The Information of Large Language Model Geometry

This paper investigates the information encoded in the embeddings of large language models (LLMs). We conduct simulations to analyze the representation entropy and discover a power law relationship with model sizes. Building upon this observation, we propose a theory based on (conditional) entropy to elucidate the scaling law phenomenon. Furthermore, we delve into the auto-regressive structure of LLMs and examine the relationship between the last token and previous context tokens using information theory and regression techniques. Specifically, we establish a theoretical connection between the information gain of new tokens and ridge regression. Additionally, we explore the effectiveness of Lasso regression in selecting meaningful tokens, which sometimes outperforms the closely related attention weights. Finally, we conduct controlled experiments, and find that information is distributed across tokens, rather than being concentrated in specific "meaningful" tokens alone.

Large Language Model Evaluation via Matrix Entropy

Large language models (LLMs) have revolutionized the field of natural language processing, extending their strong capabilities into multi-modal domains. Thus, it is vital to define proper and diversified metrics for the evaluation of LLMs. In this paper, we introduce matrix entropy, a novel metric rooted in information theory and geometry principles to quantify the data compression proficiency in LLMs. It reflects the model's ability to extract relevant information and eliminate unnecessary elements, thereby providing insight into the language model's intrinsic capability. Specifically, we demonstrate its applicability in both single-modal (language) and multi-modal settings. For language models, our findings reveal that the matrix entropy of representations follows a scaling law type reduction when the model scales up, serving as a complement to the traditional loss scaling law. For the multi-modal setting, we also propose an evaluation method based on matrix entropy for assessing alignment quality and we find that modern large multi-modal models exhibit great alignment performance.

Understanding Grokking Through A Robustness Viewpoint

Recently, an unusual phenomenon called grokking has gained much attention, where sometimes a neural network generalizes long after it perfectly fits the training data. We try to understand this seemingly strange phenomenon using the robustness of the neural network. Using a robustness viewpoint, we show that the popular $l_2$ weight norm (metric) of the neural network is actually a sufficient condition for grokking. As we also empirically find that $l_2$ norm correlates with grokking on the test data not in a timely way, we propose new metrics based on robustness and information theory and find that our new metrics correlate well with the grokking phenomenon. Based on the previous observations, we propose methods to speed up the generalization process. In addition, we examine the standard training process on modulo addition dataset and find that it hardly learns other basic group operations before grokking, including the commutative law. Interestingly, the speed up of generalization when using our proposed method can be partially explained by learning the commutative law, a necessary condition when the model groks on test dataset.

OTMatch: Improving Semi-Supervised Learning with Optimal Transport

Semi-supervised learning has made remarkable strides by effectively utilizing a limited amount of labeled data while capitalizing on the abundant information present in unlabeled data. However, current algorithms often prioritize aligning image predictions with specific classes generated through self-training techniques, thereby neglecting the inherent relationships that exist within these classes. In this paper, we present a new approach called OTMatch, which leverages semantic relationships among classes by employing an optimal transport loss function. By utilizing optimal transport, our proposed method consistently outperforms established state-of-the-art methods. Notably, we observed a substantial improvement of a certain percentage in accuracy compared to the current state-of-the-art method, FreeMatch. OTMatch achieves 3.18%, 3.46%, and 1.28% error rate reduction over FreeMatch on CIFAR-10 with 1 label per class, STL-10 with 4 labels per class, and ImageNet with 100 labels per class, respectively. This demonstrates the effectiveness and superiority of our approach in harnessing semantic relationships to enhance learning performance in a semi-supervised setting.

Information Flow in Self-Supervised Learning

In this paper, we provide a comprehensive toolbox for understanding and enhancing self-supervised learning (SSL) methods through the lens of matrix information theory. Specifically, by leveraging the principles of matrix mutual information and joint entropy, we offer a unified analysis for both contrastive and feature decorrelation based methods. Furthermore, we propose the matrix variational masked auto-encoder (M-MAE) method, grounded in matrix information theory, as an enhancement to masked image modeling. The empirical evaluations underscore the effectiveness of M-MAE compared with the state-of-the-art methods, including a 3.9% improvement in linear probing ViT-Base, and a 1% improvement in fine-tuning ViT-Large, both on ImageNet.

Kernel-SSL: Kernel KL Divergence for Self-Supervised Learning

Contrastive learning usually compares one positive anchor sample with lots of negative samples to perform Self-Supervised Learning (SSL). Alternatively, non-contrastive learning, as exemplified by methods like BYOL, SimSiam, and Barlow Twins, accomplishes SSL without the explicit use of negative samples. Inspired by the existing analysis for contrastive learning, we provide a reproducing kernel Hilbert space (RKHS) understanding of many existing non-contrastive learning methods. Subsequently, we propose a novel loss function, Kernel-SSL, which directly optimizes the mean embedding and the covariance operator within the RKHS. In experiments, our method Kernel-SSL outperforms state-of-the-art methods by a large margin on ImageNet datasets under the linear evaluation settings. Specifically, when performing 100 epochs pre-training, our method outperforms SimCLR by 4.6%.

RelationMatch: Matching In-batch Relationships for Semi-supervised Learning

Semi-supervised learning has achieved notable success by leveraging very few labeled data and exploiting the wealth of information derived from unlabeled data. However, existing algorithms usually focus on aligning predictions on paired data points augmented from an identical source, and overlook the inter-point relationships within each batch. This paper introduces a novel method, RelationMatch, which exploits in-batch relationships with a matrix cross-entropy (MCE) loss function. Through the application of MCE, our proposed method consistently surpasses the performance of established state-of-the-art methods, such as FixMatch and FlexMatch, across a variety of vision datasets. Notably, we observed a substantial enhancement of 15.21% in accuracy over FlexMatch on the STL-10 dataset using only 40 labels. Moreover, we apply MCE to supervised learning scenarios, and observe consistent improvements as well.

SEAL: Simultaneous Label Hierarchy Exploration And Learning

Label hierarchy is an important source of external knowledge that can enhance classification performance. However, most existing methods rely on predefined label hierarchies that may not match the data distribution. To address this issue, we propose Simultaneous label hierarchy Exploration And Learning (SEAL), a new framework that explores the label hierarchy by augmenting the observed labels with latent labels that follow a prior hierarchical structure. Our approach uses a 1-Wasserstein metric over the tree metric space as an objective function, which enables us to simultaneously learn a data-driven label hierarchy and perform (semi-)supervised learning. We evaluate our method on several datasets and show that it achieves superior results in both supervised and semi-supervised scenarios and reveals insightful label structures. Our implementation is available at https://github.com/tzq1999/SEAL.

Contrastive Learning Is Spectral Clustering On Similarity Graph

Contrastive learning is a powerful self-supervised learning method, but we have a limited theoretical understanding of how it works and why it works. In this paper, we prove that contrastive learning with the standard InfoNCE loss is equivalent to spectral clustering on the similarity graph. Using this equivalence as the building block, we extend our analysis to the CLIP model and rigorously characterize how similar multi-modal objects are embedded together. Motivated by our theoretical insights, we introduce the kernel mixture loss, incorporating novel kernel functions that outperform the standard Gaussian kernel on several vision datasets.