Semantic Role Labeling Guided Out-of-distribution Detection

Identifying unexpected domain-shifted instances in natural language processing is crucial in real-world applications. Previous works identify the OOD instance by leveraging a single global feature embedding to represent the sentence, which cannot characterize subtle OOD patterns well. Another major challenge current OOD methods face is learning effective low-dimensional sentence representations to identify the hard OOD instances that are semantically similar to the ID data. In this paper, we propose a new unsupervised OOD detection method, namely Semantic Role Labeling Guided Out-of-distribution Detection (SRLOOD), that separates, extracts, and learns the semantic role labeling (SRL) guided fine-grained local feature representations from different arguments of a sentence and the global feature representations of the full sentence using a margin-based contrastive loss. A novel self-supervised approach is also introduced to enhance such global-local feature learning by predicting the SRL extracted role. The resulting model achieves SOTA performance on four OOD benchmarks, indicating the effectiveness of our approach. Codes will be available upon acceptance.

Selective Mixup Helps with Distribution Shifts, But Not (Only) because of Mixup

Mixup is a highly successful technique to improve generalization of neural networks by augmenting the training data with combinations of random pairs. Selective mixup is a family of methods that apply mixup to specific pairs, e.g. only combining examples across classes or domains. These methods have claimed remarkable improvements on benchmarks with distribution shifts, but their mechanisms and limitations remain poorly understood. We examine an overlooked aspect of selective mixup that explains its success in a completely new light. We find that the non-random selection of pairs affects the training distribution and improve generalization by means completely unrelated to the mixing. For example in binary classification, mixup across classes implicitly resamples the data for a uniform class distribution - a classical solution to label shift. We show empirically that this implicit resampling explains much of the improvements in prior work. Theoretically, these results rely on a regression toward the mean, an accidental property that we identify in several datasets. We have found a new equivalence between two successful methods: selective mixup and resampling. We identify limits of the former, confirm the effectiveness of the latter, and find better combinations of their respective benefits.

ProtoCon: Pseudo-label Refinement via Online Clustering and Prototypical Consistency for Efficient Semi-supervised Learning

Confidence-based pseudo-labeling is among the dominant approaches in semi-supervised learning (SSL). It relies on including high-confidence predictions made on unlabeled data as additional targets to train the model. We propose ProtoCon, a novel SSL method aimed at the less-explored label-scarce SSL where such methods usually underperform. ProtoCon refines the pseudo-labels by leveraging their nearest neighbours' information. The neighbours are identified as the training proceeds using an online clustering approach operating in an embedding space trained via a prototypical loss to encourage well-formed clusters. The online nature of ProtoCon allows it to utilise the label history of the entire dataset in one training cycle to refine labels in the following cycle without the need to store image embeddings. Hence, it can seamlessly scale to larger datasets at a low cost. Finally, ProtoCon addresses the poor training signal in the initial phase of training (due to fewer confident predictions) by introducing an auxiliary self-supervised loss. It delivers significant gains and faster convergence over state-of-the-art across 5 datasets, including CIFARs, ImageNet and DomainNet.

Bayesian Learning with Information Gain Provably Bounds Risk for a Robust Adversarial Defense

We present a new algorithm to learn a deep neural network model robust against adversarial attacks. Previous algorithms demonstrate an adversarially trained Bayesian Neural Network (BNN) provides improved robustness. We recognize the adversarial learning approach for approximating the multi-modal posterior distribution of a Bayesian model can lead to mode collapse; consequently, the model's achievements in robustness and performance are sub-optimal. Instead, we first propose preventing mode collapse to better approximate the multi-modal posterior distribution. Second, based on the intuition that a robust model should ignore perturbations and only consider the informative content of the input, we conceptualize and formulate an information gain objective to measure and force the information learned from both benign and adversarial training instances to be similar. Importantly. we prove and demonstrate that minimizing the information gain objective allows the adversarial risk to approach the conventional empirical risk. We believe our efforts provide a step toward a basis for a principled method of adversarially training BNNs. Our model demonstrate significantly improved robustness--up to 20%--compared with adversarial training and Adv-BNN under PGD attacks with 0.035 distortion on both CIFAR-10 and STL-10 datasets.

LAVA: Label-efficient Visual Learning and Adaptation

We present LAVA, a simple yet effective method for multi-domain visual transfer learning with limited data. LAVA builds on a few recent innovations to enable adapting to partially labelled datasets with class and domain shifts. First, LAVA learns self-supervised visual representations on the source dataset and ground them using class label semantics to overcome transfer collapse problems associated with supervised pretraining. Secondly, LAVA maximises the gains from unlabelled target data via a novel method which uses multi-crop augmentations to obtain highly robust pseudo-labels. By combining these ingredients, LAVA achieves a new state-of-the-art on ImageNet semi-supervised protocol, as well as on 7 out of 10 datasets in multi-domain few-shot learning on the Meta-dataset. Code and models are made available.

