Facial recognition is an AI-based technique for identifying or confirming an individual's identity using their face. It maps facial features from an image or video and then compares the information with a collection of known faces to find a match.
This study investigates the impact of face image background correction through segmentation on face recognition and morphing attack detection performance in realistic, unconstrained image capture scenarios. The motivation is driven by operational biometric systems such as the European Entry/Exit System (EES), which require facial enrolment at airports and other border crossing points where controlled backgrounds usually required for such captures cannot always be guaranteed, as well as by accessibility needs that may necessitate image capture outside traditional office environments. By analyzing how such preprocessing steps influence both recognition accuracy and security mechanisms, this work addresses a critical gap between usability-driven image normalization and the reliability requirements of large-scale biometric identification systems. Our study evaluates a comprehensive range of segmentation techniques, three families of morphing attack detection methods, and four distinct face recognition models, using databases that include both controlled and in-the-wild image captures. The results reveal consistent patterns linking segmentation to both recognition performance and face image quality. Additionally, segmentation is shown to systematically influence morphing attack detection performance. These findings highlight the need for careful consideration when deploying such preprocessing techniques in operational biometric systems.
The human brain constructs emotional percepts not by processing facial expressions in isolation, but through a dynamic, hierarchical integration of sensory input with semantic and contextual knowledge. However, existing vision-based dynamic emotion modeling approaches often neglect emotion perception and cognitive theories. To bridge this gap between machine and human emotion perception, we propose cognition-inspired Dual-stream Semantic Enhancement (DuSE). Our model instantiates a dual-stream cognitive architecture. The first stream, a Hierarchical Temporal Prompt Cluster (HTPC), operationalizes the cognitive priming effect. It simulates how linguistic cues pre-sensitize neural pathways, modulating the processing of incoming visual stimuli by aligning textual semantics with fine-grained temporal features of facial dynamics. The second stream, a Latent Semantic Emotion Aggregator (LSEA), computationally models the knowledge integration process, akin to the mechanism described by the Conceptual Act Theory. It aggregates sensory inputs and synthesizes them with learned conceptual knowledge, reflecting the role of the hippocampus and default mode network in constructing a coherent emotional experience. By explicitly modeling these neuro-cognitive mechanisms, DuSE provides a more neurally plausible and robust framework for dynamic facial expression recognition (DFER). Extensive experiments on challenging in-the-wild benchmarks validate our cognition-centric approach, demonstrating that emulating the brain's strategies for emotion processing yields state-of-the-art performance and enhances model interpretability.
Facial action unit (AU) detection and facial expression (FE) recognition can be jointly viewed as affective facial behavior tasks, representing fine-grained muscular activations and coarse-grained holistic affective states, respectively. Despite their inherent semantic correlation, existing studies predominantly focus on knowledge transfer from AUs to FEs, while bidirectional learning remains insufficiently explored. In practice, this challenge is further compounded by heterogeneous data conditions, where AU and FE datasets differ in annotation paradigms (frame-level vs.\ clip-level), label granularity, and data availability and diversity, hindering effective joint learning. To address these issues, we propose a Structured Semantic Mapping (SSM) framework for bidirectional AU--FE learning under different data domains and heterogeneous supervision. SSM consists of three key components: (1) a shared visual backbone that learns unified facial representations from dynamic AU and FE videos; (2) semantic mediation via a Textual Semantic Prototype (TSP) module, which constructs structured semantic prototypes from fixed textual descriptions augmented with learnable context prompts, serving as supervision signals and cross-task alignment anchors in a shared semantic space; and (3) a Dynamic Prior Mapping (DPM) module that incorporates prior knowledge derived from the Facial Action Coding System and learns a data-driven association matrix in a high-level feature space, enabling explicit and bidirectional knowledge transfer. Extensive experiments on popular AU detection and FE recognition benchmarks show that SSM achieves state-of-the-art performance on both tasks simultaneously, and demonstrate that holistic expression semantics can in turn enhance fine-grained AU learning even across heterogeneous datasets.
