Towards Responsible AI in the Era of ChatGPT: A Reference Architecture for Designing Foundation Model-based AI Systems

The release of ChatGPT, Bard, and other large language model (LLM)-based chatbots has drawn huge attention on foundations models worldwide. There is a growing trend that foundation models will serve as the fundamental building blocks for most of the future AI systems. However, incorporating foundation models in AI systems raises significant concerns about responsible AI due to their black box nature and rapidly advancing super-intelligence. Additionally, the foundation model's growing capabilities can eventually absorb the other components of AI systems, introducing the moving boundary and interface evolution challenges in architecture design. To address these challenges, this paper proposes a pattern-oriented responsible-AI-by-design reference architecture for designing foundation model-based AI systems. Specially, the paper first presents an architecture evolution of AI systems in the era of foundation models, from "foundation-model-as-a-connector" to "foundation-model-as-a-monolithic architecture". The paper then identifies the key design decision points and proposes a pattern-oriented reference architecture to provide reusable responsible-AI-by-design architectural solutions to address the new architecture evolution and responsible AI challenges. The patterns can be embedded as product features of foundation model-based AI systems and can enable organisations to capitalise on the potential of foundation models while minimising associated risks.

To Be Forgotten or To Be Fair: Unveiling Fairness Implications of Machine Unlearning Methods

The right to be forgotten (RTBF) is motivated by the desire of people not to be perpetually disadvantaged by their past deeds. For this, data deletion needs to be deep and permanent, and should be removed from machine learning models. Researchers have proposed machine unlearning algorithms which aim to erase specific data from trained models more efficiently. However, these methods modify how data is fed into the model and how training is done, which may subsequently compromise AI ethics from the fairness perspective. To help software engineers make responsible decisions when adopting these unlearning methods, we present the first study on machine unlearning methods to reveal their fairness implications. We designed and conducted experiments on two typical machine unlearning methods (SISA and AmnesiacML) along with a retraining method (ORTR) as baseline using three fairness datasets under three different deletion strategies. Experimental results show that under non-uniform data deletion, SISA leads to better fairness compared with ORTR and AmnesiacML, while initial training and uniform data deletion do not necessarily affect the fairness of all three methods. These findings have exposed an important research problem in software engineering, and can help practitioners better understand the potential trade-offs on fairness when considering solutions for RTBF.

Exploring AI Ethics of ChatGPT: A Diagnostic Analysis

Recent breakthroughs in natural language processing (NLP) have permitted the synthesis and comprehension of coherent text in an open-ended way, therefore translating the theoretical algorithms into practical applications. The large language-model (LLM) has significantly impacted businesses such as report summarization softwares and copywriters. Observations indicate, however, that LLMs may exhibit social prejudice and toxicity, posing ethical and societal dangers of consequences resulting from irresponsibility. Large-scale benchmarks for accountable LLMs should consequently be developed. Although several empirical investigations reveal the existence of a few ethical difficulties in advanced LLMs, there is no systematic examination and user study of the ethics of current LLMs use. To further educate future efforts on constructing ethical LLMs responsibly, we perform a qualitative research method on OpenAI's ChatGPT to better understand the practical features of ethical dangers in recent LLMs. We analyze ChatGPT comprehensively from four perspectives: 1) \textit{Bias} 2) \textit{Reliability} 3) \textit{Robustness} 4) \textit{Toxicity}. In accordance with our stated viewpoints, we empirically benchmark ChatGPT on multiple sample datasets. We find that a significant number of ethical risks cannot be addressed by existing benchmarks, and hence illustrate them via additional case studies. In addition, we examine the implications of our findings on the AI ethics of ChatGPT, as well as future problems and practical design considerations for LLMs. We believe that our findings may give light on future efforts to determine and mitigate the ethical hazards posed by machines in LLM applications.

Psychologically-Inspired, Unsupervised Inference of Perceptual Groups of GUI Widgets from GUI Images

Graphical User Interface (GUI) is not merely a collection of individual and unrelated widgets, but rather partitions discrete widgets into groups by various visual cues, thus forming higher-order perceptual units such as tab, menu, card or list. The ability to automatically segment a GUI into perceptual groups of widgets constitutes a fundamental component of visual intelligence to automate GUI design, implementation and automation tasks. Although humans can partition a GUI into meaningful perceptual groups of widgets in a highly reliable way, perceptual grouping is still an open challenge for computational approaches. Existing methods rely on ad-hoc heuristics or supervised machine learning that is dependent on specific GUI implementations and runtime information. Research in psychology and biological vision has formulated a set of principles (i.e., Gestalt theory of perception) that describe how humans group elements in visual scenes based on visual cues like connectivity, similarity, proximity and continuity. These principles are domain-independent and have been widely adopted by practitioners to structure content on GUIs to improve aesthetic pleasant and usability. Inspired by these principles, we present a novel unsupervised image-based method for inferring perceptual groups of GUI widgets. Our method requires only GUI pixel images, is independent of GUI implementation, and does not require any training data. The evaluation on a dataset of 1,091 GUIs collected from 772 mobile apps and 20 UI design mockups shows that our method significantly outperforms the state-of-the-art ad-hoc heuristics-based baseline. Our perceptual grouping method creates the opportunities for improving UI-related software engineering tasks.

