TopicGPT: A Prompt-based Topic Modeling Framework

Topic modeling is a well-established technique for exploring text corpora. Conventional topic models (e.g., LDA) represent topics as bags of words that often require "reading the tea leaves" to interpret; additionally, they offer users minimal semantic control over topics. To tackle these issues, we introduce TopicGPT, a prompt-based framework that uses large language models (LLMs) to uncover latent topics within a provided text collection. TopicGPT produces topics that align better with human categorizations compared to competing methods: for example, it achieves a harmonic mean purity of 0.74 against human-annotated Wikipedia topics compared to 0.64 for the strongest baseline. Its topics are also more interpretable, dispensing with ambiguous bags of words in favor of topics with natural language labels and associated free-form descriptions. Moreover, the framework is highly adaptable, allowing users to specify constraints and modify topics without the need for model retraining. TopicGPT can be further extended to hierarchical topical modeling, enabling users to explore topics at various levels of granularity. By streamlining access to high-quality and interpretable topics, TopicGPT represents a compelling, human-centered approach to topic modeling.

Exploring the impact of low-rank adaptation on the performance, efficiency, and regularization of RLHF

During the last stage of RLHF, a large language model is aligned to human intents via PPO training, a process that generally requires large-scale computational resources. In this technical report, we empirically investigate an efficient implementation of RLHF using low-rank adaptation (LoRA), which allows us to align the LLaMA 7B checkpoint on the Alpaca dataset using only two A100 GPUs instead of the eight required for full model fine-tuning. Despite tuning only 0.2% of LLaMA 7B's parameters, our implementation achieves better performance than the publicly-released AlpacaFarm checkpoint with full model fine-tuning. Next, we analyze several configurations of our LoRA-based PPO implementation, varying the form of the KL regularization term in the training objective. We find that (1) removing this penalty term does not harm performance on the AlpacaFarm evaluation set under our LoRA setup; (2) other regularizers, such as Jensen-Shannon divergence, lead to improved performance; and (3) while PPO training negatively impacts the factuality of model-generated responses, training with LoRA largely mitigates this effect. We release our code and pretrained checkpoints to facilitate future research on more efficient RLHF.

PEARL: Prompting Large Language Models to Plan and Execute Actions Over Long Documents

Strategies such as chain-of-thought prompting improve the performance of large language models (LLMs) on complex reasoning tasks by decomposing input examples into intermediate steps. However, it remains unclear how to apply such methods to reason over long input documents, in which both the decomposition and the output of each intermediate step are non-trivial to obtain. In this work, we propose PEARL, a prompting framework to improve reasoning over long documents, which consists of three stages: action mining, plan formulation, and plan execution. More specifically, given a question about a long document, PEARL decomposes the question into a sequence of actions (e.g., SUMMARIZE, FIND_EVENT, FIND_RELATION) and then executes them over the document to obtain the answer. Each stage of PEARL is implemented via zero-shot or few-shot prompting of LLMs (in our work, GPT-4) with minimal human input. We evaluate PEARL on a challenging subset of the QuALITY dataset, which contains questions that require complex reasoning over long narrative texts. PEARL outperforms zero-shot and chain-of-thought prompting on this dataset, and ablation experiments show that each stage of PEARL is critical to its performance. Overall, PEARL is a first step towards leveraging LLMs to reason over long documents.

How Does In-Context Learning Help Prompt Tuning?

Fine-tuning large language models is becoming ever more impractical due to their rapidly-growing scale. This motivates the use of parameter-efficient adaptation methods such as prompt tuning (PT), which adds a small number of tunable embeddings to an otherwise frozen model, and in-context learning (ICL), in which demonstrations of the task are provided to the model in natural language without any additional training. Recently, Singhal et al. (2022) propose ``instruction prompt tuning'' (IPT), which combines PT with ICL by concatenating a natural language demonstration with learned prompt embeddings. While all of these methods have proven effective on different tasks, how they interact with each other remains unexplored. In this paper, we empirically study when and how in-context examples improve prompt tuning by measuring the effectiveness of ICL, PT, and IPT on five text generation tasks with multiple base language models. We observe that (1) IPT does \emph{not} always outperform PT, and in fact requires the in-context demonstration to be semantically similar to the test input to yield improvements; (2) PT is unstable and exhibits high variance, but combining PT and ICL (into IPT) consistently reduces variance across all five tasks; and (3) prompts learned for a specific source task via PT exhibit positive transfer when paired with in-context examples of a different target task. Our results offer actionable insights on choosing a suitable parameter-efficient adaptation method for a given task.

Efficiently Upgrading Multilingual Machine Translation Models to Support More Languages

With multilingual machine translation (MMT) models continuing to grow in size and number of supported languages, it is natural to reuse and upgrade existing models to save computation as data becomes available in more languages. However, adding new languages requires updating the vocabulary, which complicates the reuse of embeddings. The question of how to reuse existing models while also making architectural changes to provide capacity for both old and new languages has also not been closely studied. In this work, we introduce three techniques that help speed up effective learning of the new languages and alleviate catastrophic forgetting despite vocabulary and architecture mismatches. Our results show that by (1) carefully initializing the network, (2) applying learning rate scaling, and (3) performing data up-sampling, it is possible to exceed the performance of a same-sized baseline model with 30% computation and recover the performance of a larger model trained from scratch with over 50% reduction in computation. Furthermore, our analysis reveals that the introduced techniques help learn the new directions more effectively and alleviate catastrophic forgetting at the same time. We hope our work will guide research into more efficient approaches to growing languages for these MMT models and ultimately maximize the reuse of existing models.

