Abstract:We wish to measure the information coverage of an ad hoc retrieval algorithm, that is, how much of the range of available relevant information is covered by the search results. Information coverage is a central aspect for retrieval, especially when the retrieval system is integrated with generative models in a retrieval-augmented generation (RAG) system. The classic metrics for ad hoc retrieval, precision and recall, reward a system as more and more relevant documents are retrieved. However, since relevance in ad hoc test collections is defined for a document without any relation to other documents that might contain the same information, high recall is sufficient but not necessary to ensure coverage. The same is true for other metrics such as rank-biased precision (RBP), normalized discounted cumulative gain (nDCG), and mean average precision (MAP). Test collections developed around the notion of diversity ranking in web search incorporate multiple aspects that support a concept of coverage in the web domain. In this work, we construct a suite of collections for evaluating information coverage from existing collections. This suite offers researchers a unified testbed spanning multiple genres and tasks. All topics, nuggets, relevance labels, and baseline rankings are released on Hugging Face Datasets, along with instructions for accessing the publicly available document collections.
Abstract:Retrieval-augmented generation (RAG) systems combine document retrieval with a generative model to address complex information seeking tasks like report generation. While the relationship between retrieval quality and generation effectiveness seems intuitive, it has not been systematically studied. We investigate whether upstream retrieval metrics can serve as reliable early indicators of the final generated response's information coverage. Through experiments across two text RAG benchmarks (TREC NeuCLIR 2024 and TREC RAG 2024) and one multimodal benchmark (WikiVideo), we analyze 15 text retrieval stacks and 10 multimodal retrieval stacks across four RAG pipelines and multiple evaluation frameworks (Auto-ARGUE and MiRAGE). Our findings demonstrate strong correlations between coverage-based retrieval metrics and nugget coverage in generated responses at both topic and system levels. This relationship holds most strongly when retrieval objectives align with generation goals, though more complex iterative RAG pipelines can partially decouple generation quality from retrieval effectiveness. These findings provide empirical support for using retrieval metrics as proxies for RAG performance.
Abstract:The principal goal of the RAG TREC Instrument for Multilingual Evaluation (RAGTIME) track at TREC is to study report generation from multilingual source documents. The track has created a document collection containing Arabic, Chinese, English, and Russian news stories. RAGTIME includes three task types: Multilingual Report Generation, English Report Generation, and Multilingual Information Retrieval (MLIR). A total of 125 runs were submitted by 13 participating teams (and as baselines by the track coordinators) for three tasks. This overview describes these three tasks and presents the available results.
Abstract:Measuring advances in retrieval requires test collections with relevance judgments that can faithfully distinguish systems. This paper presents NeuCLIRTech, an evaluation collection for cross-language retrieval over technical information. The collection consists of technical documents written natively in Chinese and those same documents machine translated into English. It includes 110 queries with relevance judgments. The collection supports two retrieval scenarios: monolingual retrieval in Chinese, and cross-language retrieval with English as the query language. NeuCLIRTech combines the TREC NeuCLIR track topics of 2023 and 2024. The 110 queries with 35,962 document judgments provide strong statistical discriminatory power when trying to distinguish retrieval approaches. A fusion baseline of strong neural retrieval systems is included so that developers of reranking algorithms are not reliant on BM25 as their first stage retriever. The dataset and artifacts are released on Huggingface Datasets
Abstract:Unlike short-form retrieval-augmented generation (RAG), such as factoid question answering, long-form RAG requires retrieval to provide documents covering a wide range of relevant information. Automated report generation exemplifies this setting: it requires not only relevant information but also a more elaborate response with comprehensive information. Yet, existing retrieval methods are primarily optimized for relevance ranking rather than information coverage. To address this limitation, we propose LANCER, an LLM-based reranking method for nugget coverage. LANCER predicts what sub-questions should be answered to satisfy an information need, predicts which documents answer these sub-questions, and reranks documents in order to provide a ranked list covering as many information nuggets as possible. Our empirical results show that LANCER enhances the quality of retrieval as measured by nugget coverage metrics, achieving higher $α$-nDCG and information coverage than other LLM-based reranking methods. Our oracle analysis further reveals that sub-question generation plays an essential role.
Abstract:Language identification (LID) is a fundamental step in curating multilingual corpora. However, LID models still perform poorly for many languages, especially on the noisy and heterogeneous web data often used to train multilingual language models. In this paper, we introduce CommonLID, a community-driven, human-annotated LID benchmark for the web domain, covering 109 languages. Many of the included languages have been previously under-served, making CommonLID a key resource for developing more representative high-quality text corpora. We show CommonLID's value by using it, alongside five other common evaluation sets, to test eight popular LID models. We analyse our results to situate our contribution and to provide an overview of the state of the art. In particular, we highlight that existing evaluations overestimate LID accuracy for many languages in the web domain. We make CommonLID and the code used to create it available under an open, permissive license.
