Hybrid Beamforming Optimization for MIMO ISAC Exploiting Prior Information: A PCRB-based Approach

This paper considers a multiple-input multiple-output (MIMO) integrated sensing and communication (ISAC) system, where a multi-antenna base station (BS) with transceiver hybrid analog-digital arrays transmits dual-functional signals to communicate with a multi-antenna user and simultaneously sense the unknown and random location information of a target based on the reflected echo signals and the prior distribution information on the target's location. Under transceiver hybrid arrays, we characterize the sensing performance by deriving the posterior Cram\'{e}r-Rao bound (PCRB) of the mean-squared error which is a function of the transmit hybrid beamforming and receive analog beamforming. We study joint transmit hybrid beamforming and receive analog beamforming optimization to minimize the PCRB subject to a communication rate requirement. We first consider a sensing-only system and derive the optimal solution to each element in the transmit/receive analog beamforming matrices that minimizes the PCRB in closed form. Then, we develop an alternating optimization (AO) based algorithm. Next, we study a narrowband MIMO ISAC system and devise an efficient AO-based hybrid beamforming algorithm by leveraging weighted minimum mean-squared error and feasible point pursuit successive convex approximation methods. Furthermore, we extend the results for narrowband systems to a MIMO orthogonal frequency-division multiplexing (OFDM) ISAC system. Numerical results validate the effectiveness of our proposed hybrid beamforming designs. It is revealed that the number of receive RF chains has more significant impact on the sensing performance than its transmit counterpart. Under a given budget on the total number of transmit/receive RF chains at the BS, the optimal number of transmit RF chains increases as the communication rate target increases due to the non-trivial PCRB-rate trade-off.

Beyond Diagonal Intelligent Reflecting Surface Aided Integrated Sensing and Communication

Beyond diagonal intelligent reflecting surface (BD-IRS) is a new promising IRS architecture for which the reflection matrix is not limited to the diagonal structure as for conventional IRS. In this paper, we study a BD-IRS aided uplink integrated sensing and communication (ISAC) system where sensing is performed in a device-based manner. Specifically, we aim to estimate the unknown and random location of an active target based on its uplink probing signals sent to a multi-antenna base station (BS) as well as the known prior distribution information of the target's location. Multiple communication users also simultaneously send uplink signals, resulting in a challenging mutual interference issue between sensing and communication. We first characterize the sensing performance metric by deriving the posterior Cram\'er-Rao bound (PCRB) of the mean-squared error (MSE) when prior information is available. Then, we formulate a BD-IRS reflection matrix optimization problem to maximize the minimum expected achievable rate among the multiple users subject to a constraint on the PCRB as well as the lossless and reciprocal constraints on the BD-IRS reflection matrix. The formulated problem is non-convex and challenging to solve. To tackle this problem, we propose a penalty dual decomposition (PDD) based algorithm which can find a high-quality suboptimal solution with polynomial-time complexity. In addition, we propose and optimize a time-division multiple access (TDMA) based scheme which removes the sensing-communication mutual interference. Numerical results verify the effectiveness of the proposed designs and provide useful design insights.

Base Station Placement Optimization for Networked Sensing Exploiting Target Location Distribution

This paper studies a networked sensing system with multiple base stations (BSs), which collaboratively sense the unknown and random three-dimensional (3D) location of a target based on the target-reflected echo signals received at the BSs. Considering a practical scenario where the target location distribution is known a priori for exploitation, we aim to design the placement of the multiple BSs to optimize the networked sensing performance. Firstly, we characterize the posterior Cram\'er-Rao bound (PCRB) of the mean-squared error (MSE) in sensing the target's 3D location. Despite its complex form under networked sensing, we derive its closed-form expression in terms of the BS locations. Next, we formulate the BS placement optimization problem to minimize the sensing PCRB, which is non-convex and difficult to solve. By leveraging a series of equivalent transformations and the iterative inner approximation method, we devise an algorithm with polynomial-time complexity which is guaranteed to converge to a solution satisfying the Karush-Kuhn Tucker (KKT) conditions of the problem. Numerical results show that the proposed placement design significantly outperforms various benchmark designs.