Image Coding for Machines with Omnipotent Feature Learning

Image Coding for Machines (ICM) aims to compress images for AI tasks analysis rather than meeting human perception. Learning a kind of feature that is both general (for AI tasks) and compact (for compression) is pivotal for its success. In this paper, we attempt to develop an ICM framework by learning universal features while also considering compression. We name such features as omnipotent features and the corresponding framework as Omni-ICM. Considering self-supervised learning (SSL) improves feature generalization, we integrate it with the compression task into the Omni-ICM framework to learn omnipotent features. However, it is non-trivial to coordinate semantics modeling in SSL and redundancy removing in compression, so we design a novel information filtering (IF) module between them by co-optimization of instance distinguishment and entropy minimization to adaptively drop information that is weakly related to AI tasks (e.g., some texture redundancy). Different from previous task-specific solutions, Omni-ICM could directly support AI tasks analysis based on the learned omnipotent features without joint training or extra transformation. Albeit simple and intuitive, Omni-ICM significantly outperforms existing traditional and learning-based codecs on multiple fundamental vision tasks.

ChapterBreak: A Challenge Dataset for Long-Range Language Models

While numerous architectures for long-range language models (LRLMs) have recently been proposed, a meaningful evaluation of their discourse-level language understanding capabilities has not yet followed. To this end, we introduce ChapterBreak, a challenge dataset that provides an LRLM with a long segment from a narrative that ends at a chapter boundary and asks it to distinguish the beginning of the ground-truth next chapter from a set of negative segments sampled from the same narrative. A fine-grained human annotation reveals that our dataset contains many complex types of chapter transitions (e.g., parallel narratives, cliffhanger endings) that require processing global context to comprehend. Experiments on ChapterBreak show that existing LRLMs fail to effectively leverage long-range context, substantially underperforming a segment-level model trained directly for this task. We publicly release our ChapterBreak dataset to spur more principled future research into LRLMs.

Semantically Video Coding: Instill Static-Dynamic Clues into Structured Bitstream for AI Tasks

Traditional media coding schemes typically encode image/video into a semantic-unknown binary stream, which fails to directly support downstream intelligent tasks at the bitstream level. Semantically Structured Image Coding (SSIC) framework makes the first attempt to enable decoding-free or partial-decoding image intelligent task analysis via a Semantically Structured Bitstream (SSB). However, the SSIC only considers image coding and its generated SSB only contains the static object information. In this paper, we extend the idea of semantically structured coding from video coding perspective and propose an advanced Semantically Structured Video Coding (SSVC) framework to support heterogeneous intelligent applications. Video signals contain more rich dynamic motion information and exist more redundancy due to the similarity between adjacent frames. Thus, we present a reformulation of semantically structured bitstream (SSB) in SSVC which contains both static object characteristics and dynamic motion clues. Specifically, we introduce optical flow to encode continuous motion information and reduce cross-frame redundancy via a predictive coding architecture, then the optical flow and residual information are reorganized into SSB, which enables the proposed SSVC could better adaptively support video-based downstream intelligent applications. Extensive experiments demonstrate that the proposed SSVC framework could directly support multiple intelligent tasks just depending on a partially decoded bitstream. This avoids the full bitstream decompression and thus significantly saves bitrate/bandwidth consumption for intelligent analytics. We verify this point on the tasks of image object detection, pose estimation, video action recognition, video object segmentation, etc.

Alternative Input Signals Ease Transfer in Multilingual Machine Translation

Recent work in multilingual machine translation (MMT) has focused on the potential of positive transfer between languages, particularly cases where higher-resourced languages can benefit lower-resourced ones. While training an MMT model, the supervision signals learned from one language pair can be transferred to the other via the tokens shared by multiple source languages. However, the transfer is inhibited when the token overlap among source languages is small, which manifests naturally when languages use different writing systems. In this paper, we tackle inhibited transfer by augmenting the training data with alternative signals that unify different writing systems, such as phonetic, romanized, and transliterated input. We test these signals on Indic and Turkic languages, two language families where the writing systems differ but languages still share common features. Our results indicate that a straightforward multi-source self-ensemble -- training a model on a mixture of various signals and ensembling the outputs of the same model fed with different signals during inference, outperforms strong ensemble baselines by 1.3 BLEU points on both language families. Further, we find that incorporating alternative inputs via self-ensemble can be particularly effective when training set is small, leading to +5 BLEU when only 5% of the total training data is accessible. Finally, our analysis demonstrates that including alternative signals yields more consistency and translates named entities more accurately, which is crucial for increased factuality of automated systems.

Do Long-Range Language Models Actually Use Long-Range Context?

Language models are generally trained on short, truncated input sequences, which limits their ability to use discourse-level information present in long-range context to improve their predictions. Recent efforts to improve the efficiency of self-attention have led to a proliferation of long-range Transformer language models, which can process much longer sequences than models of the past. However, the ways in which such models take advantage of the long-range context remain unclear. In this paper, we perform a fine-grained analysis of two long-range Transformer language models (including the \emph{Routing Transformer}, which achieves state-of-the-art perplexity on the PG-19 long-sequence LM benchmark dataset) that accept input sequences of up to 8K tokens. Our results reveal that providing long-range context (i.e., beyond the previous 2K tokens) to these models only improves their predictions on a small set of tokens (e.g., those that can be copied from the distant context) and does not help at all for sentence-level prediction tasks. Finally, we discover that PG-19 contains a variety of different document types and domains, and that long-range context helps most for literary novels (as opposed to textbooks or magazines).