Uncertainty-Aware Label Refinement on Hypergraphs for Personalized Federated Facial Expression Recognition

Most facial expression recognition (FER) models are trained on large-scale expression data with centralized learning. Unfortunately, collecting a large amount of centralized expression data is difficult in practice due to privacy concerns of facial images. In this paper, we investigate FER under the framework of personalized federated learning, which is a valuable and practical decentralized setting for real-world applications. To this end, we develop a novel uncertainty-Aware label refineMent on hYpergraphs (AMY) method. For local training, each local model consists of a backbone, an uncertainty estimation (UE) block, and an expression classification (EC) block. In the UE block, we leverage a hypergraph to model complex high-order relationships between expression samples and incorporate these relationships into uncertainty features. A personalized uncertainty estimator is then introduced to estimate reliable uncertainty weights of samples in the local client. In the EC block, we perform label propagation on the hypergraph, obtaining high-quality refined labels for retraining an expression classifier. Based on the above, we effectively alleviate heterogeneous sample uncertainty across clients and learn a robust personalized FER model in each client. Experimental results on two challenging real-world facial expression databases show that our proposed method consistently outperforms several state-of-the-art methods. This indicates the superiority of hypergraph modeling for uncertainty estimation and label refinement on the personalized federated FER task. The source code will be released at https://github.com/mobei1006/AMY.

Mini-ResEmoteNet: Leveraging Knowledge Distillation for Human-Centered Design

Facial Emotion Recognition has emerged as increasingly pivotal in the domain of User Experience, notably within modern usability testing, as it facilitates a deeper comprehension of user satisfaction and engagement. This study aims to extend the ResEmoteNet model by employing a knowledge distillation framework to develop Mini-ResEmoteNet models - lightweight student models - tailored for usability testing. Experiments were conducted on the FER2013 and RAF-DB datasets to assess the efficacy of three student model architectures: Student Model A, Student Model B, and Student Model C. Their development involves reducing the number of feature channels in each layer of the teacher model by approximately 50%, 75%, and 87.5%. Demonstrating exceptional performance on the FER2013 dataset, Student Model A (E1) achieved a test accuracy of 76.33%, marking a 0.21% absolute improvement over EmoNeXt. Moreover, the results exhibit absolute improvements in terms of inference speed and memory usage during inference compared to the ResEmoteNet model. The findings indicate that the proposed methods surpass other state-of-the-art approaches.

MTCAE-DFER: Multi-Task Cascaded Autoencoder for Dynamic Facial Expression Recognition

This paper expands the cascaded network branch of the autoencoder-based multi-task learning (MTL) framework for dynamic facial expression recognition, namely Multi-Task Cascaded Autoencoder for Dynamic Facial Expression Recognition (MTCAE-DFER). MTCAE-DFER builds a plug-and-play cascaded decoder module, which is based on the Vision Transformer (ViT) architecture and employs the decoder concept of Transformer to reconstruct the multi-head attention module. The decoder output from the previous task serves as the query (Q), representing local dynamic features, while the Video Masked Autoencoder (VideoMAE) shared encoder output acts as both the key (K) and value (V), representing global dynamic features. This setup facilitates interaction between global and local dynamic features across related tasks. Additionally, this proposal aims to alleviate overfitting of complex large model. We utilize autoencoder-based multi-task cascaded learning approach to explore the impact of dynamic face detection and dynamic face landmark on dynamic facial expression recognition, which enhances the model's generalization ability. After we conduct extensive ablation experiments and comparison with state-of-the-art (SOTA) methods on various public datasets for dynamic facial expression recognition, the robustness of the MTCAE-DFER model and the effectiveness of global-local dynamic feature interaction among related tasks have been proven.

Compound Expression Recognition via Large Vision-Language Models

Compound Expression Recognition (CER) is crucial for understanding human emotions and improving human-computer interaction. However, CER faces challenges due to the complexity of facial expressions and the difficulty of capturing subtle emotional cues. To address these issues, we propose a novel approach leveraging Large Vision-Language Models (LVLMs). Our method employs a two-stage fine-tuning process: first, pre-trained LVLMs are fine-tuned on basic facial expressions to establish foundational patterns; second, the model is further optimized on a compound-expression dataset to refine visual-language feature interactions. Our approach achieves advanced accuracy on the RAF-DB dataset and demonstrates strong zero-shot generalization on the C-EXPR-DB dataset, showcasing its potential for real-world applications in emotion analysis and human-computer interaction.

Leveraging Scale-aware Representations for improved Concept-Representation Alignment in ViTs

Vision Transformers (ViTs) are increasingly being adopted in various sensitive vision applications - like medical diagnosis, facial recognition, etc. To improve the interpretability of such models, many approaches attempt to forward-align them with carefully annotated abstract, human-understandable semantic entities - concepts. Concepts provide global rationales to the model predictions and can be quickly understood/intervened on by domain experts. Most current research focuses on designing model-agnostic, plug-and-play generic concept-based explainability modules that do not incorporate the inner workings of foundation models (e.g., inductive biases, scale invariance, etc.) during training. To alleviate this issue for ViTs, in this paper, we propose a novel Concept Representation Alignment Module (CRAM) which learns both scale and position-aware representations from multi-scale feature pyramids and patch representations respectively. CRAM further aligns these representations with concept annotations through an attention matrix. The proposed CRAM module improves the predictive performance of ViT architectures and also provides accurate and robust concept explanations as demonstrated on five datasets - including three widely used benchmarks (CUB, Pascal APY, Concept-MNIST) and 2 real-world datasets (AWA2, KITS).

