Disentangling Locality and Entropy in Ranking Distillation

The training process of ranking models involves two key data selection decisions: a sampling strategy, and a labeling strategy. Modern ranking systems, especially those for performing semantic search, typically use a ``hard negative'' sampling strategy to identify challenging items using heuristics and a distillation labeling strategy to transfer ranking "knowledge" from a more capable model. In practice, these approaches have grown increasingly expensive and complex, for instance, popular pretrained rankers from SentenceTransformers involve 12 models in an ensemble with data provenance hampering reproducibility. Despite their complexity, modern sampling and labeling strategies have not been fully ablated, leaving the underlying source of effectiveness gains unclear. Thus, to better understand why models improve and potentially reduce the expense of training effective models, we conduct a broad ablation of sampling and distillation processes in neural ranking. We frame and theoretically derive the orthogonal nature of model geometry affected by example selection and the effect of teacher ranking entropy on ranking model optimization, establishing conditions in which data augmentation can effectively improve bias in a ranking model. Empirically, our investigation on established benchmarks and common architectures shows that sampling processes that were once highly effective in contrastive objectives may be spurious or harmful under distillation. We further investigate how data augmentation, in terms of inputs and targets, can affect effectiveness and the intrinsic behavior of models in ranking. Through this work, we aim to encourage more computationally efficient approaches that reduce focus on contrastive pairs and instead directly understand training dynamics under rankings, which better represent real-world settings.

An Alternative to FLOPS Regularization to Effectively Productionize SPLADE-Doc

Learned Sparse Retrieval (LSR) models encode text as weighted term vectors, which need to be sparse to leverage inverted index structures during retrieval. SPLADE, the most popular LSR model, uses FLOPS regularization to encourage vector sparsity during training. However, FLOPS regularization does not ensure sparsity among terms - only within a given query or document. Terms with very high Document Frequencies (DFs) substantially increase latency in production retrieval engines, such as Apache Solr, due to their lengthy posting lists. To address the issue of high DFs, we present a new variant of FLOPS regularization: DF-FLOPS. This new regularization technique penalizes the usage of high-DF terms, thereby shortening posting lists and reducing retrieval latency. Unlike other inference-time sparsification methods, such as stopword removal, DF-FLOPS regularization allows for the selective inclusion of high-frequency terms in cases where the terms are truly salient. We find that DF-FLOPS successfully reduces the prevalence of high-DF terms and lowers retrieval latency (around 10x faster) in a production-grade engine while maintaining effectiveness both in-domain (only a 2.2-point drop in MRR@10) and cross-domain (improved performance in 12 out of 13 tasks on which we tested). With retrieval latencies on par with BM25, this work provides an important step towards making LSR practical for deployment in production-grade search engines.

Lost in Transliteration: Bridging the Script Gap in Neural IR

Most human languages use scripts other than the Latin alphabet. Search users in these languages often formulate their information needs in a transliterated -- usually Latinized -- form for ease of typing. For example, Greek speakers might use Greeklish, and Arabic speakers might use Arabizi. This paper shows that current search systems, including those that use multilingual dense embeddings such as BGE-M3, do not generalise to this setting, and their performance rapidly deteriorates when exposed to transliterated queries. This creates a ``script gap" between the performance of the same queries when written in their native or transliterated form. We explore whether adapting the popular ``translate-train" paradigm to transliterations can enhance the robustness of multilingual Information Retrieval (IR) methods and bridge the gap between native and transliterated scripts. By exploring various combinations of non-Latin and Latinized query text for training, we investigate whether we can enhance the capacity of existing neural retrieval techniques and enable them to apply to this important setting. We show that by further fine-tuning IR models on an even mixture of native and Latinized text, they can perform this cross-script matching at nearly the same performance as when the query was formulated in the native script. Out-of-domain evaluation and further qualitative analysis show that transliterations can also cause queries to lose some of their nuances, motivating further research in this direction.

Artifact Sharing for Information Retrieval Research

Sharing artifacts -- such as trained models, pre-built indexes, and the code to use them -- aids in reproducibility efforts by allowing researchers to validate intermediate steps and improves the sustainability of research by allowing multiple groups to build off one another's prior computational work. Although there are de facto consensuses on how to share research code (through a git repository linked to from publications) and trained models (via HuggingFace Hub), there is no consensus for other types of artifacts, such as built indexes. Given the practical utility of using shared indexes, researchers have resorted to self-hosting these resources or performing ad hoc file transfers upon request, ultimately limiting the artifacts' discoverability and reuse. This demonstration introduces a flexible and interoperable way to share artifacts for Information Retrieval research, improving both their accessibility and usability.

Document Quality Scoring for Web Crawling

The internet contains large amounts of low-quality content, yet users expect web search engines to deliver high-quality, relevant results. The abundant presence of low-quality pages can negatively impact retrieval and crawling processes by wasting resources on these documents. Therefore, search engines can greatly benefit from techniques that leverage efficient quality estimation methods to mitigate these negative impacts. Quality scoring methods for web pages are useful for many processes typical for web search systems, including static index pruning, index tiering, and crawling. Building on work by Chang et al.~\cite{chang2024neural}, who proposed using neural estimators of semantic quality for static index pruning, we extend their approach and apply their neural quality scorers to assess the semantic quality of web pages in crawling prioritisation tasks. In our experimental analysis, we found that prioritising semantically high-quality pages over low-quality ones can improve downstream search effectiveness. Our software contribution consists of a Docker container that computes an effective quality score for a given web page, allowing the quality scorer to be easily included and used in other components of web search systems.

