Technical Challenges for Training Fair Neural Networks

As machine learning algorithms have been widely deployed across applications, many concerns have been raised over the fairness of their predictions, especially in high stakes settings (such as facial recognition and medical imaging). To respond to these concerns, the community has proposed and formalized various notions of fairness as well as methods for rectifying unfair behavior. While fairness constraints have been studied extensively for classical models, the effectiveness of methods for imposing fairness on deep neural networks is unclear. In this paper, we observe that these large models overfit to fairness objectives, and produce a range of unintended and undesirable consequences. We conduct our experiments on both facial recognition and automated medical diagnosis datasets using state-of-the-art architectures.

Feature Decomposition and Reconstruction Learning for Effective Facial Expression Recognition

In this paper, we propose a novel Feature Decomposition and Reconstruction Learning (FDRL) method for effective facial expression recognition. We view the expression information as the combination of the shared information (expression similarities) across different expressions and the unique information (expression-specific variations) for each expression. More specifically, FDRL mainly consists of two crucial networks: a Feature Decomposition Network (FDN) and a Feature Reconstruction Network (FRN). In particular, FDN first decomposes the basic features extracted from a backbone network into a set of facial action-aware latent features to model expression similarities. Then, FRN captures the intra-feature and inter-feature relationships for latent features to characterize expression-specific variations, and reconstructs the expression feature. To this end, two modules including an intra-feature relation modeling module and an inter-feature relation modeling module are developed in FRN. Experimental results on both the in-the-lab databases (including CK+, MMI, and Oulu-CASIA) and the in-the-wild databases (including RAF-DB and SFEW) show that the proposed FDRL method consistently achieves higher recognition accuracy than several state-of-the-art methods. This clearly highlights the benefit of feature decomposition and reconstruction for classifying expressions.

Hand-Assisted Expression Recognition Method from Synthetic Images at the Fourth ABAW Challenge

Learning from synthetic images plays an important role in facial expression recognition task due to the difficulties of labeling the real images, and it is challenging because of the gap between the synthetic images and real images. The fourth Affective Behavior Analysis in-the-wild Competition raises the challenge and provides the synthetic images generated from Aff-Wild2 dataset. In this paper, we propose a hand-assisted expression recognition method to reduce the gap between the synthetic data and real data. Our method consists of two parts: expression recognition module and hand prediction module. Expression recognition module extracts expression information and hand prediction module predicts whether the image contains hands. Decision mode is used to combine the results of two modules, and post-pruning is used to improve the result. F1 score is used to verify the effectiveness of our method.

AuthNet: A Deep Learning based Authentication Mechanism using Temporal Facial Feature Movements

Biometric systems based on Machine learning and Deep learning are being extensively used as authentication mechanisms in resource-constrained environments like smartphones and other small computing devices. These AI-powered facial recognition mechanisms have gained enormous popularity in recent years due to their transparent, contact-less and non-invasive nature. While they are effective to a large extent, there are ways to gain unauthorized access using photographs, masks, glasses, etc. In this paper, we propose an alternative authentication mechanism that uses both facial recognition and the unique movements of that particular face while uttering a password, that is, the temporal facial feature movements. The proposed model is not inhibited by language barriers because a user can set a password in any language. When evaluated on the standard MIRACL-VC1 dataset, the proposed model achieved an accuracy of 98.1%, underscoring its effectiveness as an effective and robust system. The proposed method is also data-efficient since the model gave good results even when trained with only 10 positive video samples. The competence of the training of the network is also demonstrated by benchmarking the proposed system against various compounded Facial recognition and Lip reading models.

