Zero-Shot Cross-Lingual Reranking with Large Language Models for Low-Resource Languages

Large language models (LLMs) have shown impressive zero-shot capabilities in various document reranking tasks. Despite their successful implementations, there is still a gap in existing literature on their effectiveness in low-resource languages. To address this gap, we investigate how LLMs function as rerankers in cross-lingual information retrieval (CLIR) systems for African languages. Our implementation covers English and four African languages (Hausa, Somali, Swahili, and Yoruba) and we examine cross-lingual reranking with queries in English and passages in the African languages. Additionally, we analyze and compare the effectiveness of monolingual reranking using both query and document translations. We also evaluate the effectiveness of LLMs when leveraging their own generated translations. To get a grasp of the effectiveness of multiple LLMs, our study focuses on the proprietary models RankGPT-4 and RankGPT-3.5, along with the open-source model, RankZephyr. While reranking remains most effective in English, our results reveal that cross-lingual reranking may be competitive with reranking in African languages depending on the multilingual capability of the LLM.

Scaling Down, LiTting Up: Efficient Zero-Shot Listwise Reranking with Seq2seq Encoder-Decoder Models

Recent work in zero-shot listwise reranking using LLMs has achieved state-of-the-art results. However, these methods are not without drawbacks. The proposed methods rely on large LLMs with billions of parameters and limited context sizes. This paper introduces LiT5-Distill and LiT5-Score, two methods for efficient zero-shot listwise reranking, leveraging T5 sequence-to-sequence encoder-decoder models. Our approaches demonstrate competitive reranking effectiveness compared to recent state-of-the-art LLM rerankers with substantially smaller models. Through LiT5-Score, we also explore the use of cross-attention to calculate relevance scores to perform reranking, eliminating the reliance on external passage relevance labels for training. We present a range of models from 220M parameters to 3B parameters, all with strong reranking results, challenging the necessity of large-scale models for effective zero-shot reranking and opening avenues for more efficient listwise reranking solutions. We provide code and scripts to reproduce our results at https://github.com/castorini/LiT5.

RankZephyr: Effective and Robust Zero-Shot Listwise Reranking is a Breeze!

In information retrieval, proprietary large language models (LLMs) such as GPT-4 and open-source counterparts such as LLaMA and Vicuna have played a vital role in reranking. However, the gap between open-source and closed models persists, with reliance on proprietary, non-transparent models constraining reproducibility. Addressing this gap, we introduce RankZephyr, a state-of-the-art, open-source LLM for listwise zero-shot reranking. RankZephyr not only bridges the effectiveness gap with GPT-4 but in some cases surpasses the proprietary model. Our comprehensive evaluations across several datasets (TREC Deep Learning Tracks; NEWS and COVID from BEIR) showcase this ability. RankZephyr benefits from strategic training choices and is resilient against variations in initial document ordering and the number of documents reranked. Additionally, our model outperforms GPT-4 on the NovelEval test set, comprising queries and passages past its training period, which addresses concerns about data contamination. To foster further research in this rapidly evolving field, we provide all code necessary to reproduce our results at https://github.com/castorini/rank_llm.

RankVicuna: Zero-Shot Listwise Document Reranking with Open-Source Large Language Models

Researchers have successfully applied large language models (LLMs) such as ChatGPT to reranking in an information retrieval context, but to date, such work has mostly been built on proprietary models hidden behind opaque API endpoints. This approach yields experimental results that are not reproducible and non-deterministic, threatening the veracity of outcomes that build on such shaky foundations. To address this significant shortcoming, we present RankVicuna, the first fully open-source LLM capable of performing high-quality listwise reranking in a zero-shot setting. Experimental results on the TREC 2019 and 2020 Deep Learning Tracks show that we can achieve effectiveness comparable to zero-shot reranking with GPT-3.5 with a much smaller 7B parameter model, although our effectiveness remains slightly behind reranking with GPT-4. We hope our work provides the foundation for future research on reranking with modern LLMs. All the code necessary to reproduce our results is available at https://github.com/castorini/rank_llm.

Vector Search with OpenAI Embeddings: Lucene Is All You Need

We provide a reproducible, end-to-end demonstration of vector search with OpenAI embeddings using Lucene on the popular MS MARCO passage ranking test collection. The main goal of our work is to challenge the prevailing narrative that a dedicated vector store is necessary to take advantage of recent advances in deep neural networks as applied to search. Quite the contrary, we show that hierarchical navigable small-world network (HNSW) indexes in Lucene are adequate to provide vector search capabilities in a standard bi-encoder architecture. This suggests that, from a simple cost-benefit analysis, there does not appear to be a compelling reason to introduce a dedicated vector store into a modern "AI stack" for search, since such applications have already received substantial investments in existing, widely deployed infrastructure.

