Reproducibility, Replicability, and Insights into Visual Document Retrieval with Late Interaction

Visual Document Retrieval (VDR) is an emerging research area that focuses on encoding and retrieving document images directly, bypassing the dependence on Optical Character Recognition (OCR) for document search. A recent advance in VDR was introduced by ColPali, which significantly improved retrieval effectiveness through a late interaction mechanism. ColPali's approach demonstrated substantial performance gains over existing baselines that do not use late interaction on an established benchmark. In this study, we investigate the reproducibility and replicability of VDR methods with and without late interaction mechanisms by systematically evaluating their performance across multiple pre-trained vision-language models. Our findings confirm that late interaction yields considerable improvements in retrieval effectiveness; however, it also introduces computational inefficiencies during inference. Additionally, we examine the adaptability of VDR models to textual inputs and assess their robustness across text-intensive datasets within the proposed benchmark, particularly when scaling the indexing mechanism. Furthermore, our research investigates the specific contributions of late interaction by looking into query-patch matching in the context of visual document retrieval. We find that although query tokens cannot explicitly match image patches as in the text retrieval scenario, they tend to match the patch contains visually similar tokens or their surrounding patches.

Why Uncertainty Estimation Methods Fall Short in RAG: An Axiomatic Analysis

Large Language Models (LLMs) are valued for their strong performance across various tasks, but they also produce inaccurate or misleading outputs. Uncertainty Estimation (UE) quantifies the model's confidence and helps users assess response reliability. However, existing UE methods have not been thoroughly examined in scenarios like Retrieval-Augmented Generation (RAG), where the input prompt includes non-parametric knowledge. This paper shows that current UE methods cannot reliably assess correctness in the RAG setting. We further propose an axiomatic framework to identify deficiencies in existing methods and guide the development of improved approaches. Our framework introduces five constraints that an effective UE method should meet after incorporating retrieved documents into the LLM's prompt. Experimental results reveal that no existing UE method fully satisfies all the axioms, explaining their suboptimal performance in RAG. We further introduce a simple yet effective calibration function based on our framework, which not only satisfies more axioms than baseline methods but also improves the correlation between uncertainty estimates and correctness.

Leveraging Decoder Architectures for Learned Sparse Retrieval

Learned Sparse Retrieval (LSR) has traditionally focused on small-scale encoder-only transformer architectures. With the advent of large-scale pre-trained language models, their capability to generate sparse representations for retrieval tasks across different transformer-based architectures, including encoder-only, decoder-only, and encoder-decoder models, remains largely unexplored. This study investigates the effectiveness of LSR across these architectures, exploring various sparse representation heads and model scales. Our results highlight the limitations of using large language models to create effective sparse representations in zero-shot settings, identifying challenges such as inappropriate term expansions and reduced performance due to the lack of expansion. We find that the encoder-decoder architecture with multi-tokens decoding approach achieves the best performance among the three backbones. While the decoder-only model performs worse than the encoder-only model, it demonstrates the potential to outperform when scaled to a high number of parameters.

Unsupervised Corpus Poisoning Attacks in Continuous Space for Dense Retrieval

This paper concerns corpus poisoning attacks in dense information retrieval, where an adversary attempts to compromise the ranking performance of a search algorithm by injecting a small number of maliciously generated documents into the corpus. Our work addresses two limitations in the current literature. First, attacks that perform adversarial gradient-based word substitution search do so in the discrete lexical space, while retrieval itself happens in the continuous embedding space. We thus propose an optimization method that operates in the embedding space directly. Specifically, we train a perturbation model with the objective of maintaining the geometric distance between the original and adversarial document embeddings, while also maximizing the token-level dissimilarity between the original and adversarial documents. Second, it is common for related work to have a strong assumption that the adversary has prior knowledge about the queries. In this paper, we focus on a more challenging variant of the problem where the adversary assumes no prior knowledge about the query distribution (hence, unsupervised). Our core contribution is an adversarial corpus attack that is fast and effective. We present comprehensive experimental results on both in- and out-of-domain datasets, focusing on two related tasks: a top-1 attack and a corpus poisoning attack. We consider attacks under both a white-box and a black-box setting. Notably, our method can generate successful adversarial examples in under two minutes per target document; four times faster compared to the fastest gradient-based word substitution methods in the literature with the same hardware. Furthermore, our adversarial generation method generates text that is more likely to occur under the distribution of natural text (low perplexity), and is therefore more difficult to detect.

Agent-centric Information Access

As large language models (LLMs) become more specialized, we envision a future where millions of expert LLMs exist, each trained on proprietary data and excelling in specific domains. In such a system, answering a query requires selecting a small subset of relevant models, querying them efficiently, and synthesizing their responses. This paper introduces a framework for agent-centric information access, where LLMs function as knowledge agents that are dynamically ranked and queried based on their demonstrated expertise. Unlike traditional document retrieval, this approach requires inferring expertise on the fly, rather than relying on static metadata or predefined model descriptions. This shift introduces several challenges, including efficient expert selection, cost-effective querying, response aggregation across multiple models, and robustness against adversarial manipulation. To address these issues, we propose a scalable evaluation framework that leverages retrieval-augmented generation and clustering techniques to construct and assess thousands of specialized models, with the potential to scale toward millions.

PSCon: Toward Conversational Product Search

Conversational Product Search (CPS) is confined to simulated conversations due to the lack of real-world CPS datasets that reflect human-like language. Additionally, current conversational datasets are limited to support cross-market and multi-lingual usage. In this paper, we introduce a new CPS data collection protocol and present PSCon, a novel CPS dataset designed to assist product search via human-like conversations. The dataset is constructed using a coached human-to-human data collection protocol and supports two languages and dual markets. Also, the dataset enables thorough exploration of six subtasks of CPS: user intent detection, keyword extraction, system action prediction, question selection, item ranking, and response generation. Furthermore, we also offer an analysis of the dataset and propose a benchmark model on the proposed CPS dataset.

