Abstract:Whether an additional general dimension is necessary beyond correlated first-order factors is a property of the population covariance matrix, not of any estimator or design. This research establishes when that property can be decided. Where the general and group loadings are proportional within every cluster the bifactor structure is covariance-equivalent to correlated factors, so no sample size separates them (Proposition 1); where that proportionality fails in every cluster, three items per cluster and some mild regularities leave no $K$-factor model with diagonal uniquenesses able to reproduce the covariance matrix (Theorem 1); and between them lies a mixed boundary, located numerically here and turning on cluster resistance. Distinguishability is therefore graded, measured by the population distance to the $K$-factor class. Because that question is conditional on a first-order structure which is itself uncertain, a two-step procedure is developed within partially exploratory factor analysis, delivering a structure only when it reproduces across adjacent counts and treating non-delivery as legitimate. Simulation shows that a unanimous count can accompany a structure that fails to reproduce, and that absorbed local dependence can imitate a general factor, the error growing with sample size while stability indicators stay clean. Four empirical datasets illustrate the possible outcomes.
Abstract:Knowledge tracing (KT) aims to predict students' future performance by modeling their evolving knowledge states from historical interactions. Existing KT methods usually treat the raw interaction sequence as a unified behavioral process, overlooking the phase-specific nature of learning behaviors. Our preliminary observations show that students are more likely to correctly answer previously failed knowledge concepts after sufficient practice, suggesting a transition from ability-building to proficiency-oriented learning. Motivated by this, we propose Phase-Aware Knowledge Tracing (PAKT), a KT framework that decomposes student interactions into ability and proficiency phases based on the tailored decomposition mechanism. To effectively exploit the decomposed sequences, we design a multi-branch Transformer with a type-aware readout module to jointly capture phase-specific and holistic knowledge states. We further provide a causal analysis to reveal the confounding bias caused by entangling complex learning behaviors in phase-agnostic KT models. Extensive experiments on six public benchmarks demonstrate that our method consistently outperforms representative baselines, with a maximum AUC gain of 1.33% and an average gain of 0.82%.
Abstract:Newly developed items must ordinarily be field tested before their psychometric properties are known, creating a cold start problem for item calibration. Predicting item parameters from features is a long standing measurement problem dating back to the Linear Logistic Test Model; modern text embeddings now automate the design matrices traditionally specified by hand. We propose an evaluation framework combining regularized regression on item text embeddings, repeated cross validated R squared reported with its resampling standard deviation, and two performance upper bounds: a reliability ceiling derived from parameter standard errors, and a design ceiling derived from simulation based power calibration. Applying this framework to a mathematics item bank (EEDI) and a medical licensure benchmark (BEA 2024), we find that item difficulty is highly predictable from text (repeated cross validated R squared = 0.53, or about 57% of its reliability ceiling), whereas discrimination and pseudo guessing appear less predictable. However, evaluating these results against our ceilings reveals that this apparent hierarchy stems from target reliability rather than text signal strength: text uniformly recovers 57 to 63% of the reliable variance across difficulty targets, whereas the 3PL pseudo guessing parameter has a reliability ceiling near zero, making it an unviable target at current precision. On BEA, embedding based regression matches leaderboard RMSE despite explaining almost no variance, highlighting the critical need for scale free metrics and explicit ceilings in benchmarking. Finally, we show that a single train and test split can inflate apparent accuracy by 0.1 to 0.15 in R squared, underscoring the necessity of repeated cross validation for calibration support applications and future benchmark construction.
Abstract:In partially exploratory factor analysis (PEFA), the loading structure and factor numbers are weakly specified. The regularized variational approximation for partially confirmatory factor analysis (PCFA VA) recovers this structure via Bayesian variable selection, using spike and slab priors to assign inclusion probabilities to unspecified loadings. This research introduces a post selection assessment framework for this approach. We convert converged solutions into covariance models using either hard selection (thresholding probabilities into a sparse pattern) or soft selection (retaining them as weights for effective parameter counts). We derive the resulting degrees of freedom, absolute fit diagnostics (RMSEA, SRMR, CFI, TLI), and relative criteria (AIC, BIC, ELBO). To determine factor numbers, we propose a scale free gain rule with a sustained drop guard. Simulations show absolute indices successfully track loading recovery and flag under factoring. While raw criteria over factor, our gain rule accurately recovers true dimensionality, with the ELBO variant proving most robust. Finally, a 100 item PID 5 example demonstrates that our model fits better than a confirmatory 25 facet model and concordantly recovers major structures across disjoint specifications.
Abstract:Hyperspectral imaging provides rich spectral information for quantitative remote sensing, yet hyperspectral sensors remain costly and thus unavailable in many UAV deployments. Spectral super-resolution (SSR) seeks to reconstruct hyperspectral images (HSIs) from multispectral images (MSIs). Most existing SSR methods assume a fixed and known spectral response function (SRF) and are therefore limited to single-sensor settings. In practical cross-sensor scenarios, the spectral degradation from HSI to MSI is unknown and varies with sensor characteristics and scene content, which renders HSI reconstruction ill-posed. This paper proposes a physics-guided deep unfolding network, termed PGU-Net, to address blind cross-sensor SSR by jointly estimating the HSI and a learnable spectral transformation function (STF). PGU-Net unrolls an alternating optimization procedure into an end-to-end trainable architecture with stages, where each stage sequentially updates the HSI and the STF. Both modules combine learnable proximal networks with differentiable closed-form solvers, enabling physical interpretability while retaining strong representation capacity. Experiments on benchmark datasets (CAVE and NTIRE 2022) with multiple SRFs demonstrate accurate recovery of the STF (degradation operator) and improved reconstruction performance over state-of-the-art SSR methods. Furthermore, evaluations on a real UAV cross-sensor dataset (Headwall Nano HSI and DJI P4 Multispectral MSI) verify the effectiveness and robustness of PGU-Net under truly blind conditions, and suggest that the estimated STF may exhibit land-cover-related differences.