OODFace: Benchmarking Robustness of Face Recognition under Common Corruptions and Appearance Variations

With the rise of deep learning, facial recognition technology has seen extensive research and rapid development. Although facial recognition is considered a mature technology, we find that existing open-source models and commercial algorithms lack robustness in certain real-world Out-of-Distribution (OOD) scenarios, raising concerns about the reliability of these systems. In this paper, we introduce OODFace, which explores the OOD challenges faced by facial recognition models from two perspectives: common corruptions and appearance variations. We systematically design 30 OOD scenarios across 9 major categories tailored for facial recognition. By simulating these challenges on public datasets, we establish three robustness benchmarks: LFW-C/V, CFP-FP-C/V, and YTF-C/V. We then conduct extensive experiments on 19 different facial recognition models and 3 commercial APIs, along with extended experiments on face masks, Vision-Language Models (VLMs), and defense strategies to assess their robustness. Based on the results, we draw several key insights, highlighting the vulnerability of facial recognition systems to OOD data and suggesting possible solutions. Additionally, we offer a unified toolkit that includes all corruption and variation types, easily extendable to other datasets. We hope that our benchmarks and findings can provide guidance for future improvements in facial recognition model robustness.

BeMERC: Behavior-Aware MLLM-based Framework for Multimodal Emotion Recognition in Conversation

Multimodal emotion recognition in conversation (MERC), the task of identifying the emotion label for each utterance in a conversation, is vital for developing empathetic machines. Current MLLM-based MERC studies focus mainly on capturing the speaker's textual or vocal characteristics, but ignore the significance of video-derived behavior information. Different from text and audio inputs, learning videos with rich facial expression, body language and posture, provides emotion trigger signals to the models for more accurate emotion predictions. In this paper, we propose a novel behavior-aware MLLM-based framework (BeMERC) to incorporate speaker's behaviors, including subtle facial micro-expression, body language and posture, into a vanilla MLLM-based MERC model, thereby facilitating the modeling of emotional dynamics during a conversation. Furthermore, BeMERC adopts a two-stage instruction tuning strategy to extend the model to the conversations scenario for end-to-end training of a MERC predictor. Experiments demonstrate that BeMERC achieves superior performance than the state-of-the-art methods on two benchmark datasets, and also provides a detailed discussion on the significance of video-derived behavior information in MERC.

Automated Attendee Recognition System for Large-Scale Social Events or Conference Gathering

Manual attendance tracking at large-scale events, such as marriage functions or conferences, is often inefficient and prone to human error. To address this challenge, we propose an automated, cloud-based attendance tracking system that uses cameras mounted at the entrance and exit gates. The mounted cameras continuously capture video and send the video data to cloud services to perform real-time face detection and recognition. Unlike existing solutions, our system accurately identifies attendees even when they are not looking directly at the camera, allowing natural movements, such as looking around or talking while walking. To the best of our knowledge, this is the first system to achieve high recognition rates under such dynamic conditions. Our system demonstrates overall 90% accuracy, with each video frame processed in 5 seconds, ensuring real time operation without frame loss. In addition, notifications are sent promptly to security personnel within the same latency. This system achieves 100% accuracy for individuals without facial obstructions and successfully recognizes all attendees appearing within the camera's field of view, providing a robust solution for attendee recognition in large-scale social events.

Experimenting with Affective Computing Models in Video Interviews with Spanish-speaking Older Adults

Understanding emotional signals in older adults is crucial for designing virtual assistants that support their well-being. However, existing affective computing models often face significant limitations: (1) limited availability of datasets representing older adults, especially in non-English-speaking populations, and (2) poor generalization of models trained on younger or homogeneous demographics. To address these gaps, this study evaluates state-of-the-art affective computing models -- including facial expression recognition, text sentiment analysis, and smile detection -- using videos of older adults interacting with either a person or a virtual avatar. As part of this effort, we introduce a novel dataset featuring Spanish-speaking older adults engaged in human-to-human video interviews. Through three comprehensive analyses, we investigate (1) the alignment between human-annotated labels and automatic model outputs, (2) the relationships between model outputs across different modalities, and (3) individual variations in emotional signals. Using both the Wizard of Oz (WoZ) dataset and our newly collected dataset, we uncover limited agreement between human annotations and model predictions, weak consistency across modalities, and significant variability among individuals. These findings highlight the shortcomings of generalized emotion perception models and emphasize the need of incorporating personal variability and cultural nuances into future systems.

Multimodal Emotion Recognition and Sentiment Analysis in Multi-Party Conversation Contexts

Emotion recognition and sentiment analysis are pivotal tasks in speech and language processing, particularly in real-world scenarios involving multi-party, conversational data. This paper presents a multimodal approach to tackle these challenges on a well-known dataset. We propose a system that integrates four key modalities/channels using pre-trained models: RoBERTa for text, Wav2Vec2 for speech, a proposed FacialNet for facial expressions, and a CNN+Transformer architecture trained from scratch for video analysis. Feature embeddings from each modality are concatenated to form a multimodal vector, which is then used to predict emotion and sentiment labels. The multimodal system demonstrates superior performance compared to unimodal approaches, achieving an accuracy of 66.36% for emotion recognition and 72.15% for sentiment analysis.