problem, we first develop an efficient beamforming design for fixed ADC resolutions. Then, we propose a low-complexity heuristic algorithm to iteratively optimize the ADC resolutions and beamforming matrices. Numerical results for a $64 \times 64$ MIMO system demonstrate that the proposed design offers $6\%$ improvement in both SE and EE with $40\%$ fewer active ADC bits compared with the uniform bit allocation. Furthermore, we numerically show that receiving more data streams with low-resolution ADCs can achieve higher SE and EE compared to receiving fewer data streams with high-resolution ADCs.

Joint Communications and Sensing Hybrid Beamforming Design via Deep Unfolding

Joint communications and sensing (JCAS) is envisioned as a key feature in future wireless communications networks. In massive MIMO-JCAS systems, hybrid beamforming (HBF) is typically employed to achieve satisfactory beamforming gains with reasonable hardware cost and power consumption. Due to the coupling of the analog and digital precoders in HBF and the dual objective in JCAS, JCAS-HBF design problems are very challenging and usually require highly complex algorithms. In this paper, we propose a fast HBF design for JCAS based on deep unfolding to optimize a tradeoff between the communications rate and sensing accuracy. We first derive closed-form expressions for the gradients of the communications and sensing objectives with respect to the precoders and demonstrate that the magnitudes of the gradients pertaining to the analog precoder are typically smaller than those associated with the digital precoder. Based on this observation, we propose a modified projected gradient ascent (PGA) method with significantly improved convergence. We then develop a deep unfolded PGA scheme that efficiently optimizes the communications-sensing performance tradeoff with fast convergence thanks to the well-trained hyperparameters. In doing so, we preserve the interpretability and flexibility of the optimizer while leveraging data to improve performance. Finally, our simulations demonstrate the potential of the proposed deep unfolded method, which achieves up to 33.5% higher communications sum rate and 2.5 dB lower beampattern error compared with the conventional design based on successive convex approximation and Riemannian manifold optimization. Furthermore, it attains up to a 65% reduction in run time and computational complexity with respect to the PGA procedure without unfolding.

Analysis of Oversampling in Uplink Massive MIMO-OFDM with Low-Resolution ADCs

Low-resolution analog-to-digital converters (ADCs) have emerged as an efficient solution for massive multiple-input multiple-output (MIMO) systems to reap high data rates with reasonable power consumption and hardware complexity. In this paper, we analyze the performance of oversampling in uplink massive MIMO orthogonal frequency-division multiplexing (MIMO-OFDM) systems with low-resolution ADCs. Considering both the temporal and spatial correlation of the quantization distortion, we derive an approximate closed-form expression of an achievable sum rate, which reveals how the oversampling ratio (OSR), the ADC resolution, and the signal-to-noise ratio (SNR) jointly affect the system performance. In particular, we demonstrate that oversampling can effectively improve the sum rate by mitigating the impact of the quantization distortion, especially at high SNR and with very low ADC resolution. Furthermore, we show that the considered low-resolution massive MIMO-OFDM system can achieve the same performance as the unquantized one when both the SNR and the OSR are sufficiently high. Numerical simulations confirm our analysis.

Deep Unfolding Enabled Constant Modulus Waveform Design for Joint Communications and Sensing

Joint communications and sensing (JCAS) systems have recently emerged as a promising technology to utilize the scarce spectrum in wireless networks and to reuse the same hardware to save infrastructure costs. In practical JCAS systems, dual functional constant-modulus waveforms can be employed to avoid signal distortion in nonlinear power amplifiers. However, the designs of such waveforms are very challenging due to the nonconvex constant-modulus constraint. The conventional branch-and-bound (BnB) method can achieve optimal solution but at the cost of exponential complexity and long run time. In this paper, we propose an efficient deep unfolding method for the constant-modulus waveform design in a multiuser multiple-input multiple-output (MIMO) JCAS system. The deep unfolding model has a sparsely-connected structure and is trained in an unsupervised fashion. It achieves good communications-sensing performance tradeoff while maintaining low computational complexity and low run time. Specifically, our numerical results show that the proposed deep unfolding scheme achieves a similar achievable rate compared to the conventional BnB method with 30 times faster execution time.

Joint Communications and Sensing Design for Multi-Carrier MIMO Systems

In conventional joint communications and sensing (JCAS) designs for multi-carrier multiple-input multiple-output (MIMO) systems, the dual-functional waveforms are often optimized for the whole frequency band, resulting in limited communications--sensing performance tradeoff. To overcome the limitation, we propose employing a subset of subcarriers for JCAS, while the communications function is performed over all the subcarriers. This offers more degrees of freedom to enhance the communications performance under a given sensing accuracy. We first formulate the rate maximization under the sensing accuracy constraint to optimize the beamformers and JCAS subcarriers. The problem is solved via Riemannian manifold optimization and closed-form solutions. Numerical results for an 8x4 MIMO system with 64 subcarriers show that compared to the conventional subcarrier sharing scheme, the proposed scheme employing 16 JCAS subcarriers offers 60% improvement in the achievable communications rate at the signal-to-noise ratio of 10 dB. Meanwhile, this scheme generates the sensing beampattern with the same quality as the conventional JCAS design.

Fairness Enhancement of UAV Systems with Hybrid Active-Passive RIS

We consider unmanned aerial vehicle (UAV)-enabled wireless systems where downlink communications between a multi-antenna UAV and multiple users are assisted by a hybrid active-passive reconfigurable intelligent surface (RIS). We aim at a fairness design of two typical UAV-enabled networks, namely the static-UAV network where the UAV is deployed at a fixed location to serve all users at the same time, and the mobile-UAV network which employs the time division multiple access protocol. In both networks, our goal is to maximize the minimum rate among users through jointly optimizing the UAV's location/trajectory, transmit beamformer, and RIS coefficients. The resulting problems are highly nonconvex due to a strong coupling between the involved variables. We develop efficient algorithms based on block coordinate ascend and successive convex approximation to effectively solve these problems in an iterative manner. In particular, in the optimization of the mobile-UAV network, closed-form solutions to the transmit beamformer and RIS passive coefficients are derived. Numerical results show that a hybrid RIS equipped with only 4 active elements and a power budget of 0 dBm offers an improvement of 38%-63% in minimum rate, while that achieved by a passive RIS is only about 15%, with the same total number of elements.

Beam Squint Analysis and Mitigation via Hybrid Beamforming Design in THz Communications

We investigate the beam squint effect in uniform planar arrays (UPAs) and propose an efficient hybrid beamforming (HBF) design to mitigate the beam squint in multiple-input multiple-output orthogonal frequency-division multiplexing (MIMO-OFDM) systems operating at terahertz band. We first analyze the array gain and derive the closed-form beam squint ratio that characterizes the severity of the beam squint effect on UPAs. The effect is shown to be more severe with a higher fractional bandwidth, while it can be significantly mitigated when the shape of a UPA approaches a square. We then focus on the HBF design that maximizes the system spectral efficiency. The design problem is challenging due to the frequency-flat nature and hardware constraints of the analog beamformer. We overcome the challenges by proposing an efficient decoupling design in which the digital and analog beamformers admit closed-form solutions, which facilitate practical implementations. Numerical results validate our analysis and show that the proposed HBF design is robust to beam squint, and thus, it outperforms the state-of-the-art methods in wideband massive MIMO systems.