Scale-aware competition network for palmprint recognition

Palmprint biometrics garner heightened attention in palm-scanning payment and social security due to their distinctive attributes. However, prevailing methodologies singularly prioritize texture orientation, neglecting the significant texture scale dimension. We design an innovative network for concurrently extracting intra-scale and inter-scale features to redress this limitation. This paper proposes a scale-aware competitive network (SAC-Net), which includes the Inner-Scale Competition Module (ISCM) and the Across-Scale Competition Module (ASCM) to capture texture characteristics related to orientation and scale. ISCM efficiently integrates learnable Gabor filters and a self-attention mechanism to extract rich orientation data and discern textures with long-range discriminative properties. Subsequently, ASCM leverages a competitive strategy across various scales to effectively encapsulate the competitive texture scale elements. By synergizing ISCM and ASCM, our method adeptly characterizes palmprint features. Rigorous experimentation across three benchmark datasets unequivocally demonstrates our proposed approach's exceptional recognition performance and resilience relative to state-of-the-art alternatives.

Energizing Federated Learning via Filter-Aware Attention

Federated learning (FL) is a promising distributed paradigm, eliminating the need for data sharing but facing challenges from data heterogeneity. Personalized parameter generation through a hypernetwork proves effective, yet existing methods fail to personalize local model structures. This leads to redundant parameters struggling to adapt to diverse data distributions. To address these limitations, we propose FedOFA, utilizing personalized orthogonal filter attention for parameter recalibration. The core is the Two-stream Filter-aware Attention (TFA) module, meticulously designed to extract personalized filter-aware attention maps, incorporating Intra-Filter Attention (IntraFa) and Inter-Filter Attention (InterFA) streams. These streams enhance representation capability and explore optimal implicit structures for local models. Orthogonal regularization minimizes redundancy by averting inter-correlation between filters. Furthermore, we introduce an Attention-Guided Pruning Strategy (AGPS) for communication efficiency. AGPS selectively retains crucial neurons while masking redundant ones, reducing communication costs without performance sacrifice. Importantly, FedOFA operates on the server side, incurring no additional computational cost on the client, making it advantageous in communication-constrained scenarios. Extensive experiments validate superior performance over state-of-the-art approaches, with code availability upon paper acceptance.

Understanding the Feature Norm for Out-of-Distribution Detection

A neural network trained on a classification dataset often exhibits a higher vector norm of hidden layer features for in-distribution (ID) samples, while producing relatively lower norm values on unseen instances from out-of-distribution (OOD). Despite this intriguing phenomenon being utilized in many applications, the underlying cause has not been thoroughly investigated. In this study, we demystify this very phenomenon by scrutinizing the discriminative structures concealed in the intermediate layers of a neural network. Our analysis leads to the following discoveries: (1) The feature norm is a confidence value of a classifier hidden in the network layer, specifically its maximum logit. Hence, the feature norm distinguishes OOD from ID in the same manner that a classifier confidence does. (2) The feature norm is class-agnostic, thus it can detect OOD samples across diverse discriminative models. (3) The conventional feature norm fails to capture the deactivation tendency of hidden layer neurons, which may lead to misidentification of ID samples as OOD instances. To resolve this drawback, we propose a novel negative-aware norm (NAN) that can capture both the activation and deactivation tendencies of hidden layer neurons. We conduct extensive experiments on NAN, demonstrating its efficacy and compatibility with existing OOD detectors, as well as its capability in label-free environments.

Nearest Neighbor Guidance for Out-of-Distribution Detection

Detecting out-of-distribution (OOD) samples are crucial for machine learning models deployed in open-world environments. Classifier-based scores are a standard approach for OOD detection due to their fine-grained detection capability. However, these scores often suffer from overconfidence issues, misclassifying OOD samples distant from the in-distribution region. To address this challenge, we propose a method called Nearest Neighbor Guidance (NNGuide) that guides the classifier-based score to respect the boundary geometry of the data manifold. NNGuide reduces the overconfidence of OOD samples while preserving the fine-grained capability of the classifier-based score. We conduct extensive experiments on ImageNet OOD detection benchmarks under diverse settings, including a scenario where the ID data undergoes natural distribution shift. Our results demonstrate that NNGuide provides a significant performance improvement on the base detection scores, achieving state-of-the-art results on both AUROC, FPR95, and AUPR metrics. The code is given at \url{https://github.com/roomo7time/nnguide}.

Physics-Driven Spectrum-Consistent Federated Learning for Palmprint Verification

Palmprint as biometrics has gained increasing attention recently due to its discriminative ability and robustness. However, existing methods mainly improve palmprint verification within one spectrum, which is challenging to verify across different spectrums. Additionally, in distributed server-client-based deployment, palmprint verification systems predominantly necessitate clients to transmit private data for model training on the centralized server, thereby engendering privacy apprehensions. To alleviate the above issues, in this paper, we propose a physics-driven spectrum-consistent federated learning method for palmprint verification, dubbed as PSFed-Palm. PSFed-Palm draws upon the inherent physical properties of distinct wavelength spectrums, wherein images acquired under similar wavelengths display heightened resemblances. Our approach first partitions clients into short- and long-spectrum groups according to the wavelength range of their local spectrum images. Subsequently, we introduce anchor models for short- and long-spectrum, which constrain the optimization directions of local models associated with long- and short-spectrum images. Specifically, a spectrum-consistent loss that enforces the model parameters and feature representation to align with their corresponding anchor models is designed. Finally, we impose constraints on the local models to ensure their consistency with the global model, effectively preventing model drift. This measure guarantees spectrum consistency while protecting data privacy, as there is no need to share local data. Extensive experiments are conducted to validate the efficacy of our proposed PSFed-Palm approach. The proposed PSFed-Palm demonstrates compelling performance despite only a limited number of training data. The codes will be released at https://github.com/Zi-YuanYang/PSFed-Palm.

