Energy Efficiency Comparison of RIS Architectures in MISO Broadcast Channels

In this paper, we develop energy-efficient schemes for multi-user multiple-input single-output (MISO) broadcast channels (BCs), assisted by reconfigurable intelligent surfaces (RISs). To this end, we consider three architectures of RIS: locally passive diagonal (LP-D), globally passive diagonal (GP-D), and globally passive beyond diagonal (GP-BD). In a globally passive RIS, the power of the output signal of the RIS is not greater than its input power, but some RIS elements can amplify the signal. In a locally passive RIS, every element cannot amplify the incident signal. We show that these RIS architectures can substantially improve energy efficiency (EE) if the static power of the RIS elements is not too high. Moreover, GP-BD RIS, which has a higher complexity and static power than LP-D RIS and GP-D RIS, provides better spectral efficiency, but its EE performance highly depends on the static power consumption and may be worse than its diagonal counterparts.

MIMO Capacity Maximization with Beyond-Diagonal RIS

This paper addresses the problem of maximizing the capacity of a multiple-input multiple-output (MIMO) link assisted by a beyond-diagonal reconfigurable intelligent surface (BD-RIS). We maximize the capacity by alternately optimizing the transmit covariance matrix, and the BD-RIS scattering matrix, which, according to network theory, should be unitary and symmetric. These constraints make the optimization of BD-RIS more challenging than that of diagonal RIS. To find a stationary point of the capacity we maximize a sequence of quadratic problems in the manifold of unitary matrices. This leads to an efficient algorithm that always improves the capacity obtained by a diagonal RIS. Through simulation examples, we study the capacity improvement provided by a passive BD-RIS architecture over the conventional RIS model in which the phase shift matrix is diagonal.

SLIPT in Joint Dimming Multi-LED OWC Systems with Rate Splitting Multiple Access

Optical wireless communication (OWC) systems with multiple light-emitting diodes (LEDs) have recently been explored to support energy-limited devices via simultaneous lightwave information and power transfer (SLIPT). The energy consumption, however, becomes considerable by increasing the number of incorporated LEDs. This paper proposes a joint dimming (JD) scheme that lowers the consumed power of a SLIPT-enabled OWC system by controlling the number of active LEDs. We further enhance the data rate of this system by utilizing rate splitting multiple access (RSMA). More specifically, we formulate a data rate maximization problem to optimize the beamforming design, LED selection and RSMA rate adaptation that guarantees the power budget of the OWC transmitter, as well as the quality-of-service (QoS) and an energy harvesting level for users. We propose a dynamic resource allocation solution based on proximal policy optimization (PPO) reinforcement learning. In simulations, the optimal dimming level is determined to initiate a trade-off between the data rate and power consumption. It is also verified that RSMA significantly improves the data rate.

Optimization of the Downlink Spectral- and Energy-Efficiency of RIS-aided Multi-user URLLC MIMO Systems

Modern wireless communication systems are expected to provide improved latency and reliability. To meet these expectations, a short packet length is needed, which makes the first-order Shannon rate an inaccurate performance metric for such communication systems. A more accurate approximation of the achievable rates of finite-block-length (FBL) coding regimes is known as the normal approximation (NA). It is therefore of substantial interest to study the optimization of the FBL rate in multi-user multiple-input multiple-output (MIMO) systems, in which each user may transmit and/or receive multiple data streams. Hence, we formulate a general optimization problem for improving the spectral and energy efficiency of multi-user MIMO-aided ultra-reliable low-latency communication (URLLC) systems, which are assisted by reconfigurable intelligent surfaces (RISs). We show that a RIS is capable of substantially improving the performance of multi-user MIMO-aided URLLC systems. Moreover, the benefits of RIS increase as the packet length and/or the tolerable bit error rate are reduced. This reveals that RISs can be even more beneficial in URLLC systems for improving the FBL rates than in conventional systems approaching Shannon rates.

Maximizing Spectral and Energy Efficiency in Multi-user MIMO OFDM Systems with RIS and Hardware Impairment

An emerging technology to enhance the spectral efficiency (SE) and energy efficiency (EE) of wireless communication systems is reconfigurable intelligent surface (RIS), which is shown to be very powerful in single-carrier systems. However, in multi-user orthogonal frequency division multiplexing (OFDM) systems, RIS may not be as promising as in single-carrier systems since an independent optimization of RIS elements at each sub-carrier is impossible in multi-carrier systems. Thus, this paper investigates the performance of various RIS technologies like regular (reflective and passive), simultaneously transmit and reflect (STAR), and multi-sector beyond diagonal (BD) RIS in multi-user multiple-input multiple-output (MIMO) OFDM broadcast channels (BC). This requires to formulate and solve a joint MIMO precoding and RIS optimization problem. The obtained solution reveals that RIS can significantly improve the system performance even when the number of RIS elements is relatively low. Moreover, we develop resource allocation schemes for STAR-RIS and multi-sector BD-RIS in MIMO OFDM BCs, and show that these RIS technologies can outperform a regular RIS, especially when the regular RIS cannot assist the communications for all the users.

Resource Allocation in Uplink Multi STAR-RIS-aided NOMA