Deepfake technologies have rapidly advanced with modern generative AI, and face swapping in particular poses serious threats to privacy and digital security. Existing proactive defenses mostly rely on pixel-level perturbations, which are ineffective against contemporary swapping models that extract robust high-level identity embeddings. We propose ID-Eraser, a feature-space proactive defense that removes identifiable facial information to prevent malicious face swapping. By injecting learnable perturbations into identity embeddings and reconstructing natural-looking protection images through a Face Revive Generator (FRG), ID-Eraser produces visually realistic results for humans while rendering the protected identities unusable for Deepfake models. Experiments show that ID-Eraser substantially disrupts identity recognition across diverse face recognition and swapping systems under strict black-box settings, achieving the lowest Top-1 accuracy (0.30) with the best FID (1.64) and LPIPS (0.020). Compared with swaps generated from clean inputs, the identity similarity of protected swaps drops sharply to an average of 0.504 across five representative face swapping models. ID-Eraser further demonstrates strong cross-dataset generalization, robustness to common distortions, and practical effectiveness on commercial APIs, reducing Tencent API similarity from 0.76 to 0.36.
Facial recognition systems are increasingly deployed in law enforcement and security contexts, where algorithmic decisions can carry significant societal consequences. Despite high reported accuracy, growing evidence demonstrates that such systems often exhibit uneven performance across demographic groups, leading to disproportionate error rates and potential harm. This paper argues that aggregate accuracy is an insufficient metric for evaluating the fairness and reliability of facial recognition systems in high-stakes environments. Through analysis of subgroup-level error distribution, including false positive rate (FPR) and false negative rate (FNR), the paper demonstrates how aggregate performance metrics can obscure critical disparities across demographic groups. Empirical observations show that systems with similar overall accuracy can exhibit substantially different fairness profiles, with subgroup error rates varying significantly despite a single aggregate metric. The paper further examines the operational risks associated with accuracy-centric evaluation practices in law enforcement applications, where misclassification may result in wrongful suspicion or missed identification. It highlights the importance of fairness-aware evaluation approaches and model-agnostic auditing strategies that enable post-deployment assessment of real-world systems. The findings emphasise the need to move beyond accuracy as a primary metric and adopt more comprehensive evaluation frameworks for responsible AI deployment.
Facial Expression Recognition (FER) is essential for human-machine interaction, as it enables machines to interpret human emotions and internal states from facial affective behaviors. Although deep learning has significantly advanced FER performance, most existing deep-learning-based FER methods rely heavily on discriminative classifiers for fast predictions. These models tend to learn shortcuts and are vulnerable to even minor distribution shifts. To address this issue, we adopt a conditional generative diffusion model and introduce the Emotion Diffusion Classifier (EmoDC) for FER, which demonstrates enhanced adversarial robustness. However, retraining EmoDC using standard strategies fails to penalize incorrect categorical descriptions, leading to suboptimal recognition performance. To improve EmoDC, we propose margin-based discrepancy training, which encourages accurate predictions when conditioned on correct categorical descriptions and penalizes predictions conditioned on mismatched ones. This method enforces a minimum margin between noise-prediction errors for correct and incorrect categories, thereby enhancing the model's discriminative capability. Nevertheless, using a fixed margin fails to account for the varying difficulty of noise prediction across different images, limiting its effectiveness. To overcome this limitation, we propose Adaptive Margin Discrepancy Training (AMDiT), which dynamically adjusts the margin for each sample. Extensive experiments show that AMDiT significantly improves the accuracy of EmoDC over the Base model with standard denoising diffusion training on the RAF-DB basic subset, the RAF-DB compound subset, SFEW-2.0, and AffectNet, in 100-step evaluations. Additionally, EmoDC outperforms state-of-the-art discriminative classifiers in terms of robustness against noise and blur.
We introduce SEDTalker, an emotion-aware framework for speech-driven 3D facial animation that leverages frame-level speech emotion diarization to achieve fine-grained expressive control. Unlike prior approaches that rely on utterance-level or manually specified emotion labels, our method predicts temporally dense emotion categories and intensities directly from speech, enabling continuous modulation of facial expressions over time. The diarized emotion signals are encoded as learned embeddings and used to condition a speech-driven 3D animation model based on a hybrid Transformer-Mamba architecture. This design allows effective disentanglement of linguistic content and emotional style while preserving identity and temporal coherence. We evaluate our approach on a large-scale multi-corpus dataset for speech emotion diarization and on the EmoVOCA dataset for emotional 3D facial animation. Quantitative results demonstrate strong frame-level emotion recognition performance and low geometric and temporal reconstruction errors, while qualitative results show smooth emotion transitions and consistent expression control. These findings highlight the effectiveness of frame-level emotion diarization for expressive and controllable 3D talking head generation.
