The Probabilities Also Matter: A More Faithful Metric for Faithfulness of Free-Text Explanations in Large Language Models

In order to oversee advanced AI systems, it is important to understand their underlying decision-making process. When prompted, large language models (LLMs) can provide natural language explanations or reasoning traces that sound plausible and receive high ratings from human annotators. However, it is unclear to what extent these explanations are faithful, i.e., truly capture the factors responsible for the model's predictions. In this work, we introduce Correlational Explanatory Faithfulness (CEF), a metric that can be used in faithfulness tests based on input interventions. Previous metrics used in such tests take into account only binary changes in the predictions. Our metric accounts for the total shift in the model's predicted label distribution, more accurately reflecting the explanations' faithfulness. We then introduce the Correlational Counterfactual Test (CCT) by instantiating CEF on the Counterfactual Test (CT) from Atanasova et al. (2023). We evaluate the faithfulness of free-text explanations generated by few-shot-prompted LLMs from the Llama2 family on three NLP tasks. We find that our metric measures aspects of faithfulness which the CT misses.

Identifying Linear Relational Concepts in Large Language Models

Transformer language models (LMs) have been shown to represent concepts as directions in the latent space of hidden activations. However, for any given human-interpretable concept, how can we find its direction in the latent space? We present a technique called linear relational concepts (LRC) for finding concept directions corresponding to human-interpretable concepts at a given hidden layer in a transformer LM by first modeling the relation between subject and object as a linear relational embedding (LRE). While the LRE work was mainly presented as an exercise in understanding model representations, we find that inverting the LRE while using earlier object layers results in a powerful technique to find concept directions that both work well as a classifier and causally influence model outputs.

Using Natural Language Explanations to Improve Robustness of In-context Learning for Natural Language Inference

Recent studies have demonstrated that large language models (LLMs) excel in diverse tasks through in-context learning (ICL) facilitated by task-specific prompts and examples. However, the existing literature shows that ICL encounters performance deterioration when exposed to adversarial inputs. Enhanced performance has been observed when ICL is augmented with natural language explanations (NLEs) (we refer to it as X-ICL). Thus, this work investigates whether X-ICL can improve the robustness of LLMs on a suite of seven adversarial and challenging natural language inference datasets. Moreover, we introduce a new approach to X-ICL by prompting an LLM (ChatGPT in our case) with few human-generated NLEs to produce further NLEs (we call it ChatGPT few-shot), which we show superior to both ChatGPT zero-shot and human-generated NLEs alone. We evaluate five popular LLMs (GPT3.5-turbo, LLaMa2, Vicuna, Zephyr, Mistral) and show that X-ICL with ChatGPT few-shot yields over 6% improvement over ICL. Furthermore, while prompt selection strategies were previously shown to significantly improve ICL on in-distribution test sets, we show that these strategies do not match the efficacy of the X-ICL paradigm in robustness-oriented evaluations.

KNOW How to Make Up Your Mind! Adversarially Detecting and Alleviating Inconsistencies in Natural Language Explanations

While recent works have been considerably improving the quality of the natural language explanations (NLEs) generated by a model to justify its predictions, there is very limited research in detecting and alleviating inconsistencies among generated NLEs. In this work, we leverage external knowledge bases to significantly improve on an existing adversarial attack for detecting inconsistent NLEs. We apply our attack to high-performing NLE models and show that models with higher NLE quality do not necessarily generate fewer inconsistencies. Moreover, we propose an off-the-shelf mitigation method to alleviate inconsistencies by grounding the model into external background knowledge. Our method decreases the inconsistencies of previous high-performing NLE models as detected by our attack.

Faithfulness Tests for Natural Language Explanations

Explanations of neural models aim to reveal a model's decision-making process for its predictions. However, recent work shows that current methods giving explanations such as saliency maps or counterfactuals can be misleading, as they are prone to present reasons that are unfaithful to the model's inner workings. This work explores the challenging question of evaluating the faithfulness of natural language explanations (NLEs). To this end, we present two tests. First, we propose a counterfactual input editor for inserting reasons that lead to counterfactual predictions but are not reflected by the NLEs. Second, we reconstruct inputs from the reasons stated in the generated NLEs and check how often they lead to the same predictions. Our tests can evaluate emerging NLE models, proving a fundamental tool in the development of faithful NLEs.

