Towards General-Purpose Speech Abilities for Large Language Models Using Unpaired Data

In this work, we extend the instruction-tuned Llama-2 model with end-to-end general-purpose speech processing and reasoning abilities while maintaining the wide range of LLM capabilities, without using any carefully curated paired data. The proposed model can utilize audio prompts as a replacement for text and sustain a conversation. Such a model also has extended cross-modal capabilities such as being able to perform speech question answering, speech translation, and audio summarization amongst many other closed and open-domain tasks. This is unlike prior approaches in speech, in which LLMs are extended to handle audio for a limited number of pre-designated tasks. Experiments show that our end-to-end approach is on par with or outperforms a cascaded system (speech recognizer + LLM) in terms of modeling the response to a prompt. Furthermore, unlike a cascade, our approach shows the ability to interchange text and audio modalities and utilize the prior context in a conversation to provide better results.

Dynamic ASR Pathways: An Adaptive Masking Approach Towards Efficient Pruning of A Multilingual ASR Model

Neural network pruning offers an effective method for compressing a multilingual automatic speech recognition (ASR) model with minimal performance loss. However, it entails several rounds of pruning and re-training needed to be run for each language. In this work, we propose the use of an adaptive masking approach in two scenarios for pruning a multilingual ASR model efficiently, each resulting in sparse monolingual models or a sparse multilingual model (named as Dynamic ASR Pathways). Our approach dynamically adapts the sub-network, avoiding premature decisions about a fixed sub-network structure. We show that our approach outperforms existing pruning methods when targeting sparse monolingual models. Further, we illustrate that Dynamic ASR Pathways jointly discovers and trains better sub-networks (pathways) of a single multilingual model by adapting from different sub-network initializations, thereby reducing the need for language-specific pruning.

TODM: Train Once Deploy Many Efficient Supernet-Based RNN-T Compression For On-device ASR Models

Automatic Speech Recognition (ASR) models need to be optimized for specific hardware before they can be deployed on devices. This can be done by tuning the model's hyperparameters or exploring variations in its architecture. Re-training and re-validating models after making these changes can be a resource-intensive task. This paper presents TODM (Train Once Deploy Many), a new approach to efficiently train many sizes of hardware-friendly on-device ASR models with comparable GPU-hours to that of a single training job. TODM leverages insights from prior work on Supernet, where Recurrent Neural Network Transducer (RNN-T) models share weights within a Supernet. It reduces layer sizes and widths of the Supernet to obtain subnetworks, making them smaller models suitable for all hardware types. We introduce a novel combination of three techniques to improve the outcomes of the TODM Supernet: adaptive dropouts, an in-place Alpha-divergence knowledge distillation, and the use of ScaledAdam optimizer. We validate our approach by comparing Supernet-trained versus individually tuned Multi-Head State Space Model (MH-SSM) RNN-T using LibriSpeech. Results demonstrate that our TODM Supernet either matches or surpasses the performance of manually tuned models by up to a relative of 3% better in word error rate (WER), while efficiently keeping the cost of training many models at a small constant.

Prompting Large Language Models with Speech Recognition Abilities

Large language models have proven themselves highly flexible, able to solve a wide range of generative tasks, such as abstractive summarization and open-ended question answering. In this paper we extend the capabilities of LLMs by directly attaching a small audio encoder allowing it to perform speech recognition. By directly prepending a sequence of audial embeddings to the text token embeddings, the LLM can be converted to an automatic speech recognition (ASR) system, and be used in the exact same manner as its textual counterpart. Experiments on Multilingual LibriSpeech (MLS) show that incorporating a conformer encoder into the open sourced LLaMA-7B allows it to outperform monolingual baselines by 18% and perform multilingual speech recognition despite LLaMA being trained overwhelmingly on English text. Furthermore, we perform ablation studies to investigate whether the LLM can be completely frozen during training to maintain its original capabilities, scaling up the audio encoder, and increasing the audio encoder striding to generate fewer embeddings. The results from these studies show that multilingual ASR is possible even when the LLM is frozen or when strides of almost 1 second are used in the audio encoder opening up the possibility for LLMs to operate on long-form audio.

Multi-Head State Space Model for Speech Recognition

State space models (SSMs) have recently shown promising results on small-scale sequence and language modelling tasks, rivalling and outperforming many attention-based approaches. In this paper, we propose a multi-head state space (MH-SSM) architecture equipped with special gating mechanisms, where parallel heads are taught to learn local and global temporal dynamics on sequence data. As a drop-in replacement for multi-head attention in transformer encoders, this new model significantly outperforms the transformer transducer on the LibriSpeech speech recognition corpus. Furthermore, we augment the transformer block with MH-SSMs layers, referred to as the Stateformer, achieving state-of-the-art performance on the LibriSpeech task, with word error rates of 1.76\%/4.37\% on the development and 1.91\%/4.36\% on the test sets without using an external language model.

