EFSA: Towards Event-Level Financial Sentiment Analysis

In this paper, we extend financial sentiment analysis~(FSA) to event-level since events usually serve as the subject of the sentiment in financial text. Though extracting events from the financial text may be conducive to accurate sentiment predictions, it has specialized challenges due to the lengthy and discontinuity of events in a financial text. To this end, we reconceptualize the event extraction as a classification task by designing a categorization comprising coarse-grained and fine-grained event categories. Under this setting, we formulate the \textbf{E}vent-Level \textbf{F}inancial \textbf{S}entiment \textbf{A}nalysis~(\textbf{EFSA} for short) task that outputs quintuples consisting of (company, industry, coarse-grained event, fine-grained event, sentiment) from financial text. A large-scale Chinese dataset containing $12,160$ news articles and $13,725$ quintuples is publicized as a brand new testbed for our task. A four-hop Chain-of-Thought LLM-based approach is devised for this task. Systematically investigations are conducted on our dataset, and the empirical results demonstrate the benchmarking scores of existing methods and our proposed method can reach the current state-of-the-art. Our dataset and framework implementation are available at https://anonymous.4open.science/r/EFSA-645E

Building Flexible Machine Learning Models for Scientific Computing at Scale

Foundation models have revolutionized knowledge acquisition across domains, and our study introduces OmniArch, a paradigm-shifting approach designed for building foundation models in multi-physics scientific computing. OmniArch's pre-training involves a versatile pipeline that processes multi-physics spatio-temporal data, casting forward problem learning into scalable auto-regressive tasks, while our novel Physics-Informed Reinforcement Learning (PIRL) technique during fine-tuning ensures alignment with physical laws. Pre-trained on the comprehensive PDEBench dataset, OmniArch not only sets new performance benchmarks for 1D, 2D and 3D PDEs but also demonstrates exceptional adaptability to new physics via few-shot and zero-shot learning approaches. The model's representations further extend to inverse problem-solving, highlighting the transformative potential of AI-enabled Scientific Computing(AI4SC) foundation models for engineering applications and physics discovery.

PhoGAD: Graph-based Anomaly Behavior Detection with Persistent Homology Optimization

A multitude of toxic online behaviors, ranging from network attacks to anonymous traffic and spam, have severely disrupted the smooth operation of networks. Due to the inherent sender-receiver nature of network behaviors, graph-based frameworks are commonly used for detecting anomalous behaviors. However, in real-world scenarios, the boundary between normal and anomalous behaviors tends to be ambiguous. The local heterophily of graphs interferes with the detection, and existing methods based on nodes or edges introduce unwanted noise into representation results, thereby impacting the effectiveness of detection. To address these issues, we propose PhoGAD, a graph-based anomaly detection framework. PhoGAD leverages persistent homology optimization to clarify behavioral boundaries. Building upon this, the weights of adjacent edges are designed to mitigate the effects of local heterophily. Subsequently, to tackle the noise problem, we conduct a formal analysis and propose a disentangled representation-based explicit embedding method, ultimately achieving anomaly behavior detection. Experiments on intrusion, traffic, and spam datasets verify that PhoGAD has surpassed the performance of state-of-the-art (SOTA) frameworks in detection efficacy. Notably, PhoGAD demonstrates robust detection even with diminished anomaly proportions, highlighting its applicability to real-world scenarios. The analysis of persistent homology demonstrates its effectiveness in capturing the topological structure formed by normal edge features. Additionally, ablation experiments validate the effectiveness of the innovative mechanisms integrated within PhoGAD.

iSCAN: Identifying Causal Mechanism Shifts among Nonlinear Additive Noise Models

Structural causal models (SCMs) are widely used in various disciplines to represent causal relationships among variables in complex systems. Unfortunately, the true underlying directed acyclic graph (DAG) structure is often unknown, and determining it from observational or interventional data remains a challenging task. However, in many situations, the end goal is to identify changes (shifts) in causal mechanisms between related SCMs rather than recovering the entire underlying DAG structure. Examples include analyzing gene regulatory network structure changes between healthy and cancerous individuals or understanding variations in biological pathways under different cellular contexts. This paper focuses on identifying $\textit{functional}$ mechanism shifts in two or more related SCMs over the same set of variables -- $\textit{without estimating the entire DAG structure of each SCM}$. Prior work under this setting assumed linear models with Gaussian noises; instead, in this work we assume that each SCM belongs to the more general class of nonlinear additive noise models (ANMs). A key contribution of this work is to show that the Jacobian of the score function for the $\textit{mixture distribution}$ allows for identification of shifts in general non-parametric functional mechanisms. Once the shifted variables are identified, we leverage recent work to estimate the structural differences, if any, for the shifted variables. Experiments on synthetic and real-world data are provided to showcase the applicability of this approach.