Recognizability Embedding Enhancement for Very Low-Resolution Face Recognition and Quality Estimation

Very low-resolution face recognition (VLRFR) poses unique challenges, such as tiny regions of interest and poor resolution due to extreme standoff distance or wide viewing angle of the acquisition devices. In this paper, we study principled approaches to elevate the recognizability of a face in the embedding space instead of the visual quality. We first formulate a robust learning-based face recognizability measure, namely recognizability index (RI), based on two criteria: (i) proximity of each face embedding against the unrecognizable faces cluster center and (ii) closeness of each face embedding against its positive and negative class prototypes. We then devise an index diversion loss to push the hard-to-recognize face embedding with low RI away from unrecognizable faces cluster to boost the RI, which reflects better recognizability. Additionally, a perceptibility attention mechanism is introduced to attend to the most recognizable face regions, which offers better explanatory and discriminative traits for embedding learning. Our proposed model is trained end-to-end and simultaneously serves recognizability-aware embedding learning and face quality estimation. To address VLRFR, our extensive evaluations on three challenging low-resolution datasets and face quality assessment demonstrate the superiority of the proposed model over the state-of-the-art methods.

Open-Set Face Identification on Few-Shot Gallery by Fine-Tuning

In this paper, we focus on addressing the open-set face identification problem on a few-shot gallery by fine-tuning. The problem assumes a realistic scenario for face identification, where only a small number of face images is given for enrollment and any unknown identity must be rejected during identification. We observe that face recognition models pretrained on a large dataset and naively fine-tuned models perform poorly for this task. Motivated by this issue, we propose an effective fine-tuning scheme with classifier weight imprinting and exclusive BatchNorm layer tuning. For further improvement of rejection accuracy on unknown identities, we propose a novel matcher called Neighborhood Aware Cosine (NAC) that computes similarity based on neighborhood information. We validate the effectiveness of the proposed schemes thoroughly on large-scale face benchmarks across different convolutional neural network architectures. The source code for this project is available at: https://github.com/1ho0jin1/OSFI-by-FineTuning

Gait-based Age Group Classification with Adaptive Graph Neural Network

Deep learning techniques have recently been utilized for model-free age-associated gait feature extraction. However, acquiring model-free gait demands accurate pre-processing such as background subtraction, which is non-trivial in unconstrained environments. On the other hand, model-based gait can be obtained without background subtraction and is less affected by covariates. For model-based gait-based age group classification problems, present works rely solely on handcrafted features, where feature extraction is tedious and requires domain expertise. This paper proposes a deep learning approach to extract age-associated features from model-based gait for age group classification. Specifically, we first develop an unconstrained gait dataset called Multimedia University Gait Age and Gender dataset (MMU GAG). Next, the body joint coordinates are determined via pose estimation algorithms and represented as compact gait graphs via a novel part aggregation scheme. Then, a Part-AdaptIve Residual Graph Convolutional Neural Network (PairGCN) is designed for age-associated feature learning. Experiments suggest that PairGCN features are far more informative than handcrafted features, yielding up to 99% accuracy for classifying subjects as a child, adult, or senior in the MMU GAG dataset.

Understanding Open-Set Recognition by Jacobian Norm of Representation

In contrast to conventional closed-set recognition, open-set recognition (OSR) assumes the presence of an unknown class, which is not seen to a model during training. One predominant approach in OSR is metric learning, where a model is trained to separate the inter-class representations of known class data. Numerous works in OSR reported that, even though the models are trained only with the known class data, the models become aware of the unknown, and learn to separate the unknown class representations from the known class representations. This paper analyzes this emergent phenomenon by observing the Jacobian norm of representation. We theoretically show that minimizing the intra-class distances within the known set reduces the Jacobian norm of known class representations while maximizing the inter-class distances within the known set increases the Jacobian norm of the unknown class. The closed-set metric learning thus separates the unknown from the known by forcing their Jacobian norm values to differ. We empirically validate our theoretical framework with ample pieces of evidence using standard OSR datasets. Moreover, under our theoretical framework, we explain how the standard deep learning techniques can be helpful for OSR and use the framework as a guiding principle to develop an effective OSR model.

Reconstruct Face from Features Using GAN Generator as a Distribution Constraint

Face recognition based on the deep convolutional neural networks (CNN) shows superior accuracy performance attributed to the high discriminative features extracted. Yet, the security and privacy of the extracted features from deep learning models (deep features) have been often overlooked. This paper proposes the reconstruction of face images from deep features without accessing the CNN network configurations as a constrained optimization problem. Such optimization minimizes the distance between the features extracted from the original face image and the reconstructed face image. Instead of directly solving the optimization problem in the image space, we innovatively reformulate the problem by looking for a latent vector of a GAN generator, then use it to generate the face image. The GAN generator serves as a dual role in this novel framework, i.e., face distribution constraint of the optimization goal and a face generator. On top of the novel optimization task, we also propose an attack pipeline to impersonate the target user based on the generated face image. Our results show that the generated face images can achieve a state-of-the-art successful attack rate of 98.0\% on LFW under type-I attack @ FAR of 0.1\%. Our work sheds light on the biometric deployment to meet the privacy-preserving and security policies.