Comparing Plausibility Estimates in Base and Instruction-Tuned Large Language Models

Instruction-tuned LLMs can respond to explicit queries formulated as prompts, which greatly facilitates interaction with human users. However, prompt-based approaches might not always be able to tap into the wealth of implicit knowledge acquired by LLMs during pre-training. This paper presents a comprehensive study of ways to evaluate semantic plausibility in LLMs. We compare base and instruction-tuned LLM performance on an English sentence plausibility task via (a) explicit prompting and (b) implicit estimation via direct readout of the probabilities models assign to strings. Experiment 1 shows that, across model architectures and plausibility datasets, (i) log likelihood ($\textit{LL}$) scores are the most reliable indicator of sentence plausibility, with zero-shot prompting yielding inconsistent and typically poor results; (ii) $\textit{LL}$-based performance is still inferior to human performance; (iii) instruction-tuned models have worse $\textit{LL}$-based performance than base models. In Experiment 2, we show that $\textit{LL}$ scores across models are modulated by context in the expected way, showing high performance on three metrics of context-sensitive plausibility and providing a direct match to explicit human plausibility judgments. Overall, $\textit{LL}$ estimates remain a more reliable measure of plausibility in LLMs than direct prompting.

Lexicon-Level Contrastive Visual-Grounding Improves Language Modeling

Today's most accurate language models are trained on orders of magnitude more language data than human language learners receive - but with no supervision from other sensory modalities that play a crucial role in human learning. Can we make LMs' representations and predictions more accurate (and more human-like) with more ecologically plausible supervision? This paper describes LexiContrastive Grounding (LCG), a grounded language learning procedure that leverages visual supervision to improve textual representations. LexiContrastive Grounding combines a next token prediction strategy with a contrastive visual grounding objective, focusing on early-layer representations that encode lexical information. Across multiple word-learning and sentence-understanding benchmarks, LexiContrastive Grounding not only outperforms standard language-only models in learning efficiency, but also improves upon vision-and-language learning procedures including CLIP, GIT, Flamingo, and Vokenization. Moreover, LexiContrastive Grounding improves perplexity by around 5% on multiple language modeling tasks. This work underscores the potential of incorporating visual grounding into language models, aligning more closely with the multimodal nature of human language acquisition.

Quantifying the redundancy between prosody and text

Prosody -- the suprasegmental component of speech, including pitch, loudness, and tempo -- carries critical aspects of meaning. However, the relationship between the information conveyed by prosody vs. by the words themselves remains poorly understood. We use large language models (LLMs) to estimate how much information is redundant between prosody and the words themselves. Using a large spoken corpus of English audiobooks, we extract prosodic features aligned to individual words and test how well they can be predicted from LLM embeddings, compared to non-contextual word embeddings. We find a high degree of redundancy between the information carried by the words and prosodic information across several prosodic features, including intensity, duration, pauses, and pitch contours. Furthermore, a word's prosodic information is redundant with both the word itself and the context preceding as well as following it. Still, we observe that prosodic features can not be fully predicted from text, suggesting that prosody carries information above and beyond the words. Along with this paper, we release a general-purpose data processing pipeline for quantifying the relationship between linguistic information and extra-linguistic features.

Large language models implicitly learn to straighten neural sentence trajectories to construct a predictive representation of natural language

Predicting upcoming events is critical to our ability to interact with our environment. Transformer models, trained on next-word prediction, appear to construct representations of linguistic input that can support diverse downstream tasks. But how does a predictive objective shape such representations? Inspired by recent work in vision (Henaff et al., 2019), we test a hypothesis about predictive representations of autoregressive transformers. In particular, we test whether the neural trajectory of a sentence becomes progressively straighter as it passes through the network layers. The key insight is that straighter trajectories should facilitate prediction via linear extrapolation. We quantify straightness using a 1-dimensional curvature metric, and present four findings in support of the trajectory straightening hypothesis: i) In trained models, the curvature decreases from the early to the deeper layers of the network. ii) Models that perform better on the next-word prediction objective exhibit greater decreases in curvature, suggesting that this improved ability to straighten sentence trajectories may be the driver of better language modeling performance. iii) Given the same linguistic context, the sequences that are generated by the model have lower curvature than the actual continuations observed in a language corpus, suggesting that the model favors straighter trajectories for making predictions. iv) A consistent relationship holds between the average curvature and the average surprisal of sentences in the deep model layers, such that sentences with straighter trajectories also have lower surprisal. Importantly, untrained models do not exhibit these behaviors. In tandem, these results support the trajectory straightening hypothesis and provide a possible mechanism for how the geometry of the internal representations of autoregressive models supports next word prediction.