MURR: Model Updating with Regularized Replay for Searching a Document Stream

The Internet produces a continuous stream of new documents and user-generated queries. These naturally change over time based on events in the world and the evolution of language. Neural retrieval models that were trained once on a fixed set of query-document pairs will quickly start misrepresenting newly-created content and queries, leading to less effective retrieval. Traditional statistical sparse retrieval can update collection statistics to reflect these changes in the use of language in documents and queries. In contrast, continued fine-tuning of the language model underlying neural retrieval approaches such as DPR and ColBERT creates incompatibility with previously-encoded documents. Re-encoding and re-indexing all previously-processed documents can be costly. In this work, we explore updating a neural dual encoder retrieval model without reprocessing past documents in the stream. We propose MURR, a model updating strategy with regularized replay, to ensure the model can still faithfully search existing documents without reprocessing, while continuing to update the model for the latest topics. In our simulated streaming environments, we show that fine-tuning models using MURR leads to more effective and more consistent retrieval results than other strategies as the stream of documents and queries progresses.

On Precomputation and Caching in Information Retrieval Experiments with Pipeline Architectures

Modern information retrieval systems often rely on multiple components executed in a pipeline. In a research setting, this can lead to substantial redundant computations (e.g., retrieving the same query multiple times for evaluating different downstream rerankers). To overcome this, researchers take cached "result" files as inputs, which represent the output of another pipeline. However, these result files can be brittle and can cause a disconnect between the conceptual design of the pipeline and its logical implementation. To overcome both the redundancy problem (when executing complete pipelines) and the disconnect problem (when relying on intermediate result files), we describe our recent efforts to improve the caching capabilities in the open-source PyTerrier IR platform. We focus on two main directions: (1) automatic implicit caching of common pipeline prefixes when comparing systems and (2) explicit caching of operations through a new extension package, pyterrier-caching. These approaches allow for the best of both worlds: pipelines can be fully expressed end-to-end, while also avoiding redundant computations between pipelines.

Breaking the Lens of the Telescope: Online Relevance Estimation over Large Retrieval Sets

Advanced relevance models, such as those that use large language models (LLMs), provide highly accurate relevance estimations. However, their computational costs make them infeasible for processing large document corpora. To address this, retrieval systems often employ a telescoping approach, where computationally efficient but less precise lexical and semantic retrievers filter potential candidates for further ranking. However, this approach heavily depends on the quality of early-stage retrieval, which can potentially exclude relevant documents early in the process. In this work, we propose a novel paradigm for re-ranking called online relevance estimation that continuously updates relevance estimates for a query throughout the ranking process. Instead of re-ranking a fixed set of top-k documents in a single step, online relevance estimation iteratively re-scores smaller subsets of the most promising documents while adjusting relevance scores for the remaining pool based on the estimations from the final model using an online bandit-based algorithm. This dynamic process mitigates the recall limitations of telescoping systems by re-prioritizing documents initially deemed less relevant by earlier stages -- including those completely excluded by earlier-stage retrievers. We validate our approach on TREC benchmarks under two scenarios: hybrid retrieval and adaptive retrieval. Experimental results demonstrate that our method is sample-efficient and significantly improves recall, highlighting the effectiveness of our online relevance estimation framework for modern search systems.

Efficient Constant-Space Multi-Vector Retrieval

Multi-vector retrieval methods, exemplified by the ColBERT architecture, have shown substantial promise for retrieval by providing strong trade-offs in terms of retrieval latency and effectiveness. However, they come at a high cost in terms of storage since a (potentially compressed) vector needs to be stored for every token in the input collection. To overcome this issue, we propose encoding documents to a fixed number of vectors, which are no longer necessarily tied to the input tokens. Beyond reducing the storage costs, our approach has the advantage that document representations become of a fixed size on disk, allowing for better OS paging management. Through experiments using the MSMARCO passage corpus and BEIR with the ColBERT-v2 architecture, a representative multi-vector ranking model architecture, we find that passages can be effectively encoded into a fixed number of vectors while retaining most of the original effectiveness.

Exploring the Effectiveness of Multi-stage Fine-tuning for Cross-encoder Re-rankers

State-of-the-art cross-encoders can be fine-tuned to be highly effective in passage re-ranking. The typical fine-tuning process of cross-encoders as re-rankers requires large amounts of manually labelled data, a contrastive learning objective, and a set of heuristically sampled negatives. An alternative recent approach for fine-tuning instead involves teaching the model to mimic the rankings of a highly effective large language model using a distillation objective. These fine-tuning strategies can be applied either individually, or in sequence. In this work, we systematically investigate the effectiveness of point-wise cross-encoders when fine-tuned independently in a single stage, or sequentially in two stages. Our experiments show that the effectiveness of point-wise cross-encoders fine-tuned using contrastive learning is indeed on par with that of models fine-tuned with multi-stage approaches. Code is available for reproduction at https://github.com/fpezzuti/multistage-finetuning.