Unfairness Despite Awareness: Group-Fair Classification with Strategic Agents

The use of algorithmic decision making systems in domains which impact the financial, social, and political well-being of people has created a demand for these decision making systems to be "fair" under some accepted notion of equity. This demand has in turn inspired a large body of work focused on the development of fair learning algorithms which are then used in lieu of their conventional counterparts. Most analysis of such fair algorithms proceeds from the assumption that the people affected by the algorithmic decisions are represented as immutable feature vectors. However, strategic agents may possess both the ability and the incentive to manipulate this observed feature vector in order to attain a more favorable outcome. We explore the impact that strategic agent behavior could have on fair classifiers and derive conditions under which this behavior leads to fair classifiers becoming less fair than their conventional counterparts under the same measure of fairness that the fair classifier takes into account. These conditions are related to the the way in which the fair classifier remedies unfairness on the original unmanipulated data: fair classifiers which remedy unfairness by becoming more selective than their conventional counterparts are the ones that become less fair than their counterparts when agents are strategic. We further demonstrate that both the increased selectiveness of the fair classifier, and consequently the loss of fairness, arises when performing fair learning on domains in which the advantaged group is overrepresented in the region near (and on the beneficial side of) the decision boundary of conventional classifiers. Finally, we observe experimentally, using several datasets and learning methods, that this fairness reversal is common, and that our theoretical characterization of the fairness reversal conditions indeed holds in most such cases.

PROVES: Establishing Image Provenance using Semantic Signatures

Modern AI tools, such as generative adversarial networks, have transformed our ability to create and modify visual data with photorealistic results. However, one of the deleterious side-effects of these advances is the emergence of nefarious uses in manipulating information in visual data, such as through the use of deep fakes. We propose a novel architecture for preserving the provenance of semantic information in images to make them less susceptible to deep fake attacks. Our architecture includes semantic signing and verification steps. We apply this architecture to verifying two types of semantic information: individual identities (faces) and whether the photo was taken indoors or outdoors. Verification accounts for a collection of common image transformation, such as translation, scaling, cropping, and small rotations, and rejects adversarial transformations, such as adversarially perturbed or, in the case of face verification, swapped faces. Experiments demonstrate that in the case of provenance of faces in an image, our approach is robust to black-box adversarial transformations (which are rejected) as well as benign transformations (which are accepted), with few false negatives and false positives. Background verification, on the other hand, is susceptible to black-box adversarial examples, but becomes significantly more robust after adversarial training.

Computing an Optimal Pitching Strategy in a Baseball At-Bat

The field of quantitative analytics has transformed the world of sports over the last decade. To date, these analytic approaches are statistical at their core, characterizing what is and what was, while using this information to drive decisions about what to do in the future. However, as we often view team sports, such as soccer, hockey, and baseball, as pairwise win-lose encounters, it seems natural to model these as zero-sum games. We propose such a model for one important class of sports encounters: a baseball at-bat, which is a matchup between a pitcher and a batter. Specifically, we propose a novel model of this encounter as a zero-sum stochastic game, in which the goal of the batter is to get on base, an outcome the pitcher aims to prevent. The value of this game is the on-base percentage (i.e., the probability that the batter gets on base). In principle, this stochastic game can be solved using classical approaches. The main technical challenges lie in predicting the distribution of pitch locations as a function of pitcher intention, predicting the distribution of outcomes if the batter decides to swing at a pitch, and characterizing the level of patience of a particular batter. We address these challenges by proposing novel pitcher and batter representations as well as a novel deep neural network architecture for outcome prediction. Our experiments using Kaggle data from the 2015 to 2018 Major League Baseball seasons demonstrate the efficacy of the proposed approach.

Learning Generative Deception Strategies in Combinatorial Masking Games

Deception is a crucial tool in the cyberdefence repertoire, enabling defenders to leverage their informational advantage to reduce the likelihood of successful attacks. One way deception can be employed is through obscuring, or masking, some of the information about how systems are configured, increasing attacker's uncertainty about their targets. We present a novel game-theoretic model of the resulting defender-attacker interaction, where the defender chooses a subset of attributes to mask, while the attacker responds by choosing an exploit to execute. The strategies of both players have combinatorial structure with complex informational dependencies, and therefore even representing these strategies is not trivial. First, we show that the problem of computing an equilibrium of the resulting zero-sum defender-attacker game can be represented as a linear program with a combinatorial number of system configuration variables and constraints, and develop a constraint generation approach for solving this problem. Next, we present a novel highly scalable approach for approximately solving such games by representing the strategies of both players as neural networks. The key idea is to represent the defender's mixed strategy using a deep neural network generator, and then using alternating gradient-descent-ascent algorithm, analogous to the training of Generative Adversarial Networks. Our experiments, as well as a case study, demonstrate the efficacy of the proposed approach.

CROP: Certifying Robust Policies for Reinforcement Learning through Functional Smoothing

We present the first framework of Certifying Robust Policies for reinforcement learning (CROP) against adversarial state perturbations. We propose two particular types of robustness certification criteria: robustness of per-state actions and lower bound of cumulative rewards. Specifically, we develop a local smoothing algorithm which uses a policy derived from Q-functions smoothed with Gaussian noise over each encountered state to guarantee the robustness of actions taken along this trajectory. Next, we develop a global smoothing algorithm for certifying the robustness of a finite-horizon cumulative reward under adversarial state perturbations. Finally, we propose a local smoothing approach which makes use of adaptive search in order to obtain tight certification bounds for reward. We use the proposed RL robustness certification framework to evaluate six methods that have previously been shown to yield empirically robust RL, including adversarial training and several forms of regularization, on two representative Atari games. We show that RegPGD, RegCVX, and RadialRL achieve high certified robustness among these. Furthermore, we demonstrate that our certifications are often tight by evaluating these algorithms against adversarial attacks.

