On the Causal Sufficiency and Necessity of Multi-Modal Representation Learning

An effective paradigm of multi-modal learning (MML) is to learn unified representations among modalities. From a causal perspective, constraining the consistency between different modalities can mine causal representations that convey primary events. However, such simple consistency may face the risk of learning insufficient or unnecessary information: a necessary but insufficient cause is invariant across modalities but may not have the required accuracy; a sufficient but unnecessary cause tends to adapt well to specific modalities but may be hard to adapt to new data. To address this issue, in this paper, we aim to learn representations that are both causal sufficient and necessary, i.e., Causal Complete Cause ($C^3$), for MML. Firstly, we define the concept of $C^3$ for MML, which reflects the probability of being causal sufficiency and necessity. We also propose the identifiability and measurement of $C^3$, i.e., $C^3$ risk, to ensure calculating the learned representations' $C^3$ scores in practice. Then, we theoretically prove the effectiveness of $C^3$ risk by establishing the performance guarantee of MML with a tight generalization bound. Based on these theoretical results, we propose a plug-and-play method, namely Causal Complete Cause Regularization ($C^3$R), to learn causal complete representations by constraining the $C^3$ risk bound. Extensive experiments conducted on various benchmark datasets empirically demonstrate the effectiveness of $C^3$R.

Teleporter Theory: A General and Simple Approach for Modeling Cross-World Counterfactual Causality

Leveraging the development of structural causal model (SCM), researchers can establish graphical models for exploring the causal mechanisms behind machine learning techniques. As the complexity of machine learning applications rises, single-world interventionism causal analysis encounters theoretical adaptation limitations. Accordingly, cross-world counterfactual approach extends our understanding of causality beyond observed data, enabling hypothetical reasoning about alternative scenarios. However, the joint involvement of cross-world variables, encompassing counterfactual variables and real-world variables, challenges the construction of the graphical model. Twin network is a subtle attempt, establishing a symbiotic relationship, to bridge the gap between graphical modeling and the introduction of counterfactuals albeit with room for improvement in generalization. In this regard, we demonstrate the theoretical breakdowns of twin networks in certain cross-world counterfactual scenarios. To this end, we propose a novel teleporter theory to establish a general and simple graphical representation of counterfactuals, which provides criteria for determining teleporter variables to connect multiple worlds. In theoretical application, we determine that introducing the proposed teleporter theory can directly obtain the conditional independence between counterfactual variables and real-world variables from the cross-world SCM without requiring complex algebraic derivations. Accordingly, we can further identify counterfactual causal effects through cross-world symbolic derivation. We demonstrate the generality of the teleporter theory to the practical application. Adhering to the proposed theory, we build a plug-and-play module, and the effectiveness of which are substantiated by experiments on benchmarks.

Interventional Imbalanced Multi-Modal Representation Learning via $β$-Generalization Front-Door Criterion

Multi-modal methods establish comprehensive superiority over uni-modal methods. However, the imbalanced contributions of different modalities to task-dependent predictions constantly degrade the discriminative performance of canonical multi-modal methods. Based on the contribution to task-dependent predictions, modalities can be identified as predominant and auxiliary modalities. Benchmark methods raise a tractable solution: augmenting the auxiliary modality with a minor contribution during training. However, our empirical explorations challenge the fundamental idea behind such behavior, and we further conclude that benchmark approaches suffer from certain defects: insufficient theoretical interpretability and limited exploration capability of discriminative knowledge. To this end, we revisit multi-modal representation learning from a causal perspective and build the Structural Causal Model. Following the empirical explorations, we determine to capture the true causality between the discriminative knowledge of predominant modality and predictive label while considering the auxiliary modality. Thus, we introduce the $\beta$-generalization front-door criterion. Furthermore, we propose a novel network for sufficiently exploring multi-modal discriminative knowledge. Rigorous theoretical analyses and various empirical evaluations are provided to support the effectiveness of the innate mechanism behind our proposed method.