Low-Overhead Channel Estimation Framework for Beyond Diagonal Reconfigurable Intelligent Surface Assisted Multi-User MIMO Communication

Beyond diagonal reconfigurable intelligent surface (BD-RIS) refers to a family of RIS architectures characterized by scattering matrices not limited to being diagonal and enables higher wave manipulation flexibility and large performance gains over conventional (diagonal) RIS. To achieve those promising gains, accurate channel state information (CSI) needs to be acquired in BD-RIS assisted communication systems. However, the number of coefficients in the cascaded channels to be estimated in BD-RIS assisted systems is significantly larger than that in conventional RIS assisted systems, because the channels associated with the off-diagonal elements of the scattering matrix have to be estimated as well. Surprisingly, for the first time in the literature, this paper rigorously shows that the uplink channel estimation overhead in BD-RIS assisted systems is actually of the same order as that in the conventional RIS assisted systems. This amazing result stems from a key observation: for each user antenna, its cascaded channel matrix associated with one reference BD-RIS element is a scaled version of that associated with any other BD-RIS element due to the common RIS-base station (BS) channel. In other words, the number of independent unknown variables is far less than it would seem at first glance. Building upon this property, this paper manages to characterize the minimum overhead to perfectly estimate all the channels in the ideal case without noise at the BS, and propose a twophase estimation framework for the practical case with noise at the BS. Numerical results demonstrate outstanding channel estimation overhead reduction over existing schemes in BD-RIS assisted systems.

Scalable Transceiver Design for Multi-User Communication in FDD Massive MIMO Systems via Deep Learning

This paper addresses the joint transceiver design, including pilot transmission, channel feature extraction and feedback, as well as precoding, for low-overhead downlink massive multiple-input multiple-output (MIMO) communication in frequency-division duplex (FDD) systems. Although deep learning (DL) has shown great potential in tackling this problem, existing methods often suffer from poor scalability in practical systems, as the solution obtained in the training phase merely works for a fixed feedback capacity and a fixed number of users in the deployment phase. To address this limitation, we propose a novel DL-based framework comprised of choreographed neural networks, which can utilize one training phase to generate all the transceiver solutions used in the deployment phase with varying sizes of feedback codebooks and numbers of users. The proposed framework includes a residual vector-quantized variational autoencoder (RVQ-VAE) for efficient channel feedback and an edge graph attention network (EGAT) for robust multiuser precoding. It can adapt to different feedback capacities by flexibly adjusting the RVQ codebook sizes using the hierarchical codebook structure, and scale with the number of users through a feedback module sharing scheme and the inherent scalability of EGAT. Moreover, a progressive training strategy is proposed to further enhance data transmission performance and generalization capability. Numerical results on a real-world dataset demonstrate the superior scalability and performance of our approach over existing methods.

Optimal Beamforming for Multi-Target Multi-User ISAC Exploiting Prior Information: How Many Sensing Beams Are Needed?

This paper studies a multi-target multi-user integrated sensing and communication (ISAC) system where a multi-antenna base station (BS) communicates with multiple single-antenna users in the downlink and senses the unknown and random angle information of multiple targets based on their reflected echo signals at the BS receiver as well as their prior probability information. We focus on a general beamforming structure with both communication beams and dedicated sensing beams, whose design is highly non-trivial as more sensing beams provide more flexibility in sensing, but introduce extra interference to communication. To resolve this trade-off, we first characterize the periodic posterior Cram\'er-Rao bound (PCRB) as a lower bound of the mean-cyclic error (MCE) in multi-target sensing. Then, we optimize the beamforming to minimize the maximum periodic PCRB among all targets to ensure fairness, subject to individual communication rate constraints at multiple users. Despite the non-convexity of this problem, we propose a general construction method for the optimal solution by leveraging semi-definite relaxation (SDR), and derive a general bound on the number of sensing beams needed. Moreover, we unveil specific structures of the optimal solution in various cases, where tighter bounds on the number of sensing beams needed are derived (e.g., no or at most one sensing beam is needed under stringent rate constraints or with homogeneous targets). Next, we study the beamforming optimization to minimize the sum periodic PCRB under user rate constraints. By applying SDR, we propose a general construction method for the optimal solution and its specific structures which yield lower computational complexities. We derive a general bound and various tighter bounds on the number of sensing beams needed. Numerical results validate our analysis and effectiveness of our proposed beamforming designs.

