Dense Retrievers Can Fail on Simple Queries: Revealing The Granularity Dilemma of Embeddings

This work focuses on an observed limitation of text encoders: embeddings may not be able to recognize fine-grained entities or events within the semantics, resulting in failed dense retrieval on even simple cases. To examine such behaviors, we first introduce a new evaluation dataset in Chinese, named CapRetrieval, whose passages are image captions, and queries are phrases inquiring entities or events in various forms. Zero-shot evaluation suggests that encoders may fail on these fine-grained matching, regardless of training sources or model sizes. Aiming for enhancement, we proceed to finetune encoders with our proposed data generation strategies, which obtains the best performance on CapRetrieval. Within this process, we further identify an issue of granularity dilemma, a challenge for embeddings to express fine-grained salience while aligning with overall semantics. Our dataset, code and models in this work are publicly released at https://github.com/lxucs/CapRetrieval.

Identifying Factual Inconsistency in Summaries: Towards Effective Utilization of Large Language Model

Factual inconsistency poses a significant hurdle for the commercial deployment of abstractive summarizers. Under this Large Language Model (LLM) era, this work focuses around two important questions: what is the best way to leverage LLM for factual inconsistency detection, and how could we distill a smaller LLM with both high efficiency and efficacy? Three zero-shot paradigms are firstly proposed and evaluated across five diverse datasets: direct inference on the entire summary or each summary window; entity verification through question generation and answering. Experiments suggest that LLM itself is capable to resolve this task train-free under the proper paradigm design, surpassing strong trained baselines by 2.8% on average. To further promote practical utility, we then propose training strategies aimed at distilling smaller open-source LLM that learns to score the entire summary at once with high accuracy, which outperforms the zero-shot approaches by much larger LLM, serving as an effective and efficient ready-to-use scorer.

SIG: Speaker Identification in Literature via Prompt-Based Generation

Identifying speakers of quotations in narratives is an important task in literary analysis, with challenging scenarios including the out-of-domain inference for unseen speakers, and non-explicit cases where there are no speaker mentions in surrounding context. In this work, we propose a simple and effective approach SIG, a generation-based method that verbalizes the task and quotation input based on designed prompt templates, which also enables easy integration of other auxiliary tasks that further bolster the speaker identification performance. The prediction can either come from direct generation by the model, or be determined by the highest generation probability of each speaker candidate. Based on our approach design, SIG supports out-of-domain evaluation, and achieves open-world classification paradigm that is able to accept any forms of candidate input. We perform both cross-domain evaluation and in-domain evaluation on PDNC, the largest dataset of this task, where empirical results suggest that SIG outperforms previous baselines of complicated designs, as well as the zero-shot ChatGPT, especially excelling at those hard non-explicit scenarios by up to 17% improvement. Additional experiments on another dataset WP further corroborate the efficacy of SIG.