Visual Grounding Helps Learn Word Meanings in Low-Data Regimes

Modern neural language models (LMs) are powerful tools for modeling human sentence production and comprehension, and their internal representations are remarkably well-aligned with representations of language in the human brain. But to achieve these results, LMs must be trained in distinctly un-human-like ways -- requiring orders of magnitude more language data than children receive during development, and without any of the accompanying grounding in perception, action, or social behavior. Do models trained more naturalistically -- with grounded supervision -- exhibit more human-like language learning? We investigate this question in the context of word learning, a key sub-task in language acquisition. We train a diverse set of LM architectures, with and without auxiliary supervision from image captioning tasks, on datasets of varying scales. We then evaluate these models on a broad set of benchmarks characterizing models' learning of syntactic categories, lexical relations, semantic features, semantic similarity, and alignment with human neural representations. We find that visual supervision can indeed improve the efficiency of word learning. However, these improvements are limited: they are present almost exclusively in the low-data regime, and sometimes canceled out by the inclusion of rich distributional signals from text. The information conveyed by text and images is not redundant -- we find that models mainly driven by visual information yield qualitatively different from those mainly driven by word co-occurrences. However, our results suggest that current multi-modal modeling approaches fail to effectively leverage visual information to build more human-like word representations from human-sized datasets.

Joint cortical registration of geometry and function using semi-supervised learning

Brain surface-based image registration, an important component of brain image analysis, establishes spatial correspondence between cortical surfaces. Existing iterative and learning-based approaches focus on accurate registration of folding patterns of the cerebral cortex, and assume that geometry predicts function and thus functional areas will also be well aligned. However, structure/functional variability of anatomically corresponding areas across subjects has been widely reported. In this work, we introduce a learning-based cortical registration framework, JOSA, which jointly aligns folding patterns and functional maps while simultaneously learning an optimal atlas. We demonstrate that JOSA can substantially improve registration performance in both anatomical and functional domains over existing methods. By employing a semi-supervised training strategy, the proposed framework obviates the need for functional data during inference, enabling its use in broad neuroscientific domains where functional data may not be observed.

Dissociating language and thought in large language models: a cognitive perspective

Today's large language models (LLMs) routinely generate coherent, grammatical and seemingly meaningful paragraphs of text. This achievement has led to speculation that these networks are -- or will soon become -- "thinking machines", capable of performing tasks that require abstract knowledge and reasoning. Here, we review the capabilities of LLMs by considering their performance on two different aspects of language use: 'formal linguistic competence', which includes knowledge of rules and patterns of a given language, and 'functional linguistic competence', a host of cognitive abilities required for language understanding and use in the real world. Drawing on evidence from cognitive neuroscience, we show that formal competence in humans relies on specialized language processing mechanisms, whereas functional competence recruits multiple extralinguistic capacities that comprise human thought, such as formal reasoning, world knowledge, situation modeling, and social cognition. In line with this distinction, LLMs show impressive (although imperfect) performance on tasks requiring formal linguistic competence, but fail on many tests requiring functional competence. Based on this evidence, we argue that (1) contemporary LLMs should be taken seriously as models of formal linguistic skills; (2) models that master real-life language use would need to incorporate or develop not only a core language module, but also multiple non-language-specific cognitive capacities required for modeling thought. Overall, a distinction between formal and functional linguistic competence helps clarify the discourse surrounding LLMs' potential and provides a path toward building models that understand and use language in human-like ways.

