Self-Refinement of Language Models from External Proxy Metrics Feedback

It is often desirable for Large Language Models (LLMs) to capture multiple objectives when providing a response. In document-grounded response generation, for example, agent responses are expected to be relevant to a user's query while also being grounded in a given document. In this paper, we introduce Proxy Metric-based Self-Refinement (ProMiSe), which enables an LLM to refine its own initial response along key dimensions of quality guided by external metrics feedback, yielding an overall better final response. ProMiSe leverages feedback on response quality through principle-specific proxy metrics, and iteratively refines its response one principle at a time. We apply ProMiSe to open source language models Flan-T5-XXL and Llama-2-13B-Chat, to evaluate its performance on document-grounded question answering datasets, MultiDoc2Dial and QuAC, demonstrating that self-refinement improves response quality. We further show that fine-tuning Llama-2-13B-Chat on the synthetic dialogue data generated by ProMiSe yields significant performance improvements over the zero-shot baseline as well as a supervised fine-tuned model on human annotated data.

Structured Chain-of-Thought Prompting for Few-Shot Generation of Content-Grounded QA Conversations

We introduce a structured chain-of-thought (SCoT) prompting approach to generating content-grounded multi-turn question-answer conversations using a pre-trained large language model (LLM). At the core of our proposal is a structured breakdown of the complex task into a number of states in a state machine, so that actions corresponding to various subtasks, e.g., content reading and utterance generation, can be executed in their own dedicated states. Each state leverages a unique set of resources including prompts and (optionally) additional tools to augment the generation process. Our experimental results show that SCoT prompting with designated states for hallucination mitigation increases agent faithfulness to grounding documents by up to 16.8%. When used as training data, our open-domain conversations synthesized from only 6 Wikipedia-based seed demonstrations train strong conversational QA agents; in out-of-domain evaluation, for example, we observe improvements of up to 13.9% over target domain gold data when the latter is augmented with our generated examples.

BRAIn: Bayesian Reward-conditioned Amortized Inference for natural language generation from feedback

Following the success of Proximal Policy Optimization (PPO) for Reinforcement Learning from Human Feedback (RLHF), new techniques such as Sequence Likelihood Calibration (SLiC) and Direct Policy Optimization (DPO) have been proposed that are offline in nature and use rewards in an indirect manner. These techniques, in particular DPO, have recently become the tools of choice for LLM alignment due to their scalability and performance. However, they leave behind important features of the PPO approach. Methods such as SLiC or RRHF make use of the Reward Model (RM) only for ranking/preference, losing fine-grained information and ignoring the parametric form of the RM (eg., Bradley-Terry, Plackett-Luce), while methods such as DPO do not use even a separate reward model. In this work, we propose a novel approach, named BRAIn, that re-introduces the RM as part of a distribution matching approach.BRAIn considers the LLM distribution conditioned on the assumption of output goodness and applies Bayes theorem to derive an intractable posterior distribution where the RM is explicitly represented. BRAIn then distills this posterior into an amortized inference network through self-normalized importance sampling, leading to a scalable offline algorithm that significantly outperforms prior art in summarization and AntropicHH tasks. BRAIn also has interesting connections to PPO and DPO for specific RM choices.

Ensemble-Instruct: Generating Instruction-Tuning Data with a Heterogeneous Mixture of LMs

Using in-context learning (ICL) for data generation, techniques such as Self-Instruct (Wang et al., 2023) or the follow-up Alpaca (Taori et al., 2023) can train strong conversational agents with only a small amount of human supervision. One limitation of these approaches is that they resort to very large language models (around 175B parameters) that are also proprietary and non-public. Here we explore the application of such techniques to language models that are much smaller (around 10B--40B parameters) and have permissive licenses. We find the Self-Instruct approach to be less effective at these sizes and propose new ICL methods that draw on two main ideas: (a) Categorization and simplification of the ICL templates to make prompt learning easier for the LM, and (b) Ensembling over multiple LM outputs to help select high-quality synthetic examples. Our algorithm leverages the 175 Self-Instruct seed tasks and employs separate pipelines for instructions that require an input and instructions that do not. Empirical investigations with different LMs show that: (1) Our proposed method yields higher-quality instruction tuning data than Self-Instruct, (2) It improves performances of both vanilla and instruction-tuned LMs by significant margins, and (3) Smaller instruction-tuned LMs generate more useful outputs than their larger un-tuned counterparts. Our codebase is available at https://github.com/IBM/ensemble-instruct.

