Abstract:As language-model-based AI is increasingly deployed in autonomous settings, aligning its goals and values with those of humans becomes critical. Today, alignment, and the assistant identity itself, are typically introduced only after pretraining, once behavioral priors are already established. This can make values a thin overlay, rather than deeply rooted, and facilitate subsequent misalignment. Pursuing a different paradigm, we introduce Synthetic Persona Pretraining (SPP), which installs the desired assistant persona from token zero in pretraining. First, we annotate pretraining documents with value-aligned first-person reflections derived from a normative value constitution. Second, we pretrain via the standard cross-entropy loss on standard pretraining documents as well as their reflections, which installs the desired persona among a multitude of other personas. Finally, we post-train on user-assistant dialogue data, which binds this desired persona to the assistant identity, a process we call persona binding. By pretraining models up to 3B parameters on 500B tokens, we show that SPP improves constitution following and jailbreak robustness, and reduces the misalignment rate in out-of-distribution moral dilemmas, while preserving capabilities. Early intervention matters: compared with alignment from token zero, introducing SPP only at the end of pretraining yields weaker constitution adherence, does not shift value priorities, and leads to less aligned choices in dilemmas. This advantage depends on persona binding and, importantly, increases with pretraining budget. Overall, our results show that shaping values early is critical for alignment and establish pretraining-time persona interventions as an effective approach to do so.
Abstract:Large language models typically undergo post-training to align them with safety policies but there exist many sophisticated jailbreaks that sidestep established safeguards. For instance, prior work by Andriushchenko et al. (2025) has found that changing the grammatical tense from present to past can be enough to elicit harmful responses. In this work, we uncover a more general failure of non-imperative syntactic forms. We demonstrate that this syntactic vulnerability exists in 16 models up to 70B parameters, using behavioral evaluation. To investigate the root cause, we apply causal mediation analysis, finding that refusal is partially conditioned on upstream syntactic features. By steering these purely syntactic features we are able to trigger and suppress refusal. Finally, we trace this ill-conditioning to linguistically biased post-training data of open-source models and show that increasing syntactic diversity can mitigate the issue. Our findings suggest that current alignment approaches introduce confounders that prevent a pure semantic grounding of the refusal decision.
Abstract:As LLMs gain stronger reasoning capabilities, their extended chain-of-thought introduces new degrees of complexity for defending against adversarial jailbreaks and prompt injection. We study consistency training, a family of fine-tuning objectives that enforce identical behavior on clean prompts and adversarial rewrites, and evaluate its two main variants, output-level (BCT) and activation-level (ACT), across five reasoning models. We formulate both methods as a prompt injection defense and find ACT to be competitive with other training-based defenses while requiring only self-supervised pairs of clean and wrapped prompts. Our experiments also generalize both techniques within the jailbreak setting, demonstrating that ACT remains more robust to adaptive attacks. We also provide mechanistic evidence that ACT's defense against jailbreaks is encoded as a roughly linear shift in activation space at the assistant-turn boundary. After ACT training, we can recover a single steering direction that controls refusal on reasoning models with minimal effect on benign inputs. We find that ACT remains robust even when the model's chain-of-thought is replaced with a compliant trace from the undefended base model, pivoting to refuse prefilled jailbreaks. Together, these results suggest that supervising internal representations is a surprisingly effective and interpretable approach to various forms of safety training in reasoning models.
Abstract:We report an exploratory red-teaming study of autonomous language-model-powered agents deployed in a live laboratory environment with persistent memory, email accounts, Discord access, file systems, and shell execution. Over a two-week period, twenty AI researchers interacted with the agents under benign and adversarial conditions. Focusing on failures emerging from the integration of language models with autonomy, tool use, and multi-party communication, we document eleven representative case studies. Observed behaviors include unauthorized compliance with non-owners, disclosure of sensitive information, execution of destructive system-level actions, denial-of-service conditions, uncontrolled resource consumption, identity spoofing vulnerabilities, cross-agent propagation of unsafe practices, and partial system takeover. In several cases, agents reported task completion while the underlying system state contradicted those reports. We also report on some of the failed attempts. Our findings establish the existence of security-, privacy-, and governance-relevant vulnerabilities in realistic deployment settings. These behaviors raise unresolved questions regarding accountability, delegated authority, and responsibility for downstream harms, and warrant urgent attention from legal scholars, policymakers, and researchers across disciplines. This report serves as an initial empirical contribution to that broader conversation.
Abstract:How do protein structure prediction models fold proteins? We investigate this question by tracing how ESMFold folds a beta hairpin, a prevalent structural motif. Through counterfactual interventions on model latents, we identify two computational stages in the folding trunk. In the first stage, early blocks initialize pairwise biochemical signals: residue identities and associated biochemical features such as charge flow from sequence representations into pairwise representations. In the second stage, late blocks develop pairwise spatial features: distance and contact information accumulate in the pairwise representation. We demonstrate that the mechanisms underlying structural decisions of ESMFold can be localized, traced through interpretable representations, and manipulated with strong causal effects.
Abstract:We investigate the mechanisms that arise when transformers are trained to solve arithmetic on sequences where tokens are variables whose meaning is determined only through their interactions. While prior work has found that transformers develop geometric embeddings that mirror algebraic structure, those previous findings emerge from settings where arithmetic-valued tokens have fixed meanings. We devise a new task in which the assignment of symbols to specific algebraic group elements varies from one sequence to another. Despite this challenging setup, transformers achieve near-perfect accuracy on the task and even generalize to unseen algebraic groups. We develop targeted data distributions to create causal tests of a set of hypothesized mechanisms, and we isolate three mechanisms models consistently learn: commutative copying where a dedicated head copies answers, identity element recognition that distinguishes identity-containing facts, and closure-based cancellation that tracks group membership to constrain valid answers. Complementary to the geometric representations found in fixed-symbol settings, our findings show that models develop symbolic reasoning mechanisms when trained to reason in-context with variables whose meanings are not fixed.
Abstract:Induction heads are attention heads that perform inductive copying by matching patterns from earlier context and copying their continuations verbatim. As models develop induction heads, they often experience a sharp drop in training loss, a phenomenon cited as evidence that induction heads may serve as a prerequisite for more complex in-context learning (ICL) capabilities. In this work, we ask whether transformers can still acquire ICL capabilities when inductive copying is suppressed. We propose Hapax, a setting where we omit the loss contribution of any token that can be correctly predicted by induction heads. Despite a significant reduction in inductive copying, performance on abstractive ICL tasks (i.e., tasks where the answer is not contained in the input context) remains comparable and surpasses the vanilla model on 13 of 21 tasks, even though 31.7\% of tokens are omitted from the loss. Furthermore, our model achieves lower loss values on token positions that cannot be predicted correctly by induction heads. Mechanistic analysis further shows that models trained with Hapax develop fewer and weaker induction heads but still preserve ICL capabilities. Taken together, our findings indicate that inductive copying is not essential for learning abstractive ICL mechanisms.