Understanding Non-linearity in Graph Neural Networks from the Bayesian-Inference Perspective

Graph neural networks (GNNs) have shown superiority in many prediction tasks over graphs due to their impressive capability of capturing nonlinear relations in graph-structured data. However, for node classification tasks, often, only marginal improvement of GNNs over their linear counterparts has been observed. Previous works provide very few understandings of this phenomenon. In this work, we resort to Bayesian learning to deeply investigate the functions of non-linearity in GNNs for node classification tasks. Given a graph generated from the statistical model CSBM, we observe that the max-a-posterior estimation of a node label given its own and neighbors' attributes consists of two types of non-linearity, a possibly non-linear transformation of node attributes and a ReLU-activated feature aggregation from neighbors. The latter surprisingly matches the type of non-linearity used in many GNN models. By further imposing Gaussian assumption on node attributes, we prove that the superiority of those ReLU activations is only significant when the node attributes are far more informative than the graph structure, which nicely matches many previous empirical observations. A similar argument can be achieved when there is a distribution shift of node attributes between the training and testing datasets. Finally, we verify our theory on both synthetic and real-world networks.

Federated Domain Adaptation for ASR with Full Self-Supervision

Cross-device federated learning (FL) protects user privacy by collaboratively training a model on user devices, therefore eliminating the need for collecting, storing, and manually labeling user data. While important topics such as the FL training algorithm, non-IID-ness, and Differential Privacy have been well studied in the literature, this paper focuses on two challenges of practical importance for improving on-device ASR: the lack of ground-truth transcriptions and the scarcity of compute resource and network bandwidth on edge devices. First, we propose a FL system for on-device ASR domain adaptation with full self-supervision, which uses self-labeling together with data augmentation and filtering techniques. The system can improve a strong Emformer-Transducer based ASR model pretrained on out-of-domain data, using in-domain audio without any ground-truth transcriptions. Second, to reduce the training cost, we propose a self-restricted RNN Transducer (SR-RNN-T) loss, a variant of alignment-restricted RNN-T that uses Viterbi alignments from self-supervision. To further reduce the compute and network cost, we systematically explore adapting only a subset of weights in the Emformer-Transducer. Our best training recipe achieves a $12.9\%$ relative WER reduction over the strong out-of-domain baseline, which equals $70\%$ of the reduction achievable with full human supervision and centralized training.

Graph Belief Propagation Networks

With the wide-spread availability of complex relational data, semi-supervised node classification in graphs has become a central machine learning problem. Graph neural networks are a recent class of easy-to-train and accurate methods for this problem that map the features in the neighborhood of a node to its label, but they ignore label correlation during inference and their predictions are difficult to interpret. On the other hand, collective classification is a traditional approach based on interpretable graphical models that explicitly model label correlations. Here, we introduce a model that combines the advantages of these two approaches, where we compute the marginal probabilities in a conditional random field, similar to collective classification, and the potentials in the random field are learned through end-to-end training, akin to graph neural networks. In our model, potentials on each node only depend on that node's features, and edge potentials are learned via a coupling matrix. This structure enables simple training with interpretable parameters, scales to large networks, naturally incorporates training labels at inference, and is often more accurate than related approaches. Our approach can be viewed as either an interpretable message-passing graph neural network or a collective classification method with higher capacity and modernized training.

A Unifying Generative Model for Graph Learning Algorithms: Label Propagation, Graph Convolutions, and Combinations

Semi-supervised learning on graphs is a widely applicable problem in network science and machine learning. Two standard algorithms -- label propagation and graph neural networks -- both operate by repeatedly passing information along edges, the former by passing labels and the latter by passing node features, modulated by neural networks. These two types of algorithms have largely developed separately, and there is little understanding about the structure of network data that would make one of these approaches work particularly well compared to the other or when the approaches can be meaningfully combined. Here, we develop a Markov random field model for the data generation process of node attributes, based on correlations of attributes on and between vertices, that motivates and unifies these algorithmic approaches. We show that label propagation, a linearized graph convolutional network, and their combination can all be derived as conditional expectations under our model, when conditioning on different attributes. In addition, the data model highlights deficiencies in existing graph neural networks (while producing new algorithmic solutions), serves as a rigorous statistical framework for understanding graph learning issues such as over-smoothing, creates a testbed for evaluating inductive learning performance, and provides a way to sample graphs attributes that resemble empirical data. We also find that a new algorithm derived from our data generation model, which we call a Linear Graph Convolution, performs extremely well in practice on empirical data, and provide theoretical justification for why this is the case.