Altruism Design in Networked Public Goods Games

Many collective decision-making settings feature a strategic tension between agents acting out of individual self-interest and promoting a common good. These include wearing face masks during a pandemic, voting, and vaccination. Networked public goods games capture this tension, with networks encoding strategic interdependence among agents. Conventional models of public goods games posit solely individual self-interest as a motivation, even though altruistic motivations have long been known to play a significant role in agents' decisions. We introduce a novel extension of public goods games to account for altruistic motivations by adding a term in the utility function that incorporates the perceived benefits an agent obtains from the welfare of others, mediated by an altruism graph. Most importantly, we view altruism not as immutable, but rather as a lever for promoting the common good. Our central algorithmic question then revolves around the computational complexity of modifying the altruism network to achieve desired public goods game investment profiles. We first show that the problem can be solved using linear programming when a principal can fractionally modify the altruism network. While the problem becomes in general intractable if the principal's actions are all-or-nothing, we exhibit several tractable special cases.

FACESEC: A Fine-grained Robustness Evaluation Framework for Face Recognition Systems

We present FACESEC, a framework for fine-grained robustness evaluation of face recognition systems. FACESEC evaluation is performed along four dimensions of adversarial modeling: the nature of perturbation (e.g., pixel-level or face accessories), the attacker's system knowledge (about training data and learning architecture), goals (dodging or impersonation), and capability (tailored to individual inputs or across sets of these). We use FACESEC to study five face recognition systems in both closed-set and open-set settings, and to evaluate the state-of-the-art approach for defending against physically realizable attacks on these. We find that accurate knowledge of neural architecture is significantly more important than knowledge of the training data in black-box attacks. Moreover, we observe that open-set face recognition systems are more vulnerable than closed-set systems under different types of attacks. The efficacy of attacks for other threat model variations, however, appears highly dependent on both the nature of perturbation and the neural network architecture. For example, attacks that involve adversarial face masks are usually more potent, even against adversarially trained models, and the ArcFace architecture tends to be more robust than the others.

Re-identification of Individuals in Genomic Datasets Using Public Face Images

DNA sequencing is becoming increasingly commonplace, both in medical and direct-to-consumer settings. To promote discovery, collected genomic data is often de-identified and shared, either in public repositories, such as OpenSNP, or with researchers through access-controlled repositories. However, recent studies have suggested that genomic data can be effectively matched to high-resolution three-dimensional face images, which raises a concern that the increasingly ubiquitous public face images can be linked to shared genomic data, thereby re-identifying individuals in the genomic data. While these investigations illustrate the possibility of such an attack, they assume that those performing the linkage have access to extremely well-curated data. Given that this is unlikely to be the case in practice, it calls into question the pragmatic nature of the attack. As such, we systematically study this re-identification risk from two perspectives: first, we investigate how successful such linkage attacks can be when real face images are used, and second, we consider how we can empower individuals to have better control over the associated re-identification risk. We observe that the true risk of re-identification is likely substantially smaller for most individuals than prior literature suggests. In addition, we demonstrate that the addition of a small amount of carefully crafted noise to images can enable a controlled trade-off between re-identification success and the quality of shared images, with risk typically significantly lowered even with noise that is imperceptible to humans.

Finding Physical Adversarial Examples for Autonomous Driving with Fast and Differentiable Image Compositing

There is considerable evidence that deep neural networks are vulnerable to adversarial perturbations applied directly to their digital inputs. However, it remains an open question whether this translates to vulnerabilities in real-world systems. Specifically, in the context of image inputs to autonomous driving systems, an attack can be achieved only by modifying the physical environment, so as to ensure that the resulting stream of video inputs to the car's controller leads to incorrect driving decisions. Inducing this effect on the video inputs indirectly through the environment requires accounting for system dynamics and tracking viewpoint changes. We propose a scalable and efficient approach for finding adversarial physical modifications, using a differentiable approximation for the mapping from environmental modifications-namely, rectangles drawn on the road-to the corresponding video inputs to the controller network. Given the color, location, position, and orientation parameters of the rectangles, our mapping composites them onto pre-recorded video streams of the original environment. Our mapping accounts for geometric and color variations, is differentiable with respect to rectangle parameters, and uses multiple original video streams obtained by varying the driving trajectory. When combined with a neural network-based controller, our approach allows the design of adversarial modifications through end-to-end gradient-based optimization. We evaluate our approach using the Carla autonomous driving simulator, and show that it is significantly more scalable and far more effective at generating attacks than a prior black-box approach based on Bayesian Optimization.

Optimizing Graph Structure for Targeted Diffusion

The problem of diffusion control on networks has been extensively studied, with applications ranging from marketing to cybersecurity. However, in many applications, such as targeted vulnerability assessment or clinical therapies, one aspires to affect a targeted subset of a network, while limiting the impact on the rest. We present a novel model in which the principal aim is to optimize graph structure to affect such targeted diffusion. We present an algorithmic approach for solving this problem at scale, using a gradient-based approach that leverages Rayleigh quotients and pseudospectrum theory. In addition, we present a condition for certifying a targeted subgraph as immune to targeted diffusion. Finally, we demonstrate the effectiveness of our approach through extensive experiments on real and synthetic networks.