Federated Control in Markov Decision Processes

We study problems of federated control in Markov Decision Processes. To solve an MDP with large state space, multiple learning agents are introduced to collaboratively learn its optimal policy without communication of locally collected experience. In our settings, these agents have limited capabilities, which means they are restricted within different regions of the overall state space during the training process. In face of the difference among restricted regions, we firstly introduce concepts of leakage probabilities to understand how such heterogeneity affects the learning process, and then propose a novel communication protocol that we call Federated-Q protocol (FedQ), which periodically aggregates agents' knowledge of their restricted regions and accordingly modifies their learning problems for further training. In terms of theoretical analysis, we justify the correctness of FedQ as a communication protocol, then give a general result on sample complexity of derived algorithms FedQ-X with the RL oracle , and finally conduct a thorough study on the sample complexity of FedQ-SynQ. Specifically, FedQ-X has been shown to enjoy linear speedup in terms of sample complexity when workload is uniformly distributed among agents. Moreover, we carry out experiments in various environments to justify the efficiency of our methods.

Near Minimax-Optimal Distributional Temporal Difference Algorithms and The Freedman Inequality in Hilbert Spaces

Distributional reinforcement learning (DRL) has achieved empirical success in various domains. One of the core tasks in the field of DRL is distributional policy evaluation, which involves estimating the return distribution $\eta^\pi$ for a given policy $\pi$. The distributional temporal difference (TD) algorithm has been accordingly proposed, which is an extension of the temporal difference algorithm in the classic RL literature. In the tabular case, \citet{rowland2018analysis} and \citet{rowland2023analysis} proved the asymptotic convergence of two instances of distributional TD, namely categorical temporal difference algorithm (CTD) and quantile temporal difference algorithm (QTD), respectively. In this paper, we go a step further and analyze the finite-sample performance of distributional TD. To facilitate theoretical analysis, we propose a non-parametric distributional TD algorithm (NTD). For a $\gamma$-discounted infinite-horizon tabular Markov decision process, we show that for NTD we need $\tilde{O}\left(\frac{1}{\varepsilon^{2p}(1-\gamma)^{2p+1}}\right)$ iterations to achieve an $\varepsilon$-optimal estimator with high probability, when the estimation error is measured by the $p$-Wasserstein distance. This sample complexity bound is minimax optimal (up to logarithmic factors) in the case of the $1$-Wasserstein distance. To achieve this, we establish a novel Freedman's inequality in Hilbert spaces, which would be of independent interest. In addition, we revisit CTD, showing that the same non-asymptotic convergence bounds hold for CTD in the case of the $p$-Wasserstein distance.

Deep learning for 3D Object Detection and Tracking in Autonomous Driving: A Brief Survey

Object detection and tracking are vital and fundamental tasks for autonomous driving, aiming at identifying and locating objects from those predefined categories in a scene. 3D point cloud learning has been attracting more and more attention among all other forms of self-driving data. Currently, there are many deep learning methods for 3D object detection. However, the tasks of object detection and tracking for point clouds still need intensive study due to the unique characteristics of point cloud data. To help get a good grasp of the present situation of this research, this paper shows recent advances in deep learning methods for 3D object detection and tracking.

Estimation and Inference in Distributional Reinforcement Learning

In this paper, we study distributional reinforcement learning from the perspective of statistical efficiency. We investigate distributional policy evaluation, aiming to estimate the complete distribution of the random return (denoted $\eta^\pi$) attained by a given policy $\pi$. We use the certainty-equivalence method to construct our estimator $\hat\eta^\pi$, given a generative model is available. We show that in this circumstance we need a dataset of size $\widetilde O\left(\frac{|\mathcal{S}||\mathcal{A}|}{\epsilon^{2p}(1-\gamma)^{2p+2}}\right)$ to guarantee a $p$-Wasserstein metric between $\hat\eta^\pi$ and $\eta^\pi$ is less than $\epsilon$ with high probability. This implies the distributional policy evaluation problem can be solved with sample efficiency. Also, we show that under different mild assumptions a dataset of size $\widetilde O\left(\frac{|\mathcal{S}||\mathcal{A}|}{\epsilon^{2}(1-\gamma)^{4}}\right)$ suffices to ensure the Kolmogorov metric and total variation metric between $\hat\eta^\pi$ and $\eta^\pi$ is below $\epsilon$ with high probability. Furthermore, we investigate the asymptotic behavior of $\hat\eta^\pi$. We demonstrate that the ``empirical process'' $\sqrt{n}(\hat\eta^\pi-\eta^\pi)$ converges weakly to a Gaussian process in the space of bounded functionals on Lipschitz function class $\ell^\infty(\mathcal{F}_{W_1})$, also in the space of bounded functionals on indicator function class $\ell^\infty(\mathcal{F}_{\mathrm{KS}})$ and bounded measurable function class $\ell^\infty(\mathcal{F}_{\mathrm{TV}})$ when some mild conditions hold. Our findings give rise to a unified approach to statistical inference of a wide class of statistical functionals of $\eta^\pi$.

BEA: Revisiting anchor-based object detection DNN using Budding Ensemble Architecture

This paper introduces the Budding Ensemble Architecture (BEA), a novel reduced ensemble architecture for anchor-based object detection models. Object detection models are crucial in vision-based tasks, particularly in autonomous systems. They should provide precise bounding box detections while also calibrating their predicted confidence scores, leading to higher-quality uncertainty estimates. However, current models may make erroneous decisions due to false positives receiving high scores or true positives being discarded due to low scores. BEA aims to address these issues. The proposed loss functions in BEA improve the confidence score calibration and lower the uncertainty error, which results in a better distinction of true and false positives and, eventually, higher accuracy of the object detection models. Both Base-YOLOv3 and SSD models were enhanced using the BEA method and its proposed loss functions. The BEA on Base-YOLOv3 trained on the KITTI dataset results in a 6% and 3.7% increase in mAP and AP50, respectively. Utilizing a well-balanced uncertainty estimation threshold to discard samples in real-time even leads to a 9.6% higher AP50 than its base model. This is attributed to a 40% increase in the area under the AP50-based retention curve used to measure the quality of calibration of confidence scores. Furthermore, BEA-YOLOV3 trained on KITTI provides superior out-of-distribution detection on Citypersons, BDD100K, and COCO datasets compared to the ensembles and vanilla models of YOLOv3 and Gaussian-YOLOv3.