SPARSEFIT: Few-shot Prompting with Sparse Fine-tuning for Jointly Generating Predictions and Natural Language Explanations

Explaining the decisions of neural models is crucial for ensuring their trustworthiness at deployment time. Using Natural Language Explanations (NLEs) to justify a model's predictions has recently gained increasing interest. However, this approach usually demands large datasets of human-written NLEs for the ground-truth answers, which are expensive and potentially infeasible for some applications. For models to generate high-quality NLEs when only a few NLEs are available, the fine-tuning of Pre-trained Language Models (PLMs) in conjunction with prompt-based learning recently emerged. However, PLMs typically have billions of parameters, making fine-tuning expensive. We propose SparseFit, a sparse few-shot fine-tuning strategy that leverages discrete prompts to jointly generate predictions and NLEs. We experiment with SparseFit on the T5 model and four datasets and compare it against state-of-the-art parameter-efficient fine-tuning techniques. We perform automatic and human evaluations to assess the quality of the model-generated NLEs, finding that fine-tuning only 6.8% of the model parameters leads to competitive results for both the task performance and the quality of the NLEs.

Logical Reasoning for Natural Language Inference Using Generated Facts as Atoms

State-of-the-art neural models can now reach human performance levels across various natural language understanding tasks. However, despite this impressive performance, models are known to learn from annotation artefacts at the expense of the underlying task. While interpretability methods can identify influential features for each prediction, there are no guarantees that these features are responsible for the model decisions. Instead, we introduce a model-agnostic logical framework to determine the specific information in an input responsible for each model decision. This method creates interpretable Natural Language Inference (NLI) models that maintain their predictive power. We achieve this by generating facts that decompose complex NLI observations into individual logical atoms. Our model makes predictions for each atom and uses logical rules to decide the class of the observation based on the predictions for each atom. We apply our method to the highly challenging ANLI dataset, where our framework improves the performance of both a DeBERTa-base and BERT baseline. Our method performs best on the most challenging examples, achieving a new state-of-the-art for the ANLI round 3 test set. We outperform every baseline in a reduced-data setting, and despite using no annotations for the generated facts, our model predictions for individual facts align with human expectations.

Counter-GAP: Counterfactual Bias Evaluation through Gendered Ambiguous Pronouns

Bias-measuring datasets play a critical role in detecting biased behavior of language models and in evaluating progress of bias mitigation methods. In this work, we focus on evaluating gender bias through coreference resolution, where previous datasets are either hand-crafted or fail to reliably measure an explicitly defined bias. To overcome these shortcomings, we propose a novel method to collect diverse, natural, and minimally distant text pairs via counterfactual generation, and construct Counter-GAP, an annotated dataset consisting of 4008 instances grouped into 1002 quadruples. We further identify a bias cancellation problem in previous group-level metrics on Counter-GAP, and propose to use the difference between inconsistency across genders and within genders to measure bias at a quadruple level. Our results show that four pre-trained language models are significantly more inconsistent across different gender groups than within each group, and that a name-based counterfactual data augmentation method is more effective to mitigate such bias than an anonymization-based method.

Rationalizing Predictions by Adversarial Information Calibration

Explaining the predictions of AI models is paramount in safety-critical applications, such as in legal or medical domains. One form of explanation for a prediction is an extractive rationale, i.e., a subset of features of an instance that lead the model to give its prediction on that instance. For example, the subphrase ``he stole the mobile phone'' can be an extractive rationale for the prediction of ``Theft''. Previous works on generating extractive rationales usually employ a two-phase model: a selector that selects the most important features (i.e., the rationale) followed by a predictor that makes the prediction based exclusively on the selected features. One disadvantage of these works is that the main signal for learning to select features comes from the comparison of the answers given by the predictor to the ground-truth answers. In this work, we propose to squeeze more information from the predictor via an information calibration method. More precisely, we train two models jointly: one is a typical neural model that solves the task at hand in an accurate but black-box manner, and the other is a selector-predictor model that additionally produces a rationale for its prediction. The first model is used as a guide for the second model. We use an adversarial technique to calibrate the information extracted by the two models such that the difference between them is an indicator of the missed or over-selected features. In addition, for natural language tasks, we propose a language-model-based regularizer to encourage the extraction of fluent rationales. Experimental results on a sentiment analysis task, a hate speech recognition task as well as on three tasks from the legal domain show the effectiveness of our approach to rationale extraction.

Explaining Chest X-ray Pathologies in Natural Language

Most deep learning algorithms lack explanations for their predictions, which limits their deployment in clinical practice. Approaches to improve explainability, especially in medical imaging, have often been shown to convey limited information, be overly reassuring, or lack robustness. In this work, we introduce the task of generating natural language explanations (NLEs) to justify predictions made on medical images. NLEs are human-friendly and comprehensive, and enable the training of intrinsically explainable models. To this goal, we introduce MIMIC-NLE, the first, large-scale, medical imaging dataset with NLEs. It contains over 38,000 NLEs, which explain the presence of various thoracic pathologies and chest X-ray findings. We propose a general approach to solve the task and evaluate several architectures on this dataset, including via clinician assessment.