Subsidiary Prototype Alignment for Universal Domain Adaptation

Universal Domain Adaptation (UniDA) deals with the problem of knowledge transfer between two datasets with domain-shift as well as category-shift. The goal is to categorize unlabeled target samples, either into one of the "known" categories or into a single "unknown" category. A major problem in UniDA is negative transfer, i.e. misalignment of "known" and "unknown" classes. To this end, we first uncover an intriguing tradeoff between negative-transfer-risk and domain-invariance exhibited at different layers of a deep network. It turns out we can strike a balance between these two metrics at a mid-level layer. Towards designing an effective framework based on this insight, we draw motivation from Bag-of-visual-Words (BoW). Word-prototypes in a BoW-like representation of a mid-level layer would represent lower-level visual primitives that are likely to be unaffected by the category-shift in the high-level features. We develop modifications that encourage learning of word-prototypes followed by word-histogram based classification. Following this, subsidiary prototype-space alignment (SPA) can be seen as a closed-set alignment problem, thereby avoiding negative transfer. We realize this with a novel word-histogram-related pretext task to enable closed-set SPA, operating in conjunction with goal task UniDA. We demonstrate the efficacy of our approach on top of existing UniDA techniques, yielding state-of-the-art performance across three standard UniDA and Open-Set DA object recognition benchmarks.

Concurrent Subsidiary Supervision for Unsupervised Source-Free Domain Adaptation

The prime challenge in unsupervised domain adaptation (DA) is to mitigate the domain shift between the source and target domains. Prior DA works show that pretext tasks could be used to mitigate this domain shift by learning domain invariant representations. However, in practice, we find that most existing pretext tasks are ineffective against other established techniques. Thus, we theoretically analyze how and when a subsidiary pretext task could be leveraged to assist the goal task of a given DA problem and develop objective subsidiary task suitability criteria. Based on this criteria, we devise a novel process of sticker intervention and cast sticker classification as a supervised subsidiary DA problem concurrent to the goal task unsupervised DA. Our approach not only improves goal task adaptation performance, but also facilitates privacy-oriented source-free DA i.e. without concurrent source-target access. Experiments on the standard Office-31, Office-Home, DomainNet, and VisDA benchmarks demonstrate our superiority for both single-source and multi-source source-free DA. Our approach also complements existing non-source-free works, achieving leading performance.