Emotion recognition in conversation is the process of detecting and categorizing emotions expressed in conversational text data.
We present a lightweight multimodal baseline for emotion recognition in conversations using the SemEval-2024 Task 3 dataset built from the sitcom Friends. The goal of this report is not to propose a novel state-of-the-art method, but to document an accessible reference implementation that combines (i) a transformer-based text classifier and (ii) a self-supervised speech representation model, with a simple late-fusion ensemble. We report the baseline setup and empirical results obtained under a limited training protocol, highlighting when multimodal fusion improves over unimodal models. This preprint is provided for transparency and to support future, more rigorous comparisons.
Despite growing recognition that responsible AI requires domain knowledge, current work on conversational AI primarily draws on clinical expertise that prioritises diagnosis and intervention. However, much of everyday emotional support needs occur in non-clinical contexts, and therefore requires different conversational approaches. We examine how chaplains, who guide individuals through personal crises, grief, and reflection, perceive and engage with conversational AI. We recruited eighteen chaplains to build AI chatbots. While some chaplains viewed chatbots with cautious optimism, the majority expressed limitations of chatbots' ability to support everyday well-being. Our analysis reveals how chaplains perceive their pastoral care duties and areas where AI chatbots fall short, along the themes of Listening, Connecting, Carrying, and Wanting. These themes resonate with the idea of attunement, recently highlighted as a relational lens for understanding the delicate experiences care technologies provide. This perspective informs chatbot design aimed at supporting well-being in non-clinical contexts.
Emotion recognition from human speech is a critical enabler for socially aware conversational AI. However, while most prior work frames emotion recognition as a categorical classification problem, real-world affective states are often ambiguous, overlapping, and context-dependent, posing significant challenges for both annotation and automatic modeling. Recent large-scale audio language models (ALMs) offer new opportunities for nuanced affective reasoning without explicit emotion supervision, but their capacity to handle ambiguous emotions remains underexplored. At the same time, advances in inference-time techniques such as test-time scaling (TTS) have shown promise for improving generalization and adaptability in hard NLP tasks, but their relevance to affective computing is still largely unknown. In this work, we introduce the first benchmark for ambiguous emotion recognition in speech with ALMs under test-time scaling. Our evaluation systematically compares eight state-of-the-art ALMs and five TTS strategies across three prominent speech emotion datasets. We further provide an in-depth analysis of the interaction between model capacity, TTS, and affective ambiguity, offering new insights into the computational and representational challenges of ambiguous emotion understanding. Our benchmark establishes a foundation for developing more robust, context-aware, and emotionally intelligent speech-based AI systems, and highlights key future directions for bridging the gap between model assumptions and the complexity of real-world human emotion.
The practical utility of Speech Emotion Recognition (SER) systems is undermined by their fragility to domain shifts, such as speaker variability, the distinction between acted and naturalistic emotions, and cross-corpus variations. While domain adaptation and fine-tuning are widely studied, they require either source data or labelled target data, which are often unavailable or raise privacy concerns in SER. Test-time adaptation (TTA) bridges this gap by adapting models at inference using only unlabeled target data. Yet, having been predominantly designed for image classification and speech recognition, the efficacy of TTA for mitigating the unique domain shifts in SER has not been investigated. In this paper, we present the first systematic evaluation and comparison covering 11 TTA methods across three representative SER tasks. The results indicate that backpropagation-free TTA methods are the most promising. Conversely, entropy minimization and pseudo-labeling generally fail, as their core assumption of a single, confident ground-truth label is incompatible with the inherent ambiguity of emotional expression. Further, no single method universally excels, and its effectiveness is highly dependent on the distributional shifts and tasks.
Debt collection is a critical function within the banking, financial services, and insurance (BFSI) sector, relying heavily on large-scale human-to-human conversational interactions conducted primarily in Vietnamese contact centers. These conversations involve informal spoken language, emotional variability, and complex domain-specific reasoning, which pose significant challenges for traditional natural language processing systems. This paper introduces Credit C-GPT, a domain-specialized large language model with seven billion parameters, fine-tuned for conversational understanding in Vietnamese debt collection scenarios. The proposed model integrates multiple conversational intelligence tasks, including dialogue understanding, sentiment recognition, intent detection, call stage classification, and structured slot-value extraction, within a single reasoning-based framework. We describe the data construction process, annotation strategy, and training methodology, and evaluate the model on proprietary human-annotated datasets. Experimental results show consistent improvements over traditional pipeline-based approaches, indicating that domain-specialized conversational language models provide a scalable and privacy-aware solution for real-time assistance and post-call analytics in enterprise contact centers.