Abstract:Jailbreaks pose an imminent threat to ensuring the safety of modern AI systems by enabling users to disable safeguards and elicit unsafe information. Sometimes, jailbreaks discovered for one model incidentally transfer to another model, exposing a fundamental flaw in safeguarding. Unfortunately, there is no principled approach to identify when jailbreaks will transfer from a source model to a target model. In this work, we observe that transfer success from a source model to a target model depends on quantifiable measures of both jailbreak strength with respect to the source model and the contextual representation similarity of the two models. Furthermore, we show transferability can be increased by distilling from the target model into the source model where the only target model responses used to train the source model are those to benign prompts. We show that the distilled source model can act as a surrogate for the target model, yielding more transferable attacks against the target model. These results suggest that the success of jailbreaks is not merely due to exploitation of safety training failing to generalize out-of-distribution, but instead a consequence of a more fundamental flaw in contextual representations computed by models.




Abstract:Human bilinguals often use similar brain regions to process multiple languages, depending on when they learned their second language and their proficiency. In large language models (LLMs), how are multiple languages learned and encoded? In this work, we explore the extent to which LLMs share representations of morphosyntactic concepts such as grammatical number, gender, and tense across languages. We train sparse autoencoders on Llama-3-8B and Aya-23-8B, and demonstrate that abstract grammatical concepts are often encoded in feature directions shared across many languages. We use causal interventions to verify the multilingual nature of these representations; specifically, we show that ablating only multilingual features decreases classifier performance to near-chance across languages. We then use these features to precisely modify model behavior in a machine translation task; this demonstrates both the generality and selectivity of these feature's roles in the network. Our findings suggest that even models trained predominantly on English data can develop robust, cross-lingual abstractions of morphosyntactic concepts.




Abstract:The Abstraction and Reasoning Corpus (ARC) evaluates general reasoning capabilities that are difficult for both machine learning models and combinatorial search methods. We propose a neuro-symbolic approach that combines a transformer for proposal generation with combinatorial search using a domain-specific language. The transformer narrows the search space by proposing promising search directions, which allows the combinatorial search to find the actual solution in short time. We pre-train the trainsformer with synthetically generated data. During test-time we generate additional task-specific training tasks and fine-tune our model. Our results surpass comparable state of the art on the ARC evaluation set by 27% and compare favourably on the ARC train set. We make our code and dataset publicly available at https://github.com/Batorskq/NSA.