Privacy-Aware Document Visual Question Answering

Document Visual Question Answering (DocVQA) is a fast growing branch of document understanding. Despite the fact that documents contain sensitive or copyrighted information, none of the current DocVQA methods offers strong privacy guarantees. In this work, we explore privacy in the domain of DocVQA for the first time. We highlight privacy issues in state of the art multi-modal LLM models used for DocVQA, and explore possible solutions. Specifically, we focus on the invoice processing use case as a realistic, widely used scenario for document understanding, and propose a large scale DocVQA dataset comprising invoice documents and associated questions and answers. We employ a federated learning scheme, that reflects the real-life distribution of documents in different businesses, and we explore the use case where the ID of the invoice issuer is the sensitive information to be protected. We demonstrate that non-private models tend to memorise, behaviour that can lead to exposing private information. We then evaluate baseline training schemes employing federated learning and differential privacy in this multi-modal scenario, where the sensitive information might be exposed through any of the two input modalities: vision (document image) or language (OCR tokens). Finally, we design an attack exploiting the memorisation effect of the model, and demonstrate its effectiveness in probing different DocVQA models.

CSSL-MHTR: Continual Self-Supervised Learning for Scalable Multi-script Handwritten Text Recognition

Self-supervised learning has recently emerged as a strong alternative in document analysis. These approaches are now capable of learning high-quality image representations and overcoming the limitations of supervised methods, which require a large amount of labeled data. However, these methods are unable to capture new knowledge in an incremental fashion, where data is presented to the model sequentially, which is closer to the realistic scenario. In this paper, we explore the potential of continual self-supervised learning to alleviate the catastrophic forgetting problem in handwritten text recognition, as an example of sequence recognition. Our method consists in adding intermediate layers called adapters for each task, and efficiently distilling knowledge from the previous model while learning the current task. Our proposed framework is efficient in both computation and memory complexity. To demonstrate its effectiveness, we evaluate our method by transferring the learned model to diverse text recognition downstream tasks, including Latin and non-Latin scripts. As far as we know, this is the first application of continual self-supervised learning for handwritten text recognition. We attain state-of-the-art performance on English, Italian and Russian scripts, whilst adding only a few parameters per task. The code and trained models will be publicly available.

ST-KeyS: Self-Supervised Transformer for Keyword Spotting in Historical Handwritten Documents

Keyword spotting (KWS) in historical documents is an important tool for the initial exploration of digitized collections. Nowadays, the most efficient KWS methods are relying on machine learning techniques that require a large amount of annotated training data. However, in the case of historical manuscripts, there is a lack of annotated corpus for training. To handle the data scarcity issue, we investigate the merits of the self-supervised learning to extract useful representations of the input data without relying on human annotations and then using these representations in the downstream task. We propose ST-KeyS, a masked auto-encoder model based on vision transformers where the pretraining stage is based on the mask-and-predict paradigm, without the need of labeled data. In the fine-tuning stage, the pre-trained encoder is integrated into a siamese neural network model that is fine-tuned to improve feature embedding from the input images. We further improve the image representation using pyramidal histogram of characters (PHOC) embedding to create and exploit an intermediate representation of images based on text attributes. In an exhaustive experimental evaluation on three widely used benchmark datasets (Botany, Alvermann Konzilsprotokolle and George Washington), the proposed approach outperforms state-of-the-art methods trained on the same datasets.

A Few Shot Multi-Representation Approach for N-gram Spotting in Historical Manuscripts

Despite recent advances in automatic text recognition, the performance remains moderate when it comes to historical manuscripts. This is mainly because of the scarcity of available labelled data to train the data-hungry Handwritten Text Recognition (HTR) models. The Keyword Spotting System (KWS) provides a valid alternative to HTR due to the reduction in error rate, but it is usually limited to a closed reference vocabulary. In this paper, we propose a few-shot learning paradigm for spotting sequences of a few characters (N-gram) that requires a small amount of labelled training data. We exhibit that recognition of important n-grams could reduce the system's dependency on vocabulary. In this case, an out-of-vocabulary (OOV) word in an input handwritten line image could be a sequence of n-grams that belong to the lexicon. An extensive experimental evaluation of our proposed multi-representation approach was carried out on a subset of Bentham's historical manuscript collections to obtain some really promising results in this direction.