Constructing Set-Compositional and Negated Representations for First-Stage Ranking

Set compositional and negated queries are crucial for expressing complex information needs and enable the discovery of niche items like Books about non-European monarchs. Despite the recent advances in LLMs, first-stage ranking remains challenging due to the requirement of encoding documents and queries independently from each other. This limitation calls for constructing compositional query representations that encapsulate logical operations or negations, and can be used to match relevant documents effectively. In the first part of this work, we explore constructing such representations in a zero-shot setting using vector operations between lexically grounded Learned Sparse Retrieval (LSR) representations. Specifically, we introduce Disentangled Negation that penalizes only the negated parts of a query, and a Combined Pseudo-Term approach that enhances LSRs ability to handle intersections. We find that our zero-shot approach is competitive and often outperforms retrievers fine-tuned on compositional data, highlighting certain limitations of LSR and Dense Retrievers. Finally, we address some of these limitations and improve LSRs representation power for negation, by allowing them to attribute negative term scores and effectively penalize documents containing the negated terms.

Reproducing HotFlip for Corpus Poisoning Attacks in Dense Retrieval

HotFlip is a topical gradient-based word substitution method for attacking language models. Recently, this method has been further applied to attack retrieval systems by generating malicious passages that are injected into a corpus, i.e., corpus poisoning. However, HotFlip is known to be computationally inefficient, with the majority of time being spent on gradient accumulation for each query-passage pair during the adversarial token generation phase, making it impossible to generate an adequate number of adversarial passages in a reasonable amount of time. Moreover, the attack method itself assumes access to a set of user queries, a strong assumption that does not correspond to how real-world adversarial attacks are usually performed. In this paper, we first significantly boost the efficiency of HotFlip, reducing the adversarial generation process from 4 hours per document to only 15 minutes, using the same hardware. We further contribute experiments and analysis on two additional tasks: (1) transfer-based black-box attacks, and (2) query-agnostic attacks. Whenever possible, we provide comparisons between the original method and our improved version. Our experiments demonstrate that HotFlip can effectively attack a variety of dense retrievers, with an observed trend that its attack performance diminishes against more advanced and recent methods. Interestingly, we observe that while HotFlip performs poorly in a black-box setting, indicating limited capacity for generalization, in query-agnostic scenarios its performance is correlated to the volume of injected adversarial passages.

Gradient Weight-normalized Low-rank Projection for Efficient LLM Training

Large Language Models (LLMs) have shown remarkable performance across various tasks, but the escalating demands on computational resources pose significant challenges, particularly in the extensive utilization of full fine-tuning for downstream tasks. To address this, parameter-efficient fine-tuning (PEFT) methods have been developed, but they often underperform compared to full fine-tuning and struggle with memory efficiency. In this work, we introduce Gradient Weight-Normalized Low-Rank Projection (GradNormLoRP), a novel approach that enhances both parameter and memory efficiency while maintaining comparable performance to full fine-tuning. GradNormLoRP normalizes the weight matrix to improve gradient conditioning, facilitating better convergence during optimization. Additionally, it applies low-rank approximations to the weight and gradient matrices, significantly reducing memory usage during training. Extensive experiments demonstrate that our 8-bit GradNormLoRP reduces optimizer memory usage by up to 89.5% and enables the pre-training of large LLMs, such as LLaMA 7B, on consumer-level GPUs like the NVIDIA RTX 4090, without additional inference costs. Moreover, GradNormLoRP outperforms existing low-rank methods in fine-tuning tasks. For instance, when fine-tuning the RoBERTa model on all GLUE tasks with a rank of 8, GradNormLoRP achieves an average score of 80.65, surpassing LoRA's score of 79.23. These results underscore GradNormLoRP as a promising alternative for efficient LLM pre-training and fine-tuning. Source code and Appendix: https://github.com/Jhhuangkay/Gradient-Weight-normalized-Low-rank-Projection-for-Efficient-LLM-Training

Knowledge-Enhanced Conversational Recommendation via Transformer-based Sequential Modelling

In conversational recommender systems (CRSs), conversations usually involve a set of items and item-related entities or attributes, e.g., director is a related entity of a movie. These items and item-related entities are often mentioned along the development of a dialog, leading to potential sequential dependencies among them. However, most of existing CRSs neglect these potential sequential dependencies. In this article, we first propose a Transformer-based sequential conversational recommendation method, named TSCR, to model the sequential dependencies in the conversations to improve CRS. In TSCR, we represent conversations by items and the item-related entities, and construct user sequences to discover user preferences by considering both the mentioned items and item-related entities. Based on the constructed sequences, we deploy a Cloze task to predict the recommended items along a sequence. Meanwhile, in certain domains, knowledge graphs formed by the items and their related entities are readily available, which provide various different kinds of associations among them. Given that TSCR does not benefit from such knowledge graphs, we then propose a knowledge graph enhanced version of TSCR, called TSCRKG. In specific, we leverage the knowledge graph to offline initialize our model TSCRKG, and augment the user sequence of conversations (i.e., sequence of the mentioned items and item-related entities in the conversation) with multi-hop paths in the knowledge graph. Experimental results demonstrate that our TSCR model significantly outperforms state-of-the-art baselines, and the enhanced version TSCRKG further improves recommendation performance on top of TSCR.