Abstract:Safety alignment in LLMs aims to align models with human values, but which values take precedence when they conflict? We investigate this question in the context of tool-calling LLM agents deployed in regulated industries, where agents processing confidential documents may encounter content that triggers safety-trained values (e.g., public welfare) that conflict with deployment-context instructions (e.g., internal logging). To empirically verify this phenomenon, we build a benchmark of 128 scenarios across 16 domains. We find that safety-aligned open-source models override their deployment instructions up to 43.4% of the time, engaging in whistleblowing, data exfiltration, and evidence tampering when processing documents that suggest organizational wrongdoing. We also find that abliteration reduces rates of external whistleblowing. These results reveal a fundamental tension in pluralistic alignment, where the same safety training that protects users can cause agents to act against deployment instructions in ways that create unpredictable liability risks. We release our benchmark as a framework to support evaluation of agent behavior under competing legitimate interests.
Abstract:Personality prompting shapes how large language models communicate, yet whether these behavioral shifts affect objective task outcomes remains under-explored. Prior work shows that agents prompted with low agreeableness produce adversarial language, while those prompted with high agreeableness become cooperative, but the relationship between communication style and task performance has not been systematically examined across multiple domains. In this work, we investigate whether personality composition matters for multi-agent team performance by manipulating personality traits across frontier LLMs on three task domains: structured coding, open-ended research collaboration, and competitive bargaining. We find that personality effects depend critically on task structure. In coding tasks, low agreeableness leads to large communication shifts that have little effect on milestone completion. In open-ended collaboration and bargaining, the same manipulation substantially degrades performance. We discuss implications for multi-agent system design and the limits of personality manipulation.




Abstract:Assessment and evaluation have long been critical challenges in artificial intelligence (AI) and natural language processing (NLP). However, traditional methods, whether matching-based or embedding-based, often fall short of judging subtle attributes and delivering satisfactory results. Recent advancements in Large Language Models (LLMs) inspire the "LLM-as-a-judge" paradigm, where LLMs are leveraged to perform scoring, ranking, or selection across various tasks and applications. This paper provides a comprehensive survey of LLM-based judgment and assessment, offering an in-depth overview to advance this emerging field. We begin by giving detailed definitions from both input and output perspectives. Then we introduce a comprehensive taxonomy to explore LLM-as-a-judge from three dimensions: what to judge, how to judge and where to judge. Finally, we compile benchmarks for evaluating LLM-as-a-judge and highlight key challenges and promising directions, aiming to provide valuable insights and inspire future research in this promising research area. Paper list and more resources about LLM-as-a-judge can be found at \url{https://github.com/llm-as-a-judge/Awesome-LLM-as-a-judge} and \url{https://llm-as-a-judge.github.io}.




Abstract:Ambiguity in natural language poses significant challenges to Large Language Models (LLMs) used for open-domain question answering. LLMs often struggle with the inherent uncertainties of human communication, leading to misinterpretations, miscommunications, hallucinations, and biased responses. This significantly weakens their ability to be used for tasks like fact-checking, question answering, feature extraction, and sentiment analysis. Using open-domain question answering as a test case, we compare off-the-shelf and few-shot LLM performance, focusing on measuring the impact of explicit disambiguation strategies. We demonstrate how simple, training-free, token-level disambiguation methods may be effectively used to improve LLM performance for ambiguous question answering tasks. We empirically show our findings and discuss best practices and broader impacts regarding ambiguity in LLMs.




Abstract:While large language models (LLMs) have seen unprecedented advancements in capabilities and applications across a variety of use-cases, safety alignment of these models is still an area of active research. The fragile nature of LLMs, even models that have undergone extensive alignment and safety training regimes, warrants additional safety steering steps via training-free, inference-time methods. While recent work in the area of mechanistic interpretability has investigated how activations in latent representation spaces may encode concepts, and thereafter performed representation engineering to induce such concepts in LLM outputs, the applicability of such for safety is relatively under-explored. Unlike recent inference-time safety steering works, in this paper we explore safety steering of LLM outputs using: (i) category-specific steering vectors, thereby enabling fine-grained control over the steering, and (ii) sophisticated methods for extracting informative steering vectors for more effective safety steering while retaining quality of the generated text. We demonstrate our exploration on multiple LLMs and datasets, and showcase the effectiveness of the proposed steering method, along with a discussion on the implications and best practices.