ReadProbe: A Demo of Retrieval-Enhanced Large Language Models to Support Lateral Reading

With the rapid growth and spread of online misinformation, people need tools to help them evaluate the credibility and accuracy of online information. Lateral reading, a strategy that involves cross-referencing information with multiple sources, may be an effective approach to achieving this goal. In this paper, we present ReadProbe, a tool to support lateral reading, powered by generative large language models from OpenAI and the Bing search engine. Our tool is able to generate useful questions for lateral reading, scour the web for relevant documents, and generate well-attributed answers to help people better evaluate online information. We made a web-based application to demonstrate how ReadProbe can help reduce the risk of being misled by false information. The code is available at https://github.com/DakeZhang1998/ReadProbe. An earlier version of our tool won the first prize in a national AI misinformation hackathon.

How Does Generative Retrieval Scale to Millions of Passages?

Popularized by the Differentiable Search Index, the emerging paradigm of generative retrieval re-frames the classic information retrieval problem into a sequence-to-sequence modeling task, forgoing external indices and encoding an entire document corpus within a single Transformer. Although many different approaches have been proposed to improve the effectiveness of generative retrieval, they have only been evaluated on document corpora on the order of 100k in size. We conduct the first empirical study of generative retrieval techniques across various corpus scales, ultimately scaling up to the entire MS MARCO passage ranking task with a corpus of 8.8M passages and evaluating model sizes up to 11B parameters. We uncover several findings about scaling generative retrieval to millions of passages; notably, the central importance of using synthetic queries as document representations during indexing, the ineffectiveness of existing proposed architecture modifications when accounting for compute cost, and the limits of naively scaling model parameters with respect to retrieval performance. While we find that generative retrieval is competitive with state-of-the-art dual encoders on small corpora, scaling to millions of passages remains an important and unsolved challenge. We believe these findings will be valuable for the community to clarify the current state of generative retrieval, highlight the unique challenges, and inspire new research directions.

Zero-Shot Listwise Document Reranking with a Large Language Model

Supervised ranking methods based on bi-encoder or cross-encoder architectures have shown success in multi-stage text ranking tasks, but they require large amounts of relevance judgments as training data. In this work, we propose Listwise Reranker with a Large Language Model (LRL), which achieves strong reranking effectiveness without using any task-specific training data. Different from the existing pointwise ranking methods, where documents are scored independently and ranked according to the scores, LRL directly generates a reordered list of document identifiers given the candidate documents. Experiments on three TREC web search datasets demonstrate that LRL not only outperforms zero-shot pointwise methods when reranking first-stage retrieval results, but can also act as a final-stage reranker to improve the top-ranked results of a pointwise method for improved efficiency. Additionally, we apply our approach to subsets of MIRACL, a recent multilingual retrieval dataset, with results showing its potential to generalize across different languages.

A Replication Study of Dense Passage Retriever

Text retrieval using learned dense representations has recently emerged as a promising alternative to "traditional" text retrieval using sparse bag-of-words representations. One recent work that has garnered much attention is the dense passage retriever (DPR) technique proposed by Karpukhin et al. (2020) for end-to-end open-domain question answering. We present a replication study of this work, starting with model checkpoints provided by the authors, but otherwise from an independent implementation in our group's Pyserini IR toolkit and PyGaggle neural text ranking library. Although our experimental results largely verify the claims of the original paper, we arrived at two important additional findings that contribute to a better understanding of DPR: First, it appears that the original authors under-report the effectiveness of the BM25 baseline and hence also dense--sparse hybrid retrieval results. Second, by incorporating evidence from the retriever and an improved answer span scoring technique, we are able to improve end-to-end question answering effectiveness using exactly the same models as in the original work.

Pyserini: An Easy-to-Use Python Toolkit to Support Replicable IR Research with Sparse and Dense Representations

Pyserini is an easy-to-use Python toolkit that supports replicable IR research by providing effective first-stage retrieval in a multi-stage ranking architecture. Our toolkit is self-contained as a standard Python package and comes with queries, relevance judgments, pre-built indexes, and evaluation scripts for many commonly used IR test collections. We aim to support, out of the box, the entire research lifecycle of efforts aimed at improving ranking with modern neural approaches. In particular, Pyserini supports sparse retrieval (e.g., BM25 scoring using bag-of-words representations), dense retrieval (e.g., nearest-neighbor search on transformer-encoded representations), as well as hybrid retrieval that integrates both approaches. This paper provides an overview of toolkit features and presents empirical results that illustrate its effectiveness on two popular ranking tasks. We also describe how our group has built a culture of replicability through shared norms and tools that enable rigorous automated testing.