Phoneme-aware Encoding for Prefix-tree-based Contextual ASR

In speech recognition applications, it is important to recognize context-specific rare words, such as proper nouns. Tree-constrained Pointer Generator (TCPGen) has shown promise for this purpose, which efficiently biases such words with a prefix tree. While the original TCPGen relies on grapheme-based encoding, we propose extending it with phoneme-aware encoding to better recognize words of unusual pronunciations. As TCPGen handles biasing words as subword units, we propose obtaining subword-level phoneme-aware encoding by using alignment between phonemes and subwords. Furthermore, we propose injecting phoneme-level predictions from CTC into queries of TCPGen so that the model better interprets the phoneme-aware encodings. We conducted ASR experiments with TCPGen for RNN transducer. We observed that proposed phoneme-aware encoding outperformed ordinary grapheme-based encoding on both the English LibriSpeech and Japanese CSJ datasets, demonstrating the robustness of our approach across linguistically diverse languages.

UniverSLU: Universal Spoken Language Understanding for Diverse Classification and Sequence Generation Tasks with a Single Network

Recent studies have demonstrated promising outcomes by employing large language models with multi-tasking capabilities. They utilize prompts to guide the model's behavior and surpass performance of task-specific models. Motivated by this, we ask: can we build a single model that jointly perform various spoken language understanding (SLU) tasks? To address this, we utilize pre-trained automatic speech recognition (ASR) models and employ various task and dataset specifiers as discrete prompts. We demonstrate efficacy of our single multi-task learning (MTL) model "UniverSLU" for 12 different speech classification and sequence generation tasks across 17 datasets and 9 languages. Results show that UniverSLU achieves competitive performance and even surpasses task-specific models. We also conduct preliminary investigations into enabling human-interpretable natural phrases instead of task specifiers as discrete prompts and test the model's generalization capabilities to new paraphrases.

Decoder-only Architecture for Speech Recognition with CTC Prompts and Text Data Augmentation

Collecting audio-text pairs is expensive; however, it is much easier to access text-only data. Unless using shallow fusion, end-to-end automatic speech recognition (ASR) models require architecture modifications or additional training schemes to use text-only data. Inspired by recent advances in decoder-only language models (LMs), such as GPT-3 and PaLM adopted for speech-processing tasks, we propose using a decoder-only architecture for ASR with simple text augmentation. To provide audio information, encoder features compressed by CTC prediction are used as prompts for the decoder, which can be regarded as refining CTC prediction using the decoder-only model. Because the decoder architecture is the same as an autoregressive LM, it is simple to enhance the model by leveraging external text data with LM training. An experimental comparison using LibriSpeech and Switchboard shows that our proposed models with text augmentation training reduced word error rates from ordinary CTC by 0.3% and 1.4% on LibriSpeech test-clean and testother set, respectively, and 2.9% and 5.0% on Switchboard and CallHome. The proposed model had advantage on computational efficiency compared with conventional encoder-decoder ASR models with a similar parameter setup, and outperformed them on the LibriSpeech 100h and Switchboard training scenarios.

Integration of Frame- and Label-synchronous Beam Search for Streaming Encoder-decoder Speech Recognition

Although frame-based models, such as CTC and transducers, have an affinity for streaming automatic speech recognition, their decoding uses no future knowledge, which could lead to incorrect pruning. Conversely, label-based attention encoder-decoder mitigates this issue using soft attention to the input, while it tends to overestimate labels biased towards its training domain, unlike CTC. We exploit these complementary attributes and propose to integrate the frame- and label-synchronous (F-/L-Sync) decoding alternately performed within a single beam-search scheme. F-Sync decoding leads the decoding for block-wise processing, while L-Sync decoding provides the prioritized hypotheses using look-ahead future frames within a block. We maintain the hypotheses from both decoding methods to perform effective pruning. Experiments demonstrate that the proposed search algorithm achieves lower error rates compared to the other search methods, while being robust against out-of-domain situations.

Integrating Pretrained ASR and LM to Perform Sequence Generation for Spoken Language Understanding

There has been an increased interest in the integration of pretrained speech recognition (ASR) and language models (LM) into the SLU framework. However, prior methods often struggle with a vocabulary mismatch between pretrained models, and LM cannot be directly utilized as they diverge from its NLU formulation. In this study, we propose a three-pass end-to-end (E2E) SLU system that effectively integrates ASR and LM subnetworks into the SLU formulation for sequence generation tasks. In the first pass, our architecture predicts ASR transcripts using the ASR subnetwork. This is followed by the LM subnetwork, which makes an initial SLU prediction. Finally, in the third pass, the deliberation subnetwork conditions on representations from the ASR and LM subnetworks to make the final prediction. Our proposed three-pass SLU system shows improved performance over cascaded and E2E SLU models on two benchmark SLU datasets, SLURP and SLUE, especially on acoustically challenging utterances.

Tensor decomposition for minimization of E2E SLU model toward on-device processing

Spoken Language Understanding (SLU) is a critical speech recognition application and is often deployed on edge devices. Consequently, on-device processing plays a significant role in the practical implementation of SLU. This paper focuses on the end-to-end (E2E) SLU model due to its small latency property, unlike a cascade system, and aims to minimize the computational cost. We reduce the model size by applying tensor decomposition to the Conformer and E-Branchformer architectures used in our E2E SLU models. We propose to apply singular value decomposition to linear layers and the Tucker decomposition to convolution layers, respectively. We also compare COMP/PARFAC decomposition and Tensor-Train decomposition to the Tucker decomposition. Since the E2E model is represented by a single neural network, our tensor decomposition can flexibly control the number of parameters without changing feature dimensions. On the STOP dataset, we achieved 70.9% exact match accuracy under the tight constraint of only 15 million parameters.

The Pipeline System of ASR and NLU with MLM-based Data Augmentation toward STOP Low-resource Challenge

This paper describes our system for the low-resource domain adaptation track (Track 3) in Spoken Language Understanding Grand Challenge, which is a part of ICASSP Signal Processing Grand Challenge 2023. In the track, we adopt a pipeline approach of ASR and NLU. For ASR, we fine-tune Whisper for each domain with upsampling. For NLU, we fine-tune BART on all the Track3 data and then on low-resource domain data. We apply masked LM (MLM) -based data augmentation, where some of input tokens and corresponding target labels are replaced using MLM. We also apply a retrieval-based approach, where model input is augmented with similar training samples. As a result, we achieved exact match (EM) accuracy 63.3/75.0 (average: 69.15) for reminder/weather domain, and won the 1st place at the challenge.

A Study on the Integration of Pipeline and E2E SLU systems for Spoken Semantic Parsing toward STOP Quality Challenge

Recently there have been efforts to introduce new benchmark tasks for spoken language understanding (SLU), like semantic parsing. In this paper, we describe our proposed spoken semantic parsing system for the quality track (Track 1) in Spoken Language Understanding Grand Challenge which is part of ICASSP Signal Processing Grand Challenge 2023. We experiment with both end-to-end and pipeline systems for this task. Strong automatic speech recognition (ASR) models like Whisper and pretrained Language models (LM) like BART are utilized inside our SLU framework to boost performance. We also investigate the output level combination of various models to get an exact match accuracy of 80.8, which won the 1st place at the challenge.