School of Statistics and Data Science, Southwestern University of Finance and Economics
Abstract:LLM benchmark scores can be precise even when the observation protocol does not identify the behavioral property they are intended to measure. In a controlled, solver-grounded setting, we formalize a protocol-level identifiability audit over a finite behavioral policy class: given policies H, observation support O, and estimand $τ$, we test whether O separates every pair with different $τ$. The audit requires zero model calls and resolves our diagnostic case: base-only observation collapses seven frozen deterministic policies into one equivalence class; full support yields seven classes and no cross-estimand collisions; every leave-one-out support retains a constructive collision witness. Empirically, both constrained-generation variants have pair-validity 1.0, yet base accuracy and selective-response fidelity diverge - 0.620 versus 0.324 across six balanced oracle-transition directions (cluster-bootstrap 95% CI [0.600, 0.642] vs. [0.304, 0.345]) - and the gap recurs on a second deterministic source (0.646 vs. 0.331). The audit also synthesizes a minimum identifying support $O^*$ for the frozen policy class: two cells instead of the full 36-cell tensor. This case shows how evaluation-design validity can be checked structurally before model inference and why base correctness does not determine intervention-response fidelity.
Abstract:Knowledge Tracing (KT) is important for personalized education but traditionally suffers from two key limitations: a reliance on shallow ID-based representations that neglect semantic depth and a restriction to single-granularity mastery estimation that overlooks hierarchical knowledge dependencies. To address these challenges, we propose MOSAIC (Multi-granularity Online Semantic AI for Collaborative Knowledge), a novel framework that orchestrates LLM-driven semantic alignment with sequential modeling. Unlike methods that use LLMs solely as predictors, MOSAIC leverages a frozen LLM to generate dynamic, context-aware embeddings and hierarchical prediction prompts, explicitly capturing collaborative signals and peer interactions. Furthermore, we introduce a cross-granularity consistency objective that jointly regularizes mastery estimation across concept, topic-cluster, and global proficiency levels. Extensive experiments on ASSISTments, EdNet, and a newly collected large-scale MOOC dataset demonstrate that MOSAIC establishes new state-of-the-art results. Specifically, our method achieves AUC improvements of up to 3.4\% and Accuracy gains of up to 2.5 \% across all benchmarks. Notably, MOSAIC exhibits superior robustness in collaboration-rich environments and long-sequence scenarios (AUC 0.862 on MOOC), offering both high predictive precision and semantically grounded interpretability.
Abstract:Traffic forecasting requires modeling complex temporal dynamics and long-range spatial dependencies over large sensor networks. Existing methods typically face a trade-off between expressiveness and efficiency: Transformer-based models capture global dependencies well but suffer from quadratic complexity, while recent selective state-space models are computationally efficient yet less effective at modeling spatial interactions in graph-structured traffic data. We propose FAST, a unified framework that combines attention and state-space modeling for scalable spatiotemporal traffic forecasting. FAST adopts a Temporal-Spatial-Temporal architecture, where temporal attention modules capture both short- and long-term temporal patterns, and a Mamba-based spatial module models long-range inter-sensor dependencies with linear complexity. To better represent heterogeneous traffic contexts, FAST further introduces a learnable multi-source spatiotemporal embedding that integrates historical traffic flow, temporal context, and node-level information, together with a multi-level skip prediction mechanism for hierarchical feature fusion. Experiments on PeMS04, PeMS07, and PeMS08 show that FAST consistently outperforms strong baselines from Transformer-, GNN-, attention-, and Mamba-based families. In particular, FAST achieves the best MAE and RMSE on all three benchmarks, with up to 4.3\% lower RMSE and 2.8\% lower MAE than the strongest baseline, demonstrating a favorable balance between accuracy, scalability, and generalization.