Multi-modal Transfer Learning for Dynamic Facial Emotion Recognition in the Wild

Facial expression recognition (FER) is a subset of computer vision with important applications for human-computer-interaction, healthcare, and customer service. FER represents a challenging problem-space because accurate classification requires a model to differentiate between subtle changes in facial features. In this paper, we examine the use of multi-modal transfer learning to improve performance on a challenging video-based FER dataset, Dynamic Facial Expression in-the-Wild (DFEW). Using a combination of pretrained ResNets, OpenPose, and OmniVec networks, we explore the impact of cross-temporal, multi-modal features on classification accuracy. Ultimately, we find that these finely-tuned multi-modal feature generators modestly improve accuracy of our transformer-based classification model.

Touch Speaks, Sound Feels: A Multimodal Approach to Affective and Social Touch from Robots to Humans

Affective tactile interaction constitutes a fundamental component of human communication. In natural human-human encounters, touch is seldom experienced in isolation; rather, it is inherently multisensory. Individuals not only perceive the physical sensation of touch but also register the accompanying auditory cues generated through contact. The integration of haptic and auditory information forms a rich and nuanced channel for emotional expression. While extensive research has examined how robots convey emotions through facial expressions and speech, their capacity to communicate social gestures and emotions via touch remains largely underexplored. To address this gap, we developed a multimodal interaction system incorporating a 5*5 grid of 25 vibration motors synchronized with audio playback, enabling robots to deliver combined haptic-audio stimuli. In an experiment involving 32 Chinese participants, ten emotions and six social gestures were presented through vibration, sound, or their combination. Participants rated each stimulus on arousal and valence scales. The results revealed that (1) the combined haptic-audio modality significantly enhanced decoding accuracy compared to single modalities; (2) each individual channel-vibration or sound-effectively supported certain emotions recognition, with distinct advantages depending on the emotional expression; and (3) gestures alone were generally insufficient for conveying clearly distinguishable emotions. These findings underscore the importance of multisensory integration in affective human-robot interaction and highlight the complementary roles of haptic and auditory cues in enhancing emotional communication.

OPEN: A Benchmark Dataset and Baseline for Older Adult Patient Engagement Recognition in Virtual Rehabilitation Learning Environments

Engagement in virtual learning is essential for participant satisfaction, performance, and adherence, particularly in online education and virtual rehabilitation, where interactive communication plays a key role. Yet, accurately measuring engagement in virtual group settings remains a challenge. There is increasing interest in using artificial intelligence (AI) for large-scale, real-world, automated engagement recognition. While engagement has been widely studied in younger academic populations, research and datasets focused on older adults in virtual and telehealth learning settings remain limited. Existing methods often neglect contextual relevance and the longitudinal nature of engagement across sessions. This paper introduces OPEN (Older adult Patient ENgagement), a novel dataset supporting AI-driven engagement recognition. It was collected from eleven older adults participating in weekly virtual group learning sessions over six weeks as part of cardiac rehabilitation, producing over 35 hours of data, making it the largest dataset of its kind. To protect privacy, raw video is withheld; instead, the released data include facial, hand, and body joint landmarks, along with affective and behavioral features extracted from video. Annotations include binary engagement states, affective and behavioral labels, and context-type indicators, such as whether the instructor addressed the group or an individual. The dataset offers versions with 5-, 10-, 30-second, and variable-length samples. To demonstrate utility, multiple machine learning and deep learning models were trained, achieving engagement recognition accuracy of up to 81 percent. OPEN provides a scalable foundation for personalized engagement modeling in aging populations and contributes to broader engagement recognition research.