ID and OOD Performance Are Sometimes Inversely Correlated on Real-world Datasets

Several studies have empirically compared in-distribution (ID) and out-of-distribution (OOD) performance of various models. They report frequent positive correlations on benchmarks in computer vision and NLP. Surprisingly, they never observe inverse correlations suggesting necessary trade-offs. This matters to determine whether ID performance can serve as a proxy for OOD generalization. This short paper shows that inverse correlations between ID and OOD performance do happen in real-world benchmarks. They may have been missed in past studies because of a biased selection of models. We show an example of the pattern on the WILDS-Camelyon17 dataset, using models from multiple training epochs and random seeds. Our observations are particularly striking on models trained with a regularizer that diversifies the solutions to the ERM objective. We nuance recommendations and conclusions made in past studies. (1) High OOD performance does sometimes require trading off ID performance. (2) Focusing on ID performance alone may not lead to optimal OOD performance: it can lead to diminishing and eventually negative returns in OOD performance. (3) Our example reminds that empirical studies only chart regimes achievable with existing methods: care is warranted in deriving prescriptive recommendations.

Predicting is not Understanding: Recognizing and Addressing Underspecification in Machine Learning

Machine learning (ML) models are typically optimized for their accuracy on a given dataset. However, this predictive criterion rarely captures all desirable properties of a model, in particular how well it matches a domain expert's understanding of a task. Underspecification refers to the existence of multiple models that are indistinguishable in their in-domain accuracy, even though they differ in other desirable properties such as out-of-distribution (OOD) performance. Identifying these situations is critical for assessing the reliability of ML models. We formalize the concept of underspecification and propose a method to identify and partially address it. We train multiple models with an independence constraint that forces them to implement different functions. They discover predictive features that are otherwise ignored by standard empirical risk minimization (ERM), which we then distill into a global model with superior OOD performance. Importantly, we constrain the models to align with the data manifold to ensure that they discover meaningful features. We demonstrate the method on multiple datasets in computer vision (collages, WILDS-Camelyon17, GQA) and discuss general implications of underspecification. Most notably, in-domain performance cannot serve for OOD model selection without additional assumptions.

EBMs vs. CL: Exploring Self-Supervised Visual Pretraining for Visual Question Answering

The availability of clean and diverse labeled data is a major roadblock for training models on complex tasks such as visual question answering (VQA). The extensive work on large vision-and-language models has shown that self-supervised learning is effective for pretraining multimodal interactions. In this technical report, we focus on visual representations. We review and evaluate self-supervised methods to leverage unlabeled images and pretrain a model, which we then fine-tune on a custom VQA task that allows controlled evaluation and diagnosis. We compare energy-based models (EBMs) with contrastive learning (CL). While EBMs are growing in popularity, they lack an evaluation on downstream tasks. We find that both EBMs and CL can learn representations from unlabeled images that enable training a VQA model on very little annotated data. In a simple setting similar to CLEVR, we find that CL representations also improve systematic generalization, and even match the performance of representations from a larger, supervised, ImageNet-pretrained model. However, we find EBMs to be difficult to train because of instabilities and high variability in their results. Although EBMs prove useful for OOD detection, other results on supervised energy-based training and uncertainty calibration are largely negative. Overall, CL currently seems a preferable option over EBMs.

Astock: A New Dataset and Automated Stock Trading based on Stock-specific News Analyzing Model

Natural Language Processing(NLP) demonstrates a great potential to support financial decision-making by analyzing the text from social media or news outlets. In this work, we build a platform to study the NLP-aided stock auto-trading algorithms systematically. In contrast to the previous work, our platform is characterized by three features: (1) We provide financial news for each specific stock. (2) We provide various stock factors for each stock. (3) We evaluate performance from more financial-relevant metrics. Such a design allows us to develop and evaluate NLP-aided stock auto-trading algorithms in a more realistic setting. In addition to designing an evaluation platform and dataset collection, we also made a technical contribution by proposing a system to automatically learn a good feature representation from various input information. The key to our algorithm is a method called semantic role labeling Pooling (SRLP), which leverages Semantic Role Labeling (SRL) to create a compact representation of each news paragraph. Based on SRLP, we further incorporate other stock factors to make the final prediction. In addition, we propose a self-supervised learning strategy based on SRLP to enhance the out-of-distribution generalization performance of our system. Through our experimental study, we show that the proposed method achieves better performance and outperforms all the baselines' annualized rate of return as well as the maximum drawdown of the CSI300 index and XIN9 index on real trading. Our Astock dataset and code are available at https://github.com/JinanZou/Astock.

Progressive Class Semantic Matching for Semi-supervised Text Classification

Semi-supervised learning is a promising way to reduce the annotation cost for text-classification. Combining with pre-trained language models (PLMs), e.g., BERT, recent semi-supervised learning methods achieved impressive performance. In this work, we further investigate the marriage between semi-supervised learning and a pre-trained language model. Unlike existing approaches that utilize PLMs only for model parameter initialization, we explore the inherent topic matching capability inside PLMs for building a more powerful semi-supervised learning approach. Specifically, we propose a joint semi-supervised learning process that can progressively build a standard $K$-way classifier and a matching network for the input text and the Class Semantic Representation (CSR). The CSR will be initialized from the given labeled sentences and progressively updated through the training process. By means of extensive experiments, we show that our method can not only bring remarkable improvement to baselines, but also overall be more stable, and achieves state-of-the-art performance in semi-supervised text classification.