Semi-Infinitely Constrained Markov Decision Processes and Efficient Reinforcement Learning

We propose a novel generalization of constrained Markov decision processes (CMDPs) that we call the \emph{semi-infinitely constrained Markov decision process} (SICMDP). Particularly, we consider a continuum of constraints instead of a finite number of constraints as in the case of ordinary CMDPs. We also devise two reinforcement learning algorithms for SICMDPs that we call SI-CRL and SI-CPO. SI-CRL is a model-based reinforcement learning algorithm. Given an estimate of the transition model, we first transform the reinforcement learning problem into a linear semi-infinitely programming (LSIP) problem and then use the dual exchange method in the LSIP literature to solve it. SI-CPO is a policy optimization algorithm. Borrowing the ideas from the cooperative stochastic approximation approach, we make alternative updates to the policy parameters to maximize the reward or minimize the cost. To the best of our knowledge, we are the first to apply tools from semi-infinitely programming (SIP) to solve constrained reinforcement learning problems. We present theoretical analysis for SI-CRL and SI-CPO, identifying their iteration complexity and sample complexity. We also conduct extensive numerical examples to illustrate the SICMDP model and demonstrate that our proposed algorithms are able to solve complex sequential decision-making tasks leveraging modern deep reinforcement learning techniques.

Finding Lookalike Customers for E-Commerce Marketing

Customer-centric marketing campaigns generate a large portion of e-commerce website traffic for Walmart. As the scale of customer data grows larger, expanding the marketing audience to reach more customers is becoming more critical for e-commerce companies to drive business growth and bring more value to customers. In this paper, we present a scalable and efficient system to expand targeted audience of marketing campaigns, which can handle hundreds of millions of customers. We use a deep learning based embedding model to represent customers and an approximate nearest neighbor search method to quickly find lookalike customers of interest. The model can deal with various business interests by constructing interpretable and meaningful customer similarity metrics. We conduct extensive experiments to demonstrate the great performance of our system and customer embedding model.

Query-Driven Knowledge Base Completion using Multimodal Path Fusion over Multimodal Knowledge Graph

Over the past few years, large knowledge bases have been constructed to store massive amounts of knowledge. However, these knowledge bases are highly incomplete, for example, over 70% of people in Freebase have no known place of birth. To solve this problem, we propose a query-driven knowledge base completion system with multimodal fusion of unstructured and structured information. To effectively fuse unstructured information from the Web and structured information in knowledge bases to achieve good performance, our system builds multimodal knowledge graphs based on question answering and rule inference. We propose a multimodal path fusion algorithm to rank candidate answers based on different paths in the multimodal knowledge graphs, achieving much better performance than question answering, rule inference and a baseline fusion algorithm. To improve system efficiency, query-driven techniques are utilized to reduce the runtime of our system, providing fast responses to user queries. Extensive experiments have been conducted to demonstrate the effectiveness and efficiency of our system.

Semi-Supervised Specific Emitter Identification Method Using Metric-Adversarial Training

Specific emitter identification (SEI) plays an increasingly crucial and potential role in both military and civilian scenarios. It refers to a process to discriminate individual emitters from each other by analyzing extracted characteristics from given radio signals. Deep learning (DL) and deep neural networks (DNNs) can learn the hidden features of data and build the classifier automatically for decision making, which have been widely used in the SEI research. Considering the insufficiently labeled training samples and large unlabeled training samples, semi-supervised learning-based SEI (SS-SEI) methods have been proposed. However, there are few SS-SEI methods focusing on extracting the discriminative and generalized semantic features of radio signals. In this paper, we propose an SS-SEI method using metric-adversarial training (MAT). Specifically, pseudo labels are innovatively introduced into metric learning to enable semi-supervised metric learning (SSML), and an objective function alternatively regularized by SSML and virtual adversarial training (VAT) is designed to extract discriminative and generalized semantic features of radio signals. The proposed MAT-based SS-SEI method is evaluated on an open-source large-scale real-world automatic-dependent surveillance-broadcast (ADS-B) dataset and WiFi dataset and is compared with state-of-the-art methods. The simulation results show that the proposed method achieves better identification performance than existing state-of-the-art methods. Specifically, when the ratio of the number of labeled training samples to the number of all training samples is 10\%, the identification accuracy is 84.80\% under the ADS-B dataset and 80.70\% under the WiFi dataset. Our code can be downloaded from https://github.com/lovelymimola/MAT-based-SS-SEI.

Knowledge Base Completion using Web-Based Question Answering and Multimodal Fusion

Over the past few years, large knowledge bases have been constructed to store massive amounts of knowledge. However, these knowledge bases are highly incomplete. To solve this problem, we propose a web-based question answering system system with multimodal fusion of unstructured and structured information, to fill in missing information for knowledge bases. To utilize unstructured information from the Web for knowledge base completion, we design a web-based question answering system using multimodal features and question templates to extract missing facts, which can achieve good performance with very few questions. To help improve extraction quality, the question answering system employs structured information from knowledge bases, such as entity types and entity-to-entity relatedness.