Degradation-Agnostic Statistical Facial Feature Transformation for Blind Face Restoration in Adverse Weather Conditions

With the increasing deployment of intelligent CCTV systems in outdoor environments, there is a growing demand for face recognition systems optimized for challenging weather conditions. Adverse weather significantly degrades image quality, which in turn reduces recognition accuracy. Although recent face image restoration (FIR) models based on generative adversarial networks (GANs) and diffusion models have shown progress, their performance remains limited due to the lack of dedicated modules that explicitly address weather-induced degradations. This leads to distorted facial textures and structures. To address these limitations, we propose a novel GAN-based blind FIR framework that integrates two key components: local Statistical Facial Feature Transformation (SFFT) and Degradation-Agnostic Feature Embedding (DAFE). The local SFFT module enhances facial structure and color fidelity by aligning the local statistical distributions of low-quality (LQ) facial regions with those of high-quality (HQ) counterparts. Complementarily, the DAFE module enables robust statistical facial feature extraction under adverse weather conditions by aligning LQ and HQ encoder representations, thereby making the restoration process adaptive to severe weather-induced degradations. Experimental results demonstrate that the proposed degradation-agnostic SFFT model outperforms existing state-of-the-art FIR methods based on GAN and diffusion models, particularly in suppressing texture distortions and accurately reconstructing facial structures. Furthermore, both the SFFT and DAFE modules are empirically validated in enhancing structural fidelity and perceptual quality in face restoration under challenging weather scenarios.

An Evaluation of a Visual Question Answering Strategy for Zero-shot Facial Expression Recognition in Still Images

Facial expression recognition (FER) is a key research area in computer vision and human-computer interaction. Despite recent advances in deep learning, challenges persist, especially in generalizing to new scenarios. In fact, zero-shot FER significantly reduces the performance of state-of-the-art FER models. To address this problem, the community has recently started to explore the integration of knowledge from Large Language Models for visual tasks. In this work, we evaluate a broad collection of locally executed Visual Language Models (VLMs), avoiding the lack of task-specific knowledge by adopting a Visual Question Answering strategy. We compare the proposed pipeline with state-of-the-art FER models, both integrating and excluding VLMs, evaluating well-known FER benchmarks: AffectNet, FERPlus, and RAF-DB. The results show excellent performance for some VLMs in zero-shot FER scenarios, indicating the need for further exploration to improve FER generalization.

Pura: An Efficient Privacy-Preserving Solution for Face Recognition

Face recognition is an effective technology for identifying a target person by facial images. However, sensitive facial images raises privacy concerns. Although privacy-preserving face recognition is one of potential solutions, this solution neither fully addresses the privacy concerns nor is efficient enough. To this end, we propose an efficient privacy-preserving solution for face recognition, named Pura, which sufficiently protects facial privacy and supports face recognition over encrypted data efficiently. Specifically, we propose a privacy-preserving and non-interactive architecture for face recognition through the threshold Paillier cryptosystem. Additionally, we carefully design a suite of underlying secure computing protocols to enable efficient operations of face recognition over encrypted data directly. Furthermore, we introduce a parallel computing mechanism to enhance the performance of the proposed secure computing protocols. Privacy analysis demonstrates that Pura fully safeguards personal facial privacy. Experimental evaluations demonstrate that Pura achieves recognition speeds up to 16 times faster than the state-of-the-art.

MOL: Joint Estimation of Micro-Expression, Optical Flow, and Landmark via Transformer-Graph-Style Convolution

Facial micro-expression recognition (MER) is a challenging problem, due to transient and subtle micro-expression (ME) actions. Most existing methods depend on hand-crafted features, key frames like onset, apex, and offset frames, or deep networks limited by small-scale and low-diversity datasets. In this paper, we propose an end-to-end micro-action-aware deep learning framework with advantages from transformer, graph convolution, and vanilla convolution. In particular, we propose a novel F5C block composed of fully-connected convolution and channel correspondence convolution to directly extract local-global features from a sequence of raw frames, without the prior knowledge of key frames. The transformer-style fully-connected convolution is proposed to extract local features while maintaining global receptive fields, and the graph-style channel correspondence convolution is introduced to model the correlations among feature patterns. Moreover, MER, optical flow estimation, and facial landmark detection are jointly trained by sharing the local-global features. The two latter tasks contribute to capturing facial subtle action information for MER, which can alleviate the impact of insufficient training data. Extensive experiments demonstrate that our framework (i) outperforms the state-of-the-art MER methods on CASME II, SAMM, and SMIC benchmarks, (ii) works well for optical flow estimation and facial landmark detection, and (iii) can capture facial subtle muscle actions in local regions associated with MEs. The code is available at https://github.com/CYF-cuber/MOL.

