DAViD: Domain Adaptive Visually-Rich Document Understanding with Synthetic Insights

Visually-Rich Documents (VRDs), encompassing elements like charts, tables, and references, convey complex information across various fields. However, extracting information from these rich documents is labor-intensive, especially given their inconsistent formats and domain-specific requirements. While pretrained models for VRD Understanding have progressed, their reliance on large, annotated datasets limits scalability. This paper introduces the Domain Adaptive Visually-rich Document Understanding (DAViD) framework, which utilises machine-generated synthetic data for domain adaptation. DAViD integrates fine-grained and coarse-grained document representation learning and employs synthetic annotations to reduce the need for costly manual labelling. By leveraging pretrained models and synthetic data, DAViD achieves competitive performance with minimal annotated datasets. Extensive experiments validate DAViD's effectiveness, demonstrating its ability to efficiently adapt to domain-specific VRDU tasks.

MIDAS: Multi-level Intent, Domain, And Slot Knowledge Distillation for Multi-turn NLU

Although Large Language Models(LLMs) can generate coherent and contextually relevant text, they often struggle to recognise the intent behind the human user's query. Natural Language Understanding (NLU) models, however, interpret the purpose and key information of user's input to enable responsive interactions. Existing NLU models generally map individual utterances to a dual-level semantic frame, involving sentence-level intent and word-level slot labels. However, real-life conversations primarily consist of multi-turn conversations, involving the interpretation of complex and extended dialogues. Researchers encounter challenges addressing all facets of multi-turn dialogue conversations using a unified single NLU model. This paper introduces a novel approach, MIDAS, leveraging a multi-level intent, domain, and slot knowledge distillation for multi-turn NLU. To achieve this, we construct distinct teachers for varying levels of conversation knowledge, namely, sentence-level intent detection, word-level slot filling, and conversation-level domain classification. These teachers are then fine-tuned to acquire specific knowledge of their designated levels. A multi-teacher loss is proposed to facilitate the combination of these multi-level teachers, guiding a student model in multi-turn dialogue tasks. The experimental results demonstrate the efficacy of our model in improving the overall multi-turn conversation understanding, showcasing the potential for advancements in NLU models through the incorporation of multi-level dialogue knowledge distillation techniques.

MSG-Chart: Multimodal Scene Graph for ChartQA

Automatic Chart Question Answering (ChartQA) is challenging due to the complex distribution of chart elements with patterns of the underlying data not explicitly displayed in charts. To address this challenge, we design a joint multimodal scene graph for charts to explicitly represent the relationships between chart elements and their patterns. Our proposed multimodal scene graph includes a visual graph and a textual graph to jointly capture the structural and semantical knowledge from the chart. This graph module can be easily integrated with different vision transformers as inductive bias. Our experiments demonstrate that incorporating the proposed graph module enhances the understanding of charts' elements' structure and semantics, thereby improving performance on publicly available benchmarks, ChartQA and OpenCQA.

Deep Learning based Visually Rich Document Content Understanding: A Survey

Visually Rich Documents (VRDs) are essential in academia, finance, medical fields, and marketing due to their multimodal information content. Traditional methods for extracting information from VRDs depend on expert knowledge and manual labor, making them costly and inefficient. The advent of deep learning has revolutionized this process, introducing models that leverage multimodal information vision, text, and layout along with pretraining tasks to develop comprehensive document representations. These models have achieved state-of-the-art performance across various downstream tasks, significantly enhancing the efficiency and accuracy of information extraction from VRDs. In response to the growing demands and rapid developments in Visually Rich Document Understanding (VRDU), this paper provides a comprehensive review of deep learning-based VRDU frameworks. We systematically survey and analyze existing methods and benchmark datasets, categorizing them based on adopted strategies and downstream tasks. Furthermore, we compare different techniques used in VRDU models, focusing on feature representation and fusion, model architecture, and pretraining methods, while highlighting their strengths, limitations, and appropriate scenarios. Finally, we identify emerging trends and challenges in VRDU, offering insights into future research directions and practical applications. This survey aims to provide a thorough understanding of VRDU advancements, benefiting both academic and industrial sectors.

3M-Health: Multimodal Multi-Teacher Knowledge Distillation for Mental Health Detection

The significance of mental health classification is paramount in contemporary society, where digital platforms serve as crucial sources for monitoring individuals' well-being. However, existing social media mental health datasets primarily consist of text-only samples, potentially limiting the efficacy of models trained on such data. Recognising that humans utilise cross-modal information to comprehend complex situations or issues, we present a novel approach to address the limitations of current methodologies. In this work, we introduce a Multimodal and Multi-Teacher Knowledge Distillation model for Mental Health Classification, leveraging insights from cross-modal human understanding. Unlike conventional approaches that often rely on simple concatenation to integrate diverse features, our model addresses the challenge of appropriately representing inputs of varying natures (e.g., texts and sounds). To mitigate the computational complexity associated with integrating all features into a single model, we employ a multimodal and multi-teacher architecture. By distributing the learning process across multiple teachers, each specialising in a particular feature extraction aspect, we enhance the overall mental health classification performance. Through experimental validation, we demonstrate the efficacy of our model in achieving improved performance. All relevant codes will be made available upon publication.