Abstract:Gradient boosting remains a strong and widely used method for tabular data learning, but its performance often degrades when training labels are noisy. This behavior is largely related to the way boosting algorithms emphasize samples with large gradients, without explicitly accounting for whether such errors originate from informative hard cases or from unreliable labels. We address this issue by reconsidering how sample reliability is evaluated during boosting. Instead of relying on instantaneous error, we examine the evolution of each sample's residuals across iterations. Based on this insight, we propose Information-Theoretic Trust Boosting (ITBoost), which uses the Minimum Description Length principle to measure the complexity of residual trajectories. Samples whose residual patterns fluctuate in an irregular manner are treated as less trustworthy and are down-weighted during learning. Theoretically, we derive a tighter generalization bound for ITBoost under label noise. Empirical results on various tabular benchmarks indicate that ITBoost provides improved robustness in noisy environments over leading boosting and deep tabular models, while retaining best average performance on clean data.
Abstract:This research introduces a novel psychometric method for analyzing textual data using large language models. By leveraging contextual embeddings to create contextual scores, we transform textual data into response data suitable for psychometric analysis. Treating documents as individuals and words as items, this approach provides a natural psychometric interpretation under the assumption that certain keywords, whose contextual meanings vary significantly across documents, can effectively differentiate documents within a corpus. The modeling process comprises two stages: obtaining contextual scores and performing psychometric analysis. In the first stage, we utilize natural language processing techniques and encoder based transformer models to identify common keywords and generate contextual scores. In the second stage, we employ various types of factor analysis, including exploratory and bifactor models, to extract and define latent factors, determine factor correlations, and identify the most significant words associated with each factor. Applied to the Wiki STEM corpus, our experimental results demonstrate the method's potential to uncover latent knowledge dimensions and patterns within textual data. This approach not only enhances the psychometric analysis of textual data but also holds promise for applications in fields rich in textual information, such as education, psychology, and law.




Abstract:Recently, as Large Language Models (LLMs) have fundamentally impacted various fields, the methods for incorporating up-to-date information into LLMs or adding external knowledge to construct domain-specific models have garnered wide attention. Retrieval-Augmented Generation (RAG), serving as an inference-time scaling method, is notable for its low cost and minimal effort for parameter tuning. However, due to heterogeneous training data and model architecture, the variant embedding models used in RAG exhibit different benefits across various areas, often leading to different similarity calculation results and, consequently, varying response quality from LLMs. To address this problem, we propose and examine two approaches to enhance RAG by combining the benefits of multiple embedding models, named Mixture-Embedding RAG and Confident RAG. Mixture-Embedding RAG simply sorts and selects retrievals from multiple embedding models based on standardized similarity; however, it does not outperform vanilla RAG. In contrast, Confident RAG generates responses multiple times using different embedding models and then selects the responses with the highest confidence level, demonstrating average improvements of approximately 10% and 5% over vanilla LLMs and RAG, respectively. The consistent results across different LLMs and embedding models indicate that Confident RAG is an efficient plug-and-play approach for various domains. We will release our code upon publication.
Abstract:Neighborhood-aware tokenized graph Transformers have recently shown great potential for node classification tasks. Despite their effectiveness, our in-depth analysis of neighborhood tokens reveals two critical limitations in the existing paradigm. First, current neighborhood token generation methods fail to adequately capture attribute correlations within a neighborhood. Second, the conventional self-attention mechanism suffers from attention diversion when processing neighborhood tokens, where high-hop neighborhoods receive disproportionate focus, severely disrupting information interactions between the target node and its neighborhood tokens. To address these challenges, we propose DAM-GT, Dual positional encoding-based Attention Masking graph Transformer. DAM-GT introduces a novel dual positional encoding scheme that incorporates attribute-aware encoding via an attribute clustering strategy, effectively preserving node correlations in both topological and attribute spaces. In addition, DAM-GT formulates a new attention mechanism with a simple yet effective masking strategy to guide interactions between target nodes and their neighborhood tokens, overcoming the issue of attention diversion. Extensive experiments on various graphs with different homophily levels as well as different scales demonstrate that DAM-GT consistently outperforms state-of-the-art methods in node classification tasks.



Abstract:Currently, adaptive filtering algorithms have been widely applied in frequency estimation for power systems. However, research on diffusion tasks remains insufficient. Existing diffusion adaptive frequency estimation algorithms exhibit certain limitations in handling input noise and lack robustness against impulsive noise. Moreover, traditional adaptive filtering algorithms designed based on the strictly-linear (SL) model fail to effectively address frequency estimation challenges in unbalanced three-phase power systems. To address these issues, this letter proposes an improved diffusion augmented complex maximum total correntropy (DAMTCC) algorithm based on the widely linear (WL) model. The proposed algorithm not only significantly enhances the capability to handle input noise but also demonstrates superior robustness to impulsive noise. Furthermore, it successfully resolves the critical challenge of frequency estimation in unbalanced three-phase power systems, offering an efficient and reliable solution for diffusion power system frequency estimation. Finally, we analyze the stability of the algorithm and computer simulations verify the excellent performance of the algorithm.