Nonnegative Matrix Factorization with Toeplitz Penalty

Nonnegative Matrix Factorization (NMF) is an unsupervised learning algorithm that produces a linear, parts-based approximation of a data matrix. NMF constructs a nonnegative low rank basis matrix and a nonnegative low rank matrix of weights which, when multiplied together, approximate the data matrix of interest using some cost function. The NMF algorithm can be modified to include auxiliary constraints which impose task-specific penalties or restrictions on the cost function of the matrix factorization. In this paper we propose a new NMF algorithm that makes use of non-data dependent auxiliary constraints which incorporate a Toeplitz matrix into the multiplicative updating of the basis and weight matrices. We compare the facial recognition performance of our new Toeplitz Nonnegative Matrix Factorization (TNMF) algorithm to the performance of the Zellner Nonnegative Matrix Factorization (ZNMF) algorithm which makes use of data-dependent auxiliary constraints. We also compare the facial recognition performance of the two aforementioned algorithms with the performance of several preexisting constrained NMF algorithms that have non-data-dependent penalties. The facial recognition performances are evaluated using the Cambridge ORL Database of Faces and the Yale Database of Faces.

Investigating Bias and Fairness in Facial Expression Recognition

Recognition of expressions of emotions and affect from facial images is a well-studied research problem in the fields of affective computing and computer vision with a large number of datasets available containing facial images and corresponding expression labels. However, virtually none of these datasets have been acquired with consideration of fair distribution across the human population. Therefore, in this work, we undertake a systematic investigation of bias and fairness in facial expression recognition by comparing three different approaches, namely a baseline, an attribute-aware and a disentangled approach, on two well-known datasets, RAF-DB and CelebA. Our results indicate that: (i) data augmentation improves the accuracy of the baseline model, but this alone is unable to mitigate the bias effect; (ii) both the attribute-aware and the disentangled approaches fortified with data augmentation perform better than the baseline approach in terms of accuracy and fairness; (iii) the disentangled approach is the best for mitigating demographic bias; and (iv) the bias mitigation strategies are more suitable in the existence of uneven attribute distribution or imbalanced number of subgroup data.

Covariance Pooling For Facial Expression Recognition

Classifying facial expressions into different categories requires capturing regional distortions of facial landmarks. We believe that second-order statistics such as covariance is better able to capture such distortions in regional facial fea- tures. In this work, we explore the benefits of using a man- ifold network structure for covariance pooling to improve facial expression recognition. In particular, we first employ such kind of manifold networks in conjunction with tradi- tional convolutional networks for spatial pooling within in- dividual image feature maps in an end-to-end deep learning manner. By doing so, we are able to achieve a recognition accuracy of 58.14% on the validation set of Static Facial Expressions in the Wild (SFEW 2.0) and 87.0% on the vali- dation set of Real-World Affective Faces (RAF) Database. Both of these results are the best results we are aware of. Besides, we leverage covariance pooling to capture the tem- poral evolution of per-frame features for video-based facial expression recognition. Our reported results demonstrate the advantage of pooling image-set features temporally by stacking the designed manifold network of covariance pool-ing on top of convolutional network layers.

Intelligent Frame Selection as a Privacy-Friendlier Alternative to Face Recognition

The widespread deployment of surveillance cameras for facial recognition gives rise to many privacy concerns. This study proposes a privacy-friendly alternative to large scale facial recognition. While there are multiple techniques to preserve privacy, our work is based on the minimization principle which implies minimizing the amount of collected personal data. Instead of running facial recognition software on all video data, we propose to automatically extract a high quality snapshot of each detected person without revealing his or her identity. This snapshot is then encrypted and access is only granted after legal authorization. We introduce a novel unsupervised face image quality assessment method which is used to select the high quality snapshots. For this, we train a variational autoencoder on high quality face images from a publicly available dataset and use the reconstruction probability as a metric to estimate the quality of each face crop. We experimentally confirm that the reconstruction probability can be used as biometric quality predictor. Unlike most previous studies, we do not rely on a manually defined face quality metric as everything is learned from data. Our face quality assessment method outperforms supervised, unsupervised and general image quality assessment methods on the task of improving face verification performance by rejecting low quality images. The effectiveness of the whole system is validated qualitatively on still images and videos.