A fine-grained comparison of pragmatic language understanding in humans and language models

Pragmatics is an essential part of communication, but it remains unclear what mechanisms underlie human pragmatic communication and whether NLP systems capture pragmatic language understanding. To investigate both these questions, we perform a fine-grained comparison of language models and humans on seven pragmatic phenomena, using zero-shot prompting on an expert-curated set of English materials. We ask whether models (1) select pragmatic interpretations of speaker utterances, (2) make similar error patterns as humans, and (3) use similar linguistic cues as humans to solve the tasks. We find that the largest models achieve high accuracy and match human error patterns: within incorrect responses, models favor the literal interpretation of an utterance over heuristic-based distractors. We also find evidence that models and humans are sensitive to similar linguistic cues. Our results suggest that even paradigmatic pragmatic phenomena may be solved without explicit representations of other agents' mental states, and that artificial models can be used to gain mechanistic insights into human pragmatic processing.

Event knowledge in large language models: the gap between the impossible and the unlikely

People constantly use language to learn about the world. Computational linguists have capitalized on this fact to build large language models (LLMs) that acquire co-occurrence-based knowledge from language corpora. LLMs achieve impressive performance on many tasks, but the robustness of their world knowledge has been questioned. Here, we ask: do LLMs acquire generalized knowledge about real-world events? Using curated sets of minimal sentence pairs (n=1215), we tested whether LLMs are more likely to generate plausible event descriptions compared to their implausible counterparts. We found that LLMs systematically distinguish possible and impossible events (The teacher bought the laptop vs. The laptop bought the teacher) but fall short of human performance when distinguishing likely and unlikely events (The nanny tutored the boy vs. The boy tutored the nanny). In follow-up analyses, we show that (i) LLM scores are driven by both plausibility and surface-level sentence features, (ii) LLMs generalize well across syntactic sentence variants (active vs passive) but less well across semantic sentence variants (synonymous sentences), (iii) some, but not all LLM deviations from ground-truth labels align with crowdsourced human judgments, and (iv) explicit event plausibility information emerges in middle LLM layers and remains high thereafter. Overall, our analyses reveal a gap in LLMs' event knowledge, highlighting their limitations as generalized knowledge bases. We conclude by speculating that the differential performance on impossible vs. unlikely events is not a temporary setback but an inherent property of LLMs, reflecting a fundamental difference between linguistic knowledge and world knowledge in intelligent systems.

Grammatical cues are largely, but not completely, redundant with word meanings in natural language

The combinatorial power of language has historically been argued to be enabled by syntax: rules that allow words to combine hierarchically to convey complex meanings. But how important are these rules in practice? We performed a broad-coverage cross-linguistic investigation of the importance of grammatical cues for interpretation. First, English and Russian speakers (n=484) were presented with subjects, verbs, and objects (in random order and with morphological markings removed) extracted from naturally occurring sentences, and were asked to identify which noun is the agent of the action. Accuracy was high in both languages (~89% in English, ~87% in Russian), suggesting that word meanings strongly constrain who is doing what to whom. Next, we trained a neural network machine classifier on a similar task: predicting which nominal in a subject-verb-object triad is the subject. Across 30 languages from eight language families, performance was consistently high: a median accuracy of 87%, comparable to the accuracy observed in the human experiments. These results have ramifications for any theory of why languages look the way that they do, and seemingly pose a challenge for efficiency-based theories: why have grammatical cues for argument role if they only have utility in 10-15% of sentences? We suggest that although grammatical cues are not usually necessary, they are useful in the rare cases when the intended meaning cannot be inferred from the words alone, including descriptions of human interactions, where roles are often reversible (e.g., Ray helped Lu/Lu helped Ray), and expressing non-canonical meanings (e.g., the man bit the dog). Importantly, for such cues to be useful, they have to be reliable, which means being ubiquitously used, including when they are not needed.