Mirroring Users: Towards Building Preference-aligned User Simulator with User Feedback in Recommendation

User simulation is increasingly vital to develop and evaluate recommender systems (RSs). While Large Language Models (LLMs) offer promising avenues to simulate user behavior, they often struggle with the absence of specific domain alignment required for RSs and the efficiency demands of large-scale simulation. A vast yet underutilized resource for enhancing this alignment is the extensive user feedback inherent in RSs. However, directly leveraging such feedback presents two significant challenges. First, user feedback in RSs is often ambiguous and noisy, which negatively impacts effective preference alignment. Second, the massive volume of feedback largely hinders the efficiency of preference alignment, necessitating an efficient filtering mechanism to identify more informative samples. To overcome these hurdles, we introduce a novel data construction framework that leverages user feedback in RSs with advanced LLM capabilities to generate high-quality simulation data. Our framework unfolds in two key phases: (1) employing LLMs to generate cognitive decision-making processes on constructed simulation samples, reducing ambiguity in raw user feedback; (2) data distillation based on uncertainty estimation and behavior sampling to filter challenging yet denoised simulation samples. Accordingly, we fine-tune lightweight LLMs, as user simulators, using such high-quality dataset with corresponding decision-making processes. Extensive experiments verify that our framework significantly boosts the alignment with human preferences and in-domain reasoning capabilities of fine-tuned LLMs, and provides more insightful and interpretable signals when interacting with RSs. We believe our work will advance the RS community and offer valuable insights for broader human-centric AI research.

Diagnostic-Guided Dynamic Profile Optimization for LLM-based User Simulators in Sequential Recommendation

Recent advances in large language models (LLMs) have enabled realistic user simulators for developing and evaluating recommender systems (RSs). However, existing LLM-based simulators for RSs face two major limitations: (1) static and single-step prompt-based inference that leads to inaccurate and incomplete user profile construction; (2) unrealistic and single-round recommendation-feedback interaction pattern that fails to capture real-world scenarios. To address these limitations, we propose DGDPO (Diagnostic-Guided Dynamic Profile Optimization), a novel framework that constructs user profile through a dynamic and iterative optimization process to enhance the simulation fidelity. Specifically, DGDPO incorporates two core modules within each optimization loop: firstly, a specialized LLM-based diagnostic module, calibrated through our novel training strategy, accurately identifies specific defects in the user profile. Subsequently, a generalized LLM-based treatment module analyzes the diagnosed defect and generates targeted suggestions to refine the profile. Furthermore, unlike existing LLM-based user simulators that are limited to single-round interactions, we are the first to integrate DGDPO with sequential recommenders, enabling a bidirectional evolution where user profiles and recommendation strategies adapt to each other over multi-round interactions. Extensive experiments conducted on three real-world datasets demonstrate the effectiveness of our proposed framework.

Enhancing New-item Fairness in Dynamic Recommender Systems

New-items play a crucial role in recommender systems (RSs) for delivering fresh and engaging user experiences. However, traditional methods struggle to effectively recommend new-items due to their short exposure time and limited interaction records, especially in dynamic recommender systems (DRSs) where new-items get continuously introduced and users' preferences evolve over time. This leads to significant unfairness towards new-items, which could accumulate over the successive model updates, ultimately compromising the stability of the entire system. Therefore, we propose FairAgent, a reinforcement learning (RL)-based new-item fairness enhancement framework specifically designed for DRSs. It leverages knowledge distillation to extract collaborative signals from traditional models, retaining strong recommendation capabilities for old-items. In addition, FairAgent introduces a novel reward mechanism for recommendation tailored to the characteristics of DRSs, which consists of three components: 1) a new-item exploration reward to promote the exposure of dynamically introduced new-items, 2) a fairness reward to adapt to users' personalized fairness requirements for new-items, and 3) an accuracy reward which leverages users' dynamic feedback to enhance recommendation accuracy. Extensive experiments on three public datasets and backbone models demonstrate the superior performance of FairAgent. The results present that FairAgent can effectively boost new-item exposure, achieve personalized new-item fairness, while maintaining high recommendation accuracy.