AMR Parsing with Instruction Fine-tuned Pre-trained Language Models

Instruction fine-tuned language models on a collection of instruction annotated datasets (FLAN) have shown highly effective to improve model performance and generalization to unseen tasks. However, a majority of standard parsing tasks including abstract meaning representation (AMR), universal dependency (UD), semantic role labeling (SRL) has been excluded from the FLAN collections for both model training and evaluations. In this paper, we take one of such instruction fine-tuned pre-trained language models, i.e. FLAN-T5, and fine-tune them for AMR parsing. Our extensive experiments on various AMR parsing tasks including AMR2.0, AMR3.0 and BioAMR indicate that FLAN-T5 fine-tuned models out-perform previous state-of-the-art models across all tasks. In addition, full fine-tuning followed by the parameter efficient fine-tuning, LoRA, further improves the model performances, setting new state-of-the-arts in Smatch on AMR2.0 (86.4), AMR3.0 (84.9) and BioAMR (82.3).

DocAMR: Multi-Sentence AMR Representation and Evaluation

Despite extensive research on parsing of English sentences into Abstraction Meaning Representation (AMR) graphs, which are compared to gold graphs via the Smatch metric, full-document parsing into a unified graph representation lacks well-defined representation and evaluation. Taking advantage of a super-sentential level of coreference annotation from previous work, we introduce a simple algorithm for deriving a unified graph representation, avoiding the pitfalls of information loss from over-merging and lack of coherence from under-merging. Next, we describe improvements to the Smatch metric to make it tractable for comparing document-level graphs, and use it to re-evaluate the best published document-level AMR parser. We also present a pipeline approach combining the top performing AMR parser and coreference resolution systems, providing a strong baseline for future research.

Structure-aware Fine-tuning of Sequence-to-sequence Transformers for Transition-based AMR Parsing

Predicting linearized Abstract Meaning Representation (AMR) graphs using pre-trained sequence-to-sequence Transformer models has recently led to large improvements on AMR parsing benchmarks. These parsers are simple and avoid explicit modeling of structure but lack desirable properties such as graph well-formedness guarantees or built-in graph-sentence alignments. In this work we explore the integration of general pre-trained sequence-to-sequence language models and a structure-aware transition-based approach. We depart from a pointer-based transition system and propose a simplified transition set, designed to better exploit pre-trained language models for structured fine-tuning. We also explore modeling the parser state within the pre-trained encoder-decoder architecture and different vocabulary strategies for the same purpose. We provide a detailed comparison with recent progress in AMR parsing and show that the proposed parser retains the desirable properties of previous transition-based approaches, while being simpler and reaching the new parsing state of the art for AMR 2.0, without the need for graph re-categorization.

Structural Guidance for Transformer Language Models

Transformer-based language models pre-trained on large amounts of text data have proven remarkably successful in learning generic transferable linguistic representations. Here we study whether structural guidance leads to more human-like systematic linguistic generalization in Transformer language models without resorting to pre-training on very large amounts of data. We explore two general ideas. The "Generative Parsing" idea jointly models the incremental parse and word sequence as part of the same sequence modeling task. The "Structural Scaffold" idea guides the language model's representation via additional structure loss that separately predicts the incremental constituency parse. We train the proposed models along with a vanilla Transformer language model baseline on a 14 million-token and a 46 million-token subset of the BLLIP dataset, and evaluate models' syntactic generalization performances on SG Test Suites and sized BLiMP. Experiment results across two benchmarks suggest converging evidence that generative structural supervisions can induce more robust and humanlike linguistic generalization in Transformer language models without the need for data intensive pre-training.

AMR Parsing with Action-Pointer Transformer

Abstract Meaning Representation parsing is a sentence-to-graph prediction task where target nodes are not explicitly aligned to sentence tokens. However, since graph nodes are semantically based on one or more sentence tokens, implicit alignments can be derived. Transition-based parsers operate over the sentence from left to right, capturing this inductive bias via alignments at the cost of limited expressiveness. In this work, we propose a transition-based system that combines hard-attention over sentences with a target-side action pointer mechanism to decouple source tokens from node representations and address alignments. We model the transitions as well as the pointer mechanism through straightforward modifications within a single Transformer architecture. Parser state and graph structure information are efficiently encoded using attention heads. We show that our action-pointer approach leads to increased expressiveness and attains large gains (+1.6 points) against the best transition-based AMR parser in very similar conditions. While using no graph re-categorization, our single model yields the second best Smatch score on AMR 2.0 (81.8), which is further improved to 83.4 with silver data and ensemble decoding.