Text-DIAE: Degradation Invariant Autoencoders for Text Recognition and Document Enhancement

In this work, we propose Text-Degradation Invariant Auto Encoder (Text-DIAE) aimed to solve two tasks, text recognition (handwritten or scene-text) and document image enhancement. We define three pretext tasks as learning objectives to be optimized during pre-training without the usage of labelled data. Each of the pre-text objectives is specifically tailored for the final downstream tasks. We conduct several ablation experiments that show the importance of each degradation for a specific domain. Exhaustive experimentation shows that our method does not have limitations of previous state-of-the-art based on contrastive losses while at the same time requiring essentially fewer data samples to converge. Finally, we demonstrate that our method surpasses the state-of-the-art significantly in existing supervised and self-supervised settings in handwritten and scene text recognition and document image enhancement. Our code and trained models will be made publicly available at~\url{ http://Upon_Acceptance}.

DocEnTr: An End-to-End Document Image Enhancement Transformer

Document images can be affected by many degradation scenarios, which cause recognition and processing difficulties. In this age of digitization, it is important to denoise them for proper usage. To address this challenge, we present a new encoder-decoder architecture based on vision transformers to enhance both machine-printed and handwritten document images, in an end-to-end fashion. The encoder operates directly on the pixel patches with their positional information without the use of any convolutional layers, while the decoder reconstructs a clean image from the encoded patches. Conducted experiments show a superiority of the proposed model compared to the state-of the-art methods on several DIBCO benchmarks. Code and models will be publicly available at: \url{https://github.com/dali92002/DocEnTR}.

Few Shots Is All You Need: A Progressive Few Shot Learning Approach for Low Resource Handwriting Recognition

Handwritten text recognition in low resource scenarios, such as manuscripts with rare alphabets, is a challenging problem. The main difficulty comes from the very few annotated data and the limited linguistic information (e.g. dictionaries and language models). Thus, we propose a few-shot learning-based handwriting recognition approach that significantly reduces the human labor annotation process, requiring only few images of each alphabet symbol. First, our model detects all symbols of a given alphabet in a textline image, then a decoding step maps the symbol similarity scores to the final sequence of transcribed symbols. Our model is first pretrained on synthetic line images generated from any alphabet, even though different from the target domain. A second training step is then applied to diminish the gap between the source and target data. Since this retraining would require annotation of thousands of handwritten symbols together with their bounding boxes, we propose to avoid such human effort through an unsupervised progressive learning approach that automatically assigns pseudo-labels to the non-annotated data. The evaluation on different manuscript datasets show that our model can lead to competitive results with a significant reduction in human effort.

Enhance to Read Better: An Improved Generative Adversarial Network for Handwritten Document Image Enhancement

Handwritten document images can be highly affected by degradation for different reasons: Paper ageing, daily-life scenarios (wrinkles, dust, etc.), bad scanning process and so on. These artifacts raise many readability issues for current Handwritten Text Recognition (HTR) algorithms and severely devalue their efficiency. In this paper, we propose an end to end architecture based on Generative Adversarial Networks (GANs) to recover the degraded documents into a clean and readable form. Unlike the most well-known document binarization methods, which try to improve the visual quality of the degraded document, the proposed architecture integrates a handwritten text recognizer that promotes the generated document image to be more readable. To the best of our knowledge, this is the first work to use the text information while binarizing handwritten documents. Extensive experiments conducted on degraded Arabic and Latin handwritten documents demonstrate the usefulness of integrating the recognizer within the GAN architecture, which improves both the visual quality and the readability of the degraded document images. Moreover, we outperform the state of the art in H-DIBCO 2018 challenge, after fine tuning our pre-trained model with synthetically degraded Latin handwritten images, on this task.

One-shot Compositional Data Generation for Low Resource Handwritten Text Recognition

Low resource Handwritten Text Recognition (HTR) is a hard problem due to the scarce annotated data and the very limited linguistic information (dictionaries and language models). This appears, for example, in the case of historical ciphered manuscripts, which are usually written with invented alphabets to hide the content. Thus, in this paper we address this problem through a data generation technique based on Bayesian Program Learning (BPL). Contrary to traditional generation approaches, which require a huge amount of annotated images, our method is able to generate human-like handwriting using only one sample of each symbol from the desired alphabet. After generating symbols, we create synthetic lines to train state-of-the-art HTR architectures in a segmentation free fashion. Quantitative and qualitative analyses were carried out and confirm the effectiveness of the proposed method, achieving competitive results compared to the usage of real annotated data.