Revisiting Spurious Correlation in Domain Generalization

Without loss of generality, existing machine learning techniques may learn spurious correlation dependent on the domain, which exacerbates the generalization of models in out-of-distribution (OOD) scenarios. To address this issue, recent works build a structural causal model (SCM) to describe the causality within data generation process, thereby motivating methods to avoid the learning of spurious correlation by models. However, from the machine learning viewpoint, such a theoretical analysis omits the nuanced difference between the data generation process and representation learning process, resulting in that the causal analysis based on the former cannot well adapt to the latter. To this end, we explore to build a SCM for representation learning process and further conduct a thorough analysis of the mechanisms underlying spurious correlation. We underscore that adjusting erroneous covariates introduces bias, thus necessitating the correct selection of spurious correlation mechanisms based on practical application scenarios. In this regard, we substantiate the correctness of the proposed SCM and further propose to control confounding bias in OOD generalization by introducing a propensity score weighted estimator, which can be integrated into any existing OOD method as a plug-and-play module. The empirical results comprehensively demonstrate the effectiveness of our method on synthetic and large-scale real OOD datasets.

Introducing Diminutive Causal Structure into Graph Representation Learning

When engaging in end-to-end graph representation learning with Graph Neural Networks (GNNs), the intricate causal relationships and rules inherent in graph data pose a formidable challenge for the model in accurately capturing authentic data relationships. A proposed mitigating strategy involves the direct integration of rules or relationships corresponding to the graph data into the model. However, within the domain of graph representation learning, the inherent complexity of graph data obstructs the derivation of a comprehensive causal structure that encapsulates universal rules or relationships governing the entire dataset. Instead, only specialized diminutive causal structures, delineating specific causal relationships within constrained subsets of graph data, emerge as discernible. Motivated by empirical insights, it is observed that GNN models exhibit a tendency to converge towards such specialized causal structures during the training process. Consequently, we posit that the introduction of these specific causal structures is advantageous for the training of GNN models. Building upon this proposition, we introduce a novel method that enables GNN models to glean insights from these specialized diminutive causal structures, thereby enhancing overall performance. Our method specifically extracts causal knowledge from the model representation of these diminutive causal structures and incorporates interchange intervention to optimize the learning process. Theoretical analysis serves to corroborate the efficacy of our proposed method. Furthermore, empirical experiments consistently demonstrate significant performance improvements across diverse datasets.

Learning Invariant Causal Mechanism from Vision-Language Models

Pre-trained large-scale models have become a major research focus, but their effectiveness is limited in real-world applications due to diverse data distributions. In contrast, humans excel at decision-making across various domains by learning reusable knowledge that remains invariant despite environmental changes in a complex world. Although CLIP, as a successful vision-language pre-trained model, demonstrates remarkable performance in various visual downstream tasks, our experiments reveal unsatisfactory results in specific domains. Our further analysis with causal inference exposes the current CLIP model's inability to capture the invariant causal mechanisms across domains, attributed to its deficiency in identifying latent factors generating the data. To address this, we propose the Invariant Causal Mechanism of CLIP (CLIP-ICM), an algorithm designed to provably identify invariant latent factors with the aid of interventional data, and perform accurate prediction on various domains. Theoretical analysis demonstrates that our method has a lower generalization bound in out-of-distribution (OOD) scenarios. Experimental results showcase the outstanding performance of CLIP-ICM.

Graph Partial Label Learning with Potential Cause Discovering

Graph Neural Networks (GNNs) have gained considerable attention for their potential in addressing challenges posed by complex graph-structured data in diverse domains. However, accurately annotating graph data for training is difficult due to the inherent complexity and interconnectedness of graphs. To tackle this issue, we propose a novel graph representation learning method that enables GNN models to effectively learn discriminative information even in the presence of noisy labels within the context of Partially Labeled Learning (PLL). PLL is a critical weakly supervised learning problem, where each training instance is associated with a set of candidate labels, including both the true label and additional noisy labels. Our approach leverages potential cause extraction to obtain graph data that exhibit a higher likelihood of possessing a causal relationship with the labels. By incorporating auxiliary training based on the extracted graph data, our model can effectively filter out the noise contained in the labels. We support the rationale behind our approach with a series of theoretical analyses. Moreover, we conduct extensive evaluations and ablation studies on multiple datasets, demonstrating the superiority of our proposed method.