Towards a Roadmap on Software Engineering for Responsible AI

Although AI is transforming the world, there are serious concerns about its ability to behave and make decisions responsibly. Many ethical regulations, principles, and frameworks for responsible AI have been issued recently. However, they are high level and difficult to put into practice. On the other hand, most AI researchers focus on algorithmic solutions, while the responsible AI challenges actually crosscut the entire engineering lifecycle and components of AI systems. To close the gap in operationalizing responsible AI, this paper aims to develop a roadmap on software engineering for responsible AI. The roadmap focuses on (i) establishing multi-level governance for responsible AI systems, (ii) setting up the development processes incorporating process-oriented practices for responsible AI systems, and (iii) building responsible-AI-by-design into AI systems through system-level architectural style, patterns and techniques.

Generating Informative CVE Description From ExploitDB Posts by Extractive Summarization

ExploitDB is one of the important public websites, which contributes a large number of vulnerabilities to official CVE database. Over 60\% of these vulnerabilities have high- or critical-security risks. Unfortunately, over 73\% of exploits appear publicly earlier than the corresponding CVEs, and about 40\% of exploits do not even have CVEs. To assist in documenting CVEs for the ExploitDB posts, we propose an open information method to extract 9 key vulnerability aspects (vulnerable product/version/component, vulnerability type, vendor, attacker type, root cause, attack vector and impact) from the verbose and noisy ExploitDB posts. The extracted aspects from an ExploitDB post are then composed into a CVE description according to the suggested CVE description templates, which is must-provided information for requesting new CVEs. Through the evaluation on 13,017 manually labeled sentences and the statistically sampling of 3,456 extracted aspects, we confirm the high accuracy of our extraction method. Compared with 27,230 reference CVE descriptions. Our composed CVE descriptions achieve high ROUGH-L (0.38), a longest common subsequence based metric for evaluating text summarization methods.

Brain-inspired Search Engine Assistant based on Knowledge Graph

Search engines can quickly response a hyperlink list according to query keywords. However, when a query is complex, developers need to repeatedly refine the search keywords and open a large number of web pages to find and summarize answers. Many research works of question and answering (Q and A) system attempt to assist search engines by providing simple, accurate and understandable answers. However, without original semantic contexts, these answers lack explainability, making them difficult for users to trust and adopt. In this paper, a brain-inspired search engine assistant named DeveloperBot based on knowledge graph is proposed, which aligns to the cognitive process of human and has the capacity to answer complex queries with explainability. Specifically, DeveloperBot firstly constructs a multi-layer query graph by splitting a complex multi-constraint query into several ordered constraints. Then it models the constraint reasoning process as subgraph search process inspired by the spreading activation model of cognitive science. In the end, novel features of the subgraph will be extracted for decision-making. The corresponding reasoning subgraph and answer confidence will be derived as explanations. The results of the decision-making demonstrate that DeveloperBot can estimate the answers and answer confidences with high accuracy. We implement a prototype and conduct a user study to evaluate whether and how the direct answers and the explanations provided by DeveloperBot can assist developers' information needs.

Holistic Combination of Structural and Textual Code Information for Context based API Recommendation

Context based API recommendation is an important way to help developers find the needed APIs effectively and efficiently. For effective API recommendation, we need not only a joint view of both structural and textual code information, but also a holistic view of correlated API usage in control and data flow graph as a whole. Unfortunately, existing API recommendation methods exploit structural or textual code information separately. In this work, we propose a novel API recommendation approach called APIRec-CST (API Recommendation by Combining Structural and Textual code information). APIRec-CST is a deep learning model that combines the API usage with the text information in the source code based on an API Context Graph Network and a Code Token Network that simultaneously learn structural and textual features for API recommendation. We apply APIRec-CST to train a model for JDK library based on 1,914 open-source Java projects and evaluate the accuracy and MRR (Mean Reciprocal Rank) of API recommendation with another 6 open-source projects. The results show that our approach achieves respectively a top-1, top-5, top-10 accuracy and MRR of 60.3%, 81.5%, 87.7% and 69.4%, and significantly outperforms an existing graph-based statistical approach and a tree-based deep learning approach for API recommendation. A further analysis shows that textual code information makes sense and improves the accuracy and MRR. We also conduct a user study in which two groups of students are asked to finish 6 programming tasks with or without our APIRec-CST plugin. The results show that APIRec-CST can help the students to finish the tasks faster and more accurately and the feedback on the usability is overwhelmingly positive.

Object Detection for Graphical User Interface: Old Fashioned or Deep Learning or a Combination?

Detecting Graphical User Interface (GUI) elements in GUI images is a domain-specific object detection task. It supports many software engineering tasks, such as GUI animation and testing, GUI search and code generation. Existing studies for GUI element detection directly borrow the mature methods from computer vision (CV) domain, including old fashioned ones that rely on traditional image processing features (e.g., canny edge, contours), and deep learning models that learn to detect from large-scale GUI data. Unfortunately, these CV methods are not originally designed with the awareness of the unique characteristics of GUIs and GUI elements and the high localization accuracy of the GUI element detection task. We conduct the first large-scale empirical study of seven representative GUI element detection methods on over 50k GUI images to understand the capabilities, limitations and effective designs of these methods. This study not only sheds the light on the technical challenges to be addressed but also informs the design of new GUI element detection methods. We accordingly design a new GUI-specific old-fashioned method for non-text GUI element detection which adopts a novel top-down coarse-to-fine strategy, and incorporate it with the mature deep learning model for GUI text detection.Our evaluation on 25,000 GUI images shows that our method significantly advances the start-of-the-art performance in GUI element detection.