Intelligent Reflecting Surface Based Localization of Mixed Near-Field and Far-Field Targets

This paper considers an intelligent reflecting surface (IRS)-assisted bi-static localization architecture for the sixth-generation (6G) integrated sensing and communication (ISAC) network. The system consists of a transmit user, a receive base station (BS), an IRS, and multiple targets in either the far-field or near-field region of the IRS. In particular, we focus on the challenging scenario where the line-of-sight (LOS) paths between targets and the BS are blocked, such that the emitted orthogonal frequency division multiplexing (OFDM) signals from the user reach the BS merely via the user-target-IRS-BS path. Based on the signals received by the BS, our goal is to localize the targets by estimating their relative positions to the IRS, instead of to the BS. We show that subspace-based methods, such as the multiple signal classification (MUSIC) algorithm, can be applied onto the BS's received signals to estimate the relative states from the targets to the IRS. To this end, we create a virtual signal via combining user-target-IRS-BS channels over various time slots. By applying MUSIC on such a virtual signal, we are able to detect the far-field targets and the near-field targets, and estimate the angle-of-arrivals (AOAs) and/or ranges from the targets to the IRS. Furthermore, we theoretically verify that the proposed method can perfectly estimate the relative states from the targets to the IRS in the ideal case with infinite coherence blocks. Numerical results verify the effectiveness of our proposed IRS-assisted localization scheme. Our paper demonstrates the potential of employing passive anchors, i.e., IRSs, to improve the sensing coverage of the active anchors, i.e., BSs.

Joint Transmission and Compression Design for 6G Networked Sensing with Limited-Capacity Backhaul

This paper considers networked sensing in cellular network, where multiple base stations (BSs) first compress their received echo signals from multiple targets and then forward the quantized signals to the cloud via limited-capacity backhaul links, such that the cloud can leverage all useful echo signals to perform high-resolution localization. Under this setup, we manage to characterize the posterior Cramer-Rao Bound (PCRB) for localizing all the targets as a function of the transmit covariance matrix and the compression noise covariance matrix of each BS. Then, a PCRB minimization problem subject to the transmit power constraints and the backhaul capacity constraints is formulated to jointly design the BSs' transmission and compression strategies. We propose an efficient algorithm to solve this problem based on the alternating optimization technique. Specifically, it is shown that when either the transmit covariance matrices or the compression noise covariance matrices are fixed, the successive convex approximation technique can be leveraged to optimize the other type of covariance matrices locally. Numerical results are provided to verify the effectiveness of our proposed algorithm.

Finding Defective Elements in Intelligent Reflecting Surface via Over-the-Air Measurements

Due to circuit failures, defective elements that cannot adaptively adjust the phase shifts of their impinging signals in a desired manner may exist on an intelligent reflecting surface (IRS). Traditional way to find these defective IRS elements requires a thorough diagnosis of all the circuits belonging to a huge number of IRS elements, which is practically challenging. In this paper, we will devise a novel approach under which a transmitter sends known pilot signals and a receiver localizes all the defective IRS elements just based on its over-the-air measurements reflected from the IRS. The key lies in the fact that the over-the-air measurements at the receiver side are functions of the set of defective IRS elements. Based on this observation, we propose a bisection based method to localize all the defective IRS elements. Specifically, at each time slot, we properly control the desired phase shifts of all the IRS elements such that half of the considered regime that is not useful to localize the defective elements can be found based on the received signals and removed. Via numerical results, it is shown that our proposed bisection method can exploit the over-the-air measurements to localize all the defective IRS elements quickly and accurately.

Optimal Transmit Signal Design for Multi-Target MIMO Sensing Exploiting Prior Information

In this paper, we study the transmit signal optimization in a multiple-input multiple-output (MIMO) radar system for sensing the angle information of multiple targets via their reflected echo signals. We consider a challenging and practical scenario where the angles to be sensed are unknown and random, while their probability information is known a priori for exploitation. First, we establish an analytical framework to quantify the multi-target sensing performance exploiting prior distribution information, by deriving the posterior Cram\'{e}r-Rao bound (PCRB) as a lower bound of the mean-squared error (MSE) matrix in sensing multiple unknown and random angles. Then, we formulate and study the transmit sample covariance matrix optimization problem to minimize the PCRB for the sum MSE in estimating all angles. By leveraging Lagrange duality theory, we analytically prove that the optimal transmit covariance matrix has a rank-one structure, despite the multiple angles to be sensed and the continuous feasible range of each angle. Moreover, we propose a sum-of-ratios iterative algorithm which can obtain the optimal solution to the PCRB-minimization problem with low complexity. Numerical results validate our results and the superiority of our proposed design over benchmark schemes.