Learning Music Sequence Representation from Text Supervision

Music representation learning is notoriously difficult for its complex human-related concepts contained in the sequence of numerical signals. To excavate better MUsic SEquence Representation from labeled audio, we propose a novel text-supervision pre-training method, namely MUSER. MUSER adopts an audio-spectrum-text tri-modal contrastive learning framework, where the text input could be any form of meta-data with the help of text templates while the spectrum is derived from an audio sequence. Our experiments reveal that MUSER could be more flexibly adapted to downstream tasks compared with the current data-hungry pre-training method, and it only requires 0.056% of pre-training data to achieve the state-of-the-art performance.

A Method for Training-free Person Image Picture Generation

The current state-of-the-art Diffusion model has demonstrated excellent results in generating images. However, the images are monotonous and are mostly the result of the distribution of images of people in the training set, making it challenging to generate multiple images for a fixed number of individuals. This problem can often only be solved by fine-tuning the training of the model. This means that each individual/animated character image must be trained if it is to be drawn, and the hardware and cost of this training is often beyond the reach of the average user, who accounts for the largest number of people. To solve this problem, the Character Image Feature Encoder model proposed in this paper enables the user to use the process by simply providing a picture of the character to make the image of the character in the generated image match the expectation. In addition, various details can be adjusted during the process using prompts. Unlike traditional Image-to-Image models, the Character Image Feature Encoder extracts only the relevant image features, rather than information about the model's composition or movements. In addition, the Character Image Feature Encoder can be adapted to different models after training. The proposed model can be conveniently incorporated into the Stable Diffusion generation process without modifying the model's ontology or used in combination with Stable Diffusion as a joint model.

Advancing underwater acoustic target recognition via adaptive data pruning and smoothness-inducing regularization

Underwater acoustic recognition for ship-radiated signals has high practical application value due to the ability to recognize non-line-of-sight targets. However, due to the difficulty of data acquisition, the collected signals are scarce in quantity and mainly composed of mechanical periodic noise. According to the experiments, we observe that the repeatability of periodic signals leads to a double-descent phenomenon, which indicates a significant local bias toward repeated samples. To address this issue, we propose a strategy based on cross-entropy to prune excessively similar segments in training data. Furthermore, to compensate for the reduction of training data, we generate noisy samples and apply smoothness-inducing regularization based on KL divergence to mitigate overfitting. Experiments show that our proposed data pruning and regularization strategy can bring stable benefits and our framework significantly outperforms the state-of-the-art in low-resource scenarios.

MoEC: Mixture of Expert Clusters

Sparsely Mixture of Experts (MoE) has received great interest due to its promising scaling capability with affordable computational overhead. MoE converts dense layers into sparse experts, and utilizes a gated routing network to make experts conditionally activated. However, as the number of experts grows, MoE with outrageous parameters suffers from overfitting and sparse data allocation. Such problems are especially severe on tasks with limited data, thus hindering the progress for MoE models to improve performance by scaling up. In this work, we propose Mixture of Expert Clusters - a general approach to enable expert layers to learn more diverse and appropriate knowledge by imposing variance-based constraints on the routing stage. We further propose a cluster-level expert dropout strategy specifically designed for the expert cluster structure. Our experiments reveal that MoEC could improve performance on machine translation and natural language understanding tasks, and raise the performance upper bound for scaling up experts under limited data. We also verify that MoEC plays a positive role in mitigating overfitting and sparse data allocation.

Task-Specific Expert Pruning for Sparse Mixture-of-Experts

The sparse Mixture-of-Experts (MoE) model is powerful for large-scale pre-training and has achieved promising results due to its model capacity. However, with trillions of parameters, MoE is hard to be deployed on cloud or mobile environment. The inference of MoE requires expert parallelism, which is not hardware-friendly and communication expensive. Especially for resource-limited downstream tasks, such sparse structure has to sacrifice a lot of computing efficiency for limited performance gains. In this work, we observe most experts contribute scarcely little to the MoE fine-tuning and inference. We further propose a general method to progressively drop the non-professional experts for the target downstream task, which preserves the benefits of MoE while reducing the MoE model into one single-expert dense model. Our experiments reveal that the fine-tuned single-expert model could preserve 99.3% benefits from MoE across six different types of tasks while enjoying 2x inference speed with free communication cost.

THE-X: Privacy-Preserving Transformer Inference with Homomorphic Encryption

As more and more pre-trained language models adopt on-cloud deployment, the privacy issues grow quickly, mainly for the exposure of plain-text user data (e.g., search history, medical record, bank account). Privacy-preserving inference of transformer models is on the demand of cloud service users. To protect privacy, it is an attractive choice to compute only with ciphertext in homomorphic encryption (HE). However, enabling pre-trained models inference on ciphertext data is difficult due to the complex computations in transformer blocks, which are not supported by current HE tools yet. In this work, we introduce $\textit{THE-X}$, an approximation approach for transformers, which enables privacy-preserving inference of pre-trained models developed by popular frameworks. $\textit{THE-X}$ proposes a workflow to deal with complex computation in transformer networks, including all the non-polynomial functions like GELU, softmax, and LayerNorm. Experiments reveal our proposed $\textit{THE-X}$ can enable transformer inference on encrypted data for different downstream tasks, all with negligible performance drop but enjoying the theory-guaranteed privacy-preserving advantage.