BayesPrompt: Prompting Large-Scale Pre-Trained Language Models on Few-shot Inference via Debiased Domain Abstraction

As a novel and effective fine-tuning paradigm based on large-scale pre-trained language models (PLMs), prompt-tuning aims to reduce the gap between downstream tasks and pre-training objectives. While prompt-tuning has yielded continuous advancements in various tasks, such an approach still remains a persistent defect: prompt-tuning methods fail to generalize to specific few-shot patterns. From the perspective of distribution analyses, we disclose that the intrinsic issues behind the phenomenon are the over-multitudinous conceptual knowledge contained in PLMs and the abridged knowledge for target downstream domains, which jointly result in that PLMs mis-locate the knowledge distributions corresponding to the target domains in the universal knowledge embedding space. To this end, we intuitively explore to approximate the unabridged target domains of downstream tasks in a debiased manner, and then abstract such domains to generate discriminative prompts, thereby providing the de-ambiguous guidance for PLMs. Guided by such an intuition, we propose a simple yet effective approach, namely BayesPrompt, to learn prompts that contain the domain discriminative information against the interference from domain-irrelevant knowledge. BayesPrompt primitively leverages known distributions to approximate the debiased factual distributions of target domains and further uniformly samples certain representative features from the approximated distributions to generate the ultimate prompts for PLMs. We provide theoretical insights with the connection to domain adaptation. Empirically, our method achieves state-of-the-art performance on benchmarks.

T2MAC: Targeted and Trusted Multi-Agent Communication through Selective Engagement and Evidence-Driven Integration

Communication stands as a potent mechanism to harmonize the behaviors of multiple agents. However, existing works primarily concentrate on broadcast communication, which not only lacks practicality, but also leads to information redundancy. This surplus, one-fits-all information could adversely impact the communication efficiency. Furthermore, existing works often resort to basic mechanisms to integrate observed and received information, impairing the learning process. To tackle these difficulties, we propose Targeted and Trusted Multi-Agent Communication (T2MAC), a straightforward yet effective method that enables agents to learn selective engagement and evidence-driven integration. With T2MAC, agents have the capability to craft individualized messages, pinpoint ideal communication windows, and engage with reliable partners, thereby refining communication efficiency. Following the reception of messages, the agents integrate information observed and received from different sources at an evidence level. This process enables agents to collectively use evidence garnered from multiple perspectives, fostering trusted and cooperative behaviors. We evaluate our method on a diverse set of cooperative multi-agent tasks, with varying difficulties, involving different scales and ranging from Hallway, MPE to SMAC. The experiments indicate that the proposed model not only surpasses the state-of-the-art methods in terms of cooperative performance and communication efficiency, but also exhibits impressive generalization.

Hierarchical Topology Isomorphism Expertise Embedded Graph Contrastive Learning

Graph contrastive learning (GCL) aims to align the positive features while differentiating the negative features in the latent space by minimizing a pair-wise contrastive loss. As the embodiment of an outstanding discriminative unsupervised graph representation learning approach, GCL achieves impressive successes in various graph benchmarks. However, such an approach falls short of recognizing the topology isomorphism of graphs, resulting in that graphs with relatively homogeneous node features cannot be sufficiently discriminated. By revisiting classic graph topology recognition works, we disclose that the corresponding expertise intuitively complements GCL methods. To this end, we propose a novel hierarchical topology isomorphism expertise embedded graph contrastive learning, which introduces knowledge distillations to empower GCL models to learn the hierarchical topology isomorphism expertise, including the graph-tier and subgraph-tier. On top of this, the proposed method holds the feature of plug-and-play, and we empirically demonstrate that the proposed method is universal to multiple state-of-the-art GCL models. The solid theoretical analyses are further provided to prove that compared with conventional GCL methods, our method acquires the tighter upper bound of Bayes classification error. We conduct extensive experiments on real-world benchmarks to exhibit the performance superiority of our method over candidate GCL methods, e.g., for the real-world graph representation learning experiments, the proposed method beats the state-of-the-art method by 0.23% on unsupervised representation learning setting, 0.43% on transfer learning setting. Our code is available at https://github.com/jyf123/HTML.