Non-Adaptive Adversarial Face Generation

Adversarial attacks on face recognition systems (FRSs) pose serious security and privacy threats, especially when these systems are used for identity verification. In this paper, we propose a novel method for generating adversarial faces-synthetic facial images that are visually distinct yet recognized as a target identity by the FRS. Unlike iterative optimization-based approaches (e.g., gradient descent or other iterative solvers), our method leverages the structural characteristics of the FRS feature space. We figure out that individuals sharing the same attribute (e.g., gender or race) form an attributed subsphere. By utilizing such subspheres, our method achieves both non-adaptiveness and a remarkably small number of queries. This eliminates the need for relying on transferability and open-source surrogate models, which have been a typical strategy when repeated adaptive queries to commercial FRSs are impossible. Despite requiring only a single non-adaptive query consisting of 100 face images, our method achieves a high success rate of over 93% against AWS's CompareFaces API at its default threshold. Furthermore, unlike many existing attacks that perturb a given image, our method can deliberately produce adversarial faces that impersonate the target identity while exhibiting high-level attributes chosen by the adversary.

Diffusion-Driven Universal Model Inversion Attack for Face Recognition

Facial recognition technology poses significant privacy risks, as it relies on biometric data that is inherently sensitive and immutable if compromised. To mitigate these concerns, face recognition systems convert raw images into embeddings, traditionally considered privacy-preserving. However, model inversion attacks pose a significant privacy threat by reconstructing these private facial images, making them a crucial tool for evaluating the privacy risks of face recognition systems. Existing methods usually require training individual generators for each target model, a computationally expensive process. In this paper, we propose DiffUMI, a training-free diffusion-driven universal model inversion attack for face recognition systems. DiffUMI is the first approach to apply a diffusion model for unconditional image generation in model inversion. Unlike other methods, DiffUMI is universal, eliminating the need for training target-specific generators. It operates within a fixed framework and pretrained diffusion model while seamlessly adapting to diverse target identities and models. DiffUMI breaches privacy-preserving face recognition systems with state-of-the-art success, demonstrating that an unconditional diffusion model, coupled with optimized adversarial search, enables efficient and high-fidelity facial reconstruction. Additionally, we introduce a novel application of out-of-domain detection (OODD), marking the first use of model inversion to distinguish non-face inputs from face inputs based solely on embeddings.

FaceShield: Explainable Face Anti-Spoofing with Multimodal Large Language Models

Face anti-spoofing (FAS) is crucial for protecting facial recognition systems from presentation attacks. Previous methods approached this task as a classification problem, lacking interpretability and reasoning behind the predicted results. Recently, multimodal large language models (MLLMs) have shown strong capabilities in perception, reasoning, and decision-making in visual tasks. However, there is currently no universal and comprehensive MLLM and dataset specifically designed for FAS task. To address this gap, we propose FaceShield, a MLLM for FAS, along with the corresponding pre-training and supervised fine-tuning (SFT) datasets, FaceShield-pre10K and FaceShield-sft45K. FaceShield is capable of determining the authenticity of faces, identifying types of spoofing attacks, providing reasoning for its judgments, and detecting attack areas. Specifically, we employ spoof-aware vision perception (SAVP) that incorporates both the original image and auxiliary information based on prior knowledge. We then use an prompt-guided vision token masking (PVTM) strategy to random mask vision tokens, thereby improving the model's generalization ability. We conducted extensive experiments on three benchmark datasets, demonstrating that FaceShield significantly outperforms previous deep learning models and general MLLMs on four FAS tasks, i.e., coarse-grained classification, fine-grained classification, reasoning, and attack localization. Our instruction datasets, protocols, and codes will be released soon.