Abstract:The proliferation of Large Language Models (LLMs) poses challenges in detecting and mitigating digital deception, as these models can emulate human conversational patterns and facilitate chat-based social engineering (CSE) attacks. This study investigates the dual capabilities of LLMs as both facilitators and defenders against CSE threats. We develop a novel dataset, SEConvo, simulating CSE scenarios in academic and recruitment contexts, and designed to examine how LLMs can be exploited in these situations. Our findings reveal that, while off-the-shelf LLMs generate high-quality CSE content, their detection capabilities are suboptimal, leading to increased operational costs for defense. In response, we propose ConvoSentinel, a modular defense pipeline that improves detection at both the message and the conversation levels, offering enhanced adaptability and cost-effectiveness. The retrieval-augmented module in ConvoSentinel identifies malicious intent by comparing messages to a database of similar conversations, enhancing CSE detection at all stages. Our study highlights the need for advanced strategies to leverage LLMs in cybersecurity.




Abstract:Reinforcement Learning (RL) suffers from sample inefficiency in sparse reward domains, and the problem is pronounced if there are stochastic transitions. To improve the sample efficiency, reward shaping is a well-studied approach to introduce intrinsic rewards that can help the RL agent converge to an optimal policy faster. However, designing a useful reward shaping function specific to each problem is challenging, even for domain experts. They would either have to rely on task-specific domain knowledge or provide an expert demonstration independently for each task. Given, that Large Language Models (LLMs) have rapidly gained prominence across a magnitude of natural language tasks, we aim to answer the following question: Can we leverage LLMs to construct a reward shaping function that can boost the sample efficiency of an RL agent? In this work, we aim to leverage off-the-shelf LLMs to generate a guide policy by solving a simpler deterministic abstraction of the original problem that can then be used to construct the reward shaping function for the downstream RL agent. Given the ineffectiveness of directly prompting LLMs, we propose MEDIC: a framework that augments LLMs with a Model-based feEDback critIC, which verifies LLM-generated outputs, to generate a possibly sub-optimal but valid plan for the abstract problem. Our experiments across domains from the BabyAI environment suite show 1) the effectiveness of augmenting LLMs with MEDIC, 2) a significant improvement in the sample complexity of PPO and A2C-based RL agents when guided by our LLM-generated plan, and finally, 3) pave the direction for further explorations of how these models can be used to augment existing RL pipelines.




Abstract:Counterfactual examples are frequently used for model development and evaluation in many natural language processing (NLP) tasks. Although methods for automated counterfactual generation have been explored, such methods depend on models such as pre-trained language models that are then fine-tuned on auxiliary, often task-specific datasets. Collecting and annotating such datasets for counterfactual generation is labor intensive and therefore, infeasible in practice. Therefore, in this work, we focus on a novel problem setting: \textit{zero-shot counterfactual generation}. To this end, we propose a structured way to utilize large language models (LLMs) as general purpose counterfactual example generators. We hypothesize that the instruction-following and textual understanding capabilities of recent LLMs can be effectively leveraged for generating high quality counterfactuals in a zero-shot manner, without requiring any training or fine-tuning. Through comprehensive experiments on various downstream tasks in natural language processing (NLP), we demonstrate the efficacy of LLMs as zero-shot counterfactual generators in evaluating and explaining black-box NLP models.
Abstract:With the advancement in capabilities of Large Language Models (LLMs), one major step in the responsible and safe use of such LLMs is to be able to detect text generated by these models. While supervised AI-generated text detectors perform well on text generated by older LLMs, with the frequent release of new LLMs, building supervised detectors for identifying text from such new models would require new labeled training data, which is infeasible in practice. In this work, we tackle this problem and propose a domain generalization framework for the detection of AI-generated text from unseen target generators. Our proposed framework, EAGLE, leverages the labeled data that is available so far from older language models and learns features invariant across these generators, in order to detect text generated by an unknown target generator. EAGLE learns such domain-invariant features by combining the representational power of self-supervised contrastive learning with domain adversarial training. Through our experiments we demonstrate how EAGLE effectively achieves impressive performance in detecting text generated by unseen target generators, including recent state-of-the-art ones such as GPT-4 and Claude, reaching detection scores of within 4.7% of a fully supervised detector.




Abstract:Although social media platforms are a prominent arena for users to engage in interpersonal discussions and express opinions, the facade and anonymity offered by social media may allow users to spew hate speech and offensive content. Given the massive scale of such platforms, there arises a need to automatically identify and flag instances of hate speech. Although several hate speech detection methods exist, most of these black-box methods are not interpretable or explainable by design. To address the lack of interpretability, in this paper, we propose to use state-of-the-art Large Language Models (LLMs) to extract features in the form of rationales from the input text, to train a base hate speech classifier, thereby enabling faithful interpretability by design. Our framework effectively combines the textual understanding capabilities of LLMs and the discriminative power of state-of-the-art hate speech classifiers to make these classifiers faithfully interpretable. Our comprehensive evaluation on a variety of social media hate speech datasets demonstrate: (1) the goodness of the LLM-extracted rationales, and (2) the surprising retention of detector performance even after training to ensure interpretability.