Abstract:Learned Sparse Retrieval (LSR) methods construct sparse lexical representations of queries and documents that can be efficiently searched using inverted indexes. Existing LSR approaches have relied almost exclusively on uncased backbone models, whose vocabularies exclude case-sensitive distinctions, thereby reducing vocabulary mismatch. However, the most recent state-of-the-art language models are only available in cased versions. Despite this shift, the impact of backbone model casing on LSR has not been studied, potentially posing a risk to the viability of the method going forward. To fill this gap, we systematically evaluate paired cased and uncased versions of the same backbone models across multiple datasets to assess their suitability for LSR. Our findings show that LSR models with cased backbone models by default perform substantially worse than their uncased counterparts; however, this gap can be eliminated by pre-processing the text to lowercase. Moreover, our token-level analysis reveals that, under lowercasing, cased models almost entirely suppress cased vocabulary items and behave effectively as uncased models, explaining their restored performance. This result broadens the applicability of recent cased models to the LSR setting and facilitates the integration of stronger backbone architectures into sparse retrieval. The complete code and implementation for this project are available at: https://github.com/lionisakis/Uncased-vs-cased-models-in-LSR
Abstract:Retrieval models are key components of Retrieval-Augmented Generation (RAG) systems, which generate search queries, process the documents returned, and generate a response. RAG systems are often dynamic and may involve multiple rounds of retrieval. While many state-of-the-art retrieval methods are available through academic IR platforms, these platforms are typically designed for the Cranfield paradigm in which all queries are known up front and can be batch processed offline. This simplification accelerates research but leaves state-of-the-art retrieval models unable to support downstream applications that require online services, such as arbitrary dynamic RAG pipelines that involve looping, feedback, or even self-organizing agents. In this work, we introduce RoutIR, a Python package that provides a simple and efficient HTTP API that wraps arbitrary retrieval methods, including first stage retrieval, reranking, query expansion, and result fusion. By providing a minimal JSON configuration file specifying the retrieval models to serve, RoutIR can be used to construct and query retrieval pipelines on-the-fly using any permutation of available models (e.g., fusing the results of several first-stage retrieval methods followed by reranking). The API automatically performs asynchronous query batching and caches results by default. While many state-of-the-art retrieval methods are already supported by the package, RoutIR is also easily expandable by implementing the Engine abstract class. The package is open-sourced and publicly available on GitHub: http://github.com/hltcoe/routir.
Abstract:Using large language models (LLMs) to annotate relevance is an increasingly important technique in the information retrieval community. While some studies demonstrate that LLMs can achieve high user agreement with ground truth (human) judgments, other studies have argued for the opposite conclusion. To the best of our knowledge, these studies have primarily focused on classic ad-hoc text search scenarios. In this paper, we conduct an analysis on user agreement between LLM and human experts, and explore the impact disagreement has on system rankings. In contrast to prior studies, we focus on a collection composed of audio files that are transcribed into two-minute segments -- the TREC 2020 and 2021 podcast track. We employ five different LLM models to re-assess all of the query-segment pairs, which were originally annotated by TREC assessors. Furthermore, we re-assess a small subset of pairs where LLM and TREC assessors have the highest disagreement, and found that the human experts tend to agree with LLMs more than with the TREC assessors. Our results reinforce the previous insights of Sormunen in 2002 -- that relying on a single assessor leads to lower user agreement.
Abstract:Retrieval-Augmented Generation (RAG) models are critically undermined by citation hallucinations, a deceptive failure where a model confidently cites a source that fails to support its claim. Existing work often attributes hallucination to a simple over-reliance on the model's parametric knowledge. We challenge this view and introduce FACTUM (Framework for Attesting Citation Trustworthiness via Underlying Mechanisms), a framework of four mechanistic scores measuring the distinct contributions of a model's attention and FFN pathways, and the alignment between them. Our analysis reveals two consistent signatures of correct citation: a significantly stronger contribution from the model's parametric knowledge and greater use of the attention sink for information synthesis. Crucially, we find the signature of a correct citation is not static but evolves with model scale. For example, the signature of a correct citation for the Llama-3.2-3B model is marked by higher pathway alignment, whereas for the Llama-3.1-8B model, it is characterized by lower alignment, where pathways contribute more distinct, orthogonal information. By capturing this complex, evolving signature, FACTUM outperforms state-of-the-art baselines by up to 37.5% in AUC. Our findings reframe citation hallucination as a complex, scale-dependent interplay between internal mechanisms, paving the way for more nuanced and reliable RAG systems.