3M: Multi-modal Multi-task Multi-teacher Learning for Game Event Detection

Esports has rapidly emerged as a global phenomenon with an ever-expanding audience via platforms, like YouTube. Due to the inherent complexity nature of the game, it is challenging for newcomers to comprehend what the event entails. The chaotic nature of online chat, the fast-paced speech of the game commentator, and the game-specific user interface further compound the difficulty for users in comprehending the gameplay. To overcome these challenges, it is crucial to integrate the Multi-Modal (MM) information from the platform and understand the event. The paper introduces a new MM multi-teacher-based game event detection framework, with the ultimate goal of constructing a comprehensive framework that enhances the comprehension of the ongoing game situation. While conventional MM models typically prioritise aligning MM data through concurrent training towards a unified objective, our framework leverages multiple teachers trained independently on different tasks to accomplish the Game Event Detection. The experiment clearly shows the effectiveness of the proposed MM multi-teacher framework.

PDF-MVQA: A Dataset for Multimodal Information Retrieval in-based Visual Question Answering

Document Question Answering (QA) presents a challenge in understanding visually-rich documents (VRD), particularly those dominated by lengthy textual content like research journal articles. Existing studies primarily focus on real-world documents with sparse text, while challenges persist in comprehending the hierarchical semantic relations among multiple pages to locate multimodal components. To address this gap, we propose PDF-MVQA, which is tailored for research journal articles, encompassing multiple pages and multimodal information retrieval. Unlike traditional machine reading comprehension (MRC) tasks, our approach aims to retrieve entire paragraphs containing answers or visually rich document entities like tables and figures. Our contributions include the introduction of a comprehensive PDF Document VQA dataset, allowing the examination of semantically hierarchical layout structures in text-dominant documents. We also present new VRD-QA frameworks designed to grasp textual contents and relations among document layouts simultaneously, extending page-level understanding to the entire multi-page document. Through this work, we aim to enhance the capabilities of existing vision-and-language models in handling challenges posed by text-dominant documents in VRD-QA.

A Survey of Large Language Models in Finance

Large Language Models (LLMs) have shown remarkable capabilities across a wide variety of Natural Language Processing (NLP) tasks and have attracted attention from multiple domains, including financial services. Despite the extensive research into general-domain LLMs, and their immense potential in finance, Financial LLM (FinLLM) research remains limited. This survey provides a comprehensive overview of FinLLMs, including their history, techniques, performance, and opportunities and challenges. Firstly, we present a chronological overview of general-domain Pre-trained Language Models (PLMs) through to current FinLLMs, including the GPT-series, selected open-source LLMs, and financial LMs. Secondly, we compare five techniques used across financial PLMs and FinLLMs, including training methods, training data, and fine-tuning methods. Thirdly, we summarize the performance evaluations of six benchmark tasks and datasets. In addition, we provide eight advanced financial NLP tasks and datasets for developing more sophisticated FinLLMs. Finally, we discuss the opportunities and the challenges facing FinLLMs, such as hallucination, privacy, and efficiency. To support AI research in finance, we compile a collection of accessible datasets and evaluation benchmarks on GitHub.

SCO-VIST: Social Interaction Commonsense Knowledge-based Visual Storytelling

Visual storytelling aims to automatically generate a coherent story based on a given image sequence. Unlike tasks like image captioning, visual stories should contain factual descriptions, worldviews, and human social commonsense to put disjointed elements together to form a coherent and engaging human-writeable story. However, most models mainly focus on applying factual information and using taxonomic/lexical external knowledge when attempting to create stories. This paper introduces SCO-VIST, a framework representing the image sequence as a graph with objects and relations that includes human action motivation and its social interaction commonsense knowledge. SCO-VIST then takes this graph representing plot points and creates bridges between plot points with semantic and occurrence-based edge weights. This weighted story graph produces the storyline in a sequence of events using Floyd-Warshall's algorithm. Our proposed framework produces stories superior across multiple metrics in terms of visual grounding, coherence, diversity, and humanness, per both automatic and human evaluations.

Re-Temp: Relation-Aware Temporal Representation Learning for Temporal Knowledge Graph Completion

Temporal Knowledge Graph Completion (TKGC) under the extrapolation setting aims to predict the missing entity from a fact in the future, posing a challenge that aligns more closely with real-world prediction problems. Existing research mostly encodes entities and relations using sequential graph neural networks applied to recent snapshots. However, these approaches tend to overlook the ability to skip irrelevant snapshots according to entity-related relations in the query and disregard the importance of explicit temporal information. To address this, we propose our model, Re-Temp (Relation-Aware Temporal Representation Learning), which leverages explicit temporal embedding as input and incorporates skip information flow after each timestamp to skip unnecessary information for prediction. Additionally, we introduce a two-phase forward propagation method to prevent information leakage. Through the evaluation on six TKGC (extrapolation) datasets, we demonstrate that our model outperforms all eight recent state-of-the-art models by a significant margin.