Event cameras offer a promising sensing modality for face recognition due to their inherent advantages in illumination robustness and privacy-friendliness. However, because event streams lack the stable photometric appearance relied upon by conventional RGB-based face recognition systems, we argue that event-based face recognition should model structure-driven spatiotemporal identity representations shaped by rigid facial motion and individual facial geometry. Since dedicated datasets for event-based face recognition remain lacking, we construct EFace, a small-scale event-based face dataset captured under rigid facial motion. To learn effectively from this limited event data, we further propose EventFace, a framework for event-based face recognition that integrates spatial structure and temporal dynamics for identity modeling. Specifically, we employ Low-Rank Adaptation (LoRA) to transfer structural facial priors from pretrained RGB face models to the event domain, thereby establishing a reliable spatial basis for identity modeling. Building on this foundation, we further introduce a Motion Prompt Encoder (MPE) to explicitly encode temporal features and a Spatiotemporal Modulator (STM) to fuse them with spatial features, thereby enhancing the representation of identity-relevant event patterns. Extensive experiments demonstrate that EventFace achieves the best performance among the evaluated baselines, with a Rank-1 identification rate of 94.19% and an equal error rate (EER) of 5.35%. Results further indicate that EventFace exhibits stronger robustness under degraded illumination than the competing methods. In addition, the learned representations exhibit reduced template reconstructability.
Using behavioural science, health interventions focus on behaviour change by providing a framework to help patients acquire and maintain healthy habits that improve medical outcomes. In-person interventions are costly and difficult to scale, especially in resource-limited regions. Digital health interventions offer a cost-effective approach, potentially supporting independent living and self-management. Automating such interventions, especially through machine learning, has gained considerable attention recently. Ambivalence and hesitancy (A/H) play a primary role for individuals to delay, avoid, or abandon health interventions. A/H are subtle and conflicting emotions that place a person in a state between positive and negative evaluations of a behaviour, or between acceptance and refusal to engage in it. They manifest as affective inconsistency across modalities or within a modality, such as language, facial, vocal expressions, and body language. While experts can be trained to recognize A/H, integrating them into digital health interventions is costly and less effective. Automatic A/H recognition is therefore critical for the personalization and cost-effectiveness of digital health interventions. Here, we explore the application of deep learning models for A/H recognition in videos, a multi-modal task by nature. In particular, this paper covers three learning setups: supervised learning, unsupervised domain adaptation for personalization, and zero-shot inference via large language models (LLMs). Our experiments are conducted on the unique and recently published BAH video dataset for A/H recognition. Our results show limited performance, suggesting that more adapted multi-modal models are required for accurate A/H recognition. Better methods for modeling spatio-temporal and multimodal fusion are necessary to leverage conflicts within/across modalities.
Facial Emotion Recognition is a critical research area within Affective Computing due to its wide-ranging applications in Human Computer Interaction, mental health assessment and fatigue monitoring. Current FER methods predominantly rely on Deep Learning techniques trained on 2D image data, which pose significant privacy concerns and are unsuitable for continuous, real-time monitoring. As an alternative, we propose High-Frequency Wireless Sensing (HFWS) as an enabler of continuous, privacy-aware FER, through the generation of detailed 3D facial pointclouds via on-person sensors embedded in wearables. We present arguments supporting the privacy advantages of HFWS over traditional 2D imaging, particularly under increasingly stringent data protection regulations. A major barrier to adopting HFWS for FER is the scarcity of labeled 3D FER datasets. Towards addressing this issue, we introduce a FLAME-based method to generate 3D facial pointclouds from existing public 2D datasets. Using this approach, we create AffectNet3D, a 3D version of the AffectNet database. To evaluate the quality and usability of the generated data, we design a pointcloud refinement pipeline focused on isolating the facial region, and train the popular PointNet++ model on the refined pointclouds. Fine-tuning the model on a small subset of the unseen 3D FER dataset BU-3DFE yields a classification accuracy exceeding 70%, comparable to oracle-level performance. To further investigate the potential of HFWS-based FER for continuous monitoring, we simulate wearable sensing conditions by masking portions of the generated pointclouds. Experimental results show that models trained on AffectNet3D and fine-tuned with just 25% of BU-3DFE outperform those trained solely on BU-3DFE. These findings highlight the viability of our pipeline and support the feasibility of continuous, privacy-aware FER via wearable HFWS systems.