While Emotion Recognition in Conversation (ERC) has achieved high accuracy, two critical gaps remain: a limited understanding of \textit{which} architectural choices actually matter, and a lack of linguistic analysis connecting recognition to generation. We address both gaps through a systematic analysis of the IEMOCAP dataset. For recognition, we conduct a rigorous ablation study with 10-seed evaluation and report three key findings. First, conversational context is paramount, with performance saturating rapidly -- 90\% of the total gain achieved within just the most recent 10--30 preceding turns (depending on the label set). Second, hierarchical sentence representations help at utterance-level, but this benefit disappears once conversational context is provided, suggesting that context subsumes intra-utterance structure. Third, external affective lexicons (SenticNet) provide no gain, indicating that pre-trained encoders already capture necessary emotional semantics. With simple architectures using strictly causal context, we achieve 82.69\% (4-way) and 67.07\% (6-way) weighted F1, outperforming prior text-only methods including those using bidirectional context. For linguistic analysis, we analyze 5,286 discourse marker occurrences and find a significant association between emotion and marker positioning ($p < .0001$). Notably, "sad" utterances exhibit reduced left-periphery marker usage (21.9\%) compared to other emotions (28--32\%), consistent with theories linking left-periphery markers to active discourse management. This connects to our recognition finding that sadness benefits most from context (+22\%p): lacking explicit pragmatic signals, sad utterances require conversational history for disambiguation.


Large Language Models are increasingly used in conversational systems such as digital personal assistants, shaping how people interact with technology through language. While their responses often sound fluent and natural, they can also carry subtle tone biases such as sounding overly polite, cheerful, or cautious even when neutrality is expected. These tendencies can influence how users perceive trust, empathy, and fairness in dialogue. In this study, we explore tone bias as a hidden behavioral trait of large language models. The novelty of this research lies in the integration of controllable large language model based dialogue synthesis with tone classification models, enabling robust and ethical emotion recognition in personal assistant interactions. We created two synthetic dialogue datasets, one generated from neutral prompts and another explicitly guided to produce positive or negative tones. Surprisingly, even the neutral set showed consistent tonal skew, suggesting that bias may stem from the model's underlying conversational style. Using weak supervision through a pretrained DistilBERT model, we labeled tones and trained several classifiers to detect these patterns. Ensemble models achieved macro F1 scores up to 0.92, showing that tone bias is systematic, measurable, and relevant to designing fair and trustworthy conversational AI.
This paper addresses data quality issues in multimodal emotion recognition in conversation (MERC) through systematic quality control and multi-stage transfer learning. We implement a quality control pipeline for MELD and IEMOCAP datasets that validates speaker identity, audio-text alignment, and face detection. We leverage transfer learning from speaker and face recognition, assuming that identity-discriminative embeddings capture not only stable acoustic and Facial traits but also person-specific patterns of emotional expression. We employ RecoMadeEasy(R) engines for extracting 512-dimensional speaker and face embeddings, fine-tune MPNet-v2 for emotion-aware text representations, and adapt these features through emotion-specific MLPs trained on unimodal datasets. MAMBA-based trimodal fusion achieves 64.8% accuracy on MELD and 74.3% on IEMOCAP. These results show that combining identity-based audio and visual embeddings with emotion-tuned text representations on a quality-controlled subset of data yields consistent competitive performance for multimodal emotion recognition in conversation and provides a basis for further improvement on challenging, low-frequency emotion classes.
Emotion Recognition in Conversation (ERC) is a crucial task for understanding human emotions and enabling natural human-computer interaction. Although Large Language Models (LLMs) have recently shown great potential in this field, their ability to capture the intrinsic connections between explicit and implicit emotions remains limited. We propose a novel ERC training framework, PRC-Emo, which integrates Prompt engineering, demonstration Retrieval, and Curriculum learning, with the goal of exploring whether LLMs can effectively perceive emotions in conversational contexts. Specifically, we design emotion-sensitive prompt templates based on both explicit and implicit emotional cues to better guide the model in understanding the speaker's psychological states. We construct the first dedicated demonstration retrieval repository for ERC, which includes training samples from widely used datasets, as well as high-quality dialogue examples generated by LLMs and manually verified. Moreover, we introduce a curriculum learning strategy into the LoRA fine-tuning process, incorporating weighted emotional shifts between same-speaker and different-speaker utterances to assign difficulty levels to dialogue samples, which are then organized in an easy-to-hard training sequence. Experimental results on two benchmark datasets -- IEMOCAP and MELD -- show that our method achieves new state-of-the-art (SOTA) performance, demonstrating the effectiveness and generalizability of our approach in improving LLM-based emotional understanding.




Human-computer interaction increasingly demands systems that recognize not only explicit user inputs but also implicit emotional states. While substantial progress has been made in affective computing, most emotion recognition systems rely on cloud-based inference, introducing privacy vulnerabilities and latency constraints unsuitable for real-time applications. This work presents a comprehensive evaluation of machine learning architectures for on-device emotion recognition from wrist-based photoplethysmography (PPG), systematically comparing different models spanning classical ensemble methods, deep neural networks, and transformers on the WESAD stress detection dataset. Results demonstrate that classical ensemble methods substantially outperform deep learning on small physiological datasets, with ExtraTrees achieving F1 = 0.826 on combined features and F1 = 0.623 on wrist-only features, compared to transformers achieving only F1 = 0.509-0.577. We deploy the wrist-only ExtraTrees model optimized via ONNX conversion, achieving a 4.08 MB footprint, 0.05 ms inference latency, and 152x speedup over the original implementation. Furthermore, ONNX optimization yields a 30.5% average storage reduction and 40.1x inference speedup, highlighting the feasibility of privacy-preserving on-device emotion recognition for real-world wearables.