RocketEval: Efficient Automated LLM Evaluation via Grading Checklist

Evaluating large language models (LLMs) in diverse and challenging scenarios is essential to align them with human preferences. To mitigate the prohibitive costs associated with human evaluations, utilizing a powerful LLM as a judge has emerged as a favored approach. Nevertheless, this methodology encounters several challenges, including substantial expenses, concerns regarding privacy and security, and reproducibility. In this paper, we propose a straightforward, replicable, and accurate automated evaluation method by leveraging a lightweight LLM as the judge, named RocketEval. Initially, we identify that the performance disparity between lightweight and powerful LLMs in evaluation tasks primarily stems from their ability to conduct comprehensive analyses, which is not easily enhanced through techniques such as chain-of-thought reasoning. By reframing the evaluation task as a multi-faceted Q&A using an instance-specific checklist, we demonstrate that the limited judgment accuracy of lightweight LLMs is largely attributes to high uncertainty and positional bias. To address these challenges, we introduce an automated evaluation process grounded in checklist grading, which is designed to accommodate a variety of scenarios and questions. This process encompasses the creation of checklists, the grading of these checklists by lightweight LLMs, and the reweighting of checklist items to align with the supervised annotations. Our experiments carried out on the automated evaluation benchmarks, MT-Bench and WildBench datasets, reveal that RocketEval, when using Gemma-2-2B as the judge, achieves a high correlation (0.965) with human preferences, which is comparable to GPT-4o. Moreover, RocketEval provides a cost reduction exceeding 50-fold for large-scale evaluation and comparison scenarios. Our code is available at https://github.com/Joinn99/RocketEval-ICLR .

Collaborative Residual Metric Learning

In collaborative filtering, distance metric learning has been applied to matrix factorization techniques with promising results. However, matrix factorization lacks the ability of capturing collaborative information, which has been remarked by recent works and improved by interpreting user interactions as signals. This paper aims to find out how metric learning connect to these signal-based models. By adopting a generalized distance metric, we discovered that in signal-based models, it is easier to estimate the residual of distances, which refers to the difference between the distances from a user to a target item and another item, rather than estimating the distances themselves. Further analysis also uncovers a link between the normalization strength of interaction signals and the novelty of recommendation, which has been overlooked by existing studies. Based on the above findings, we propose a novel model to learn a generalized distance user-item distance metric to capture user preference in interaction signals by modeling the residuals of distance. The proposed CoRML model is then further improved in training efficiency by a newly introduced approximated ranking weight. Extensive experiments conducted on 4 public datasets demonstrate the superior performance of CoRML compared to the state-of-the-art baselines in collaborative filtering, along with high efficiency and the ability of providing novelty-promoted recommendations, shedding new light on the study of metric learning-based recommender systems.

Efficient and Scalable Recommendation via Item-Item Graph Partitioning

Collaborative filtering (CF) is a widely searched problem in recommender systems. Linear autoencoder is a kind of well-established method for CF, which estimates item-item relations through encoding user-item interactions. Despite the excellent performance of linear autoencoders, the rapidly increasing computational and storage costs caused by the growing number of items limit their scalabilities in large-scale real-world scenarios. Recently, graph-based approaches have achieved success on CF with high scalability, and have been shown to have commonalities with linear autoencoders in user-item interaction modeling. Motivated by this, we propose an efficient and scalable recommendation via item-item graph partitioning (ERGP), aiming to address the limitations of linear autoencoders. In particular, a recursive graph partitioning strategy is proposed to ensure that the item set is divided into several partitions of finite size. Linear autoencoders encode user-item interactions within partitions while preserving global information across the entire item set. This allows ERGP to have guaranteed efficiency and high scalability when the number of items increases. Experiments conducted on 3 public datasets and 3 open benchmarking datasets demonstrate the effectiveness of ERGP, which outperforms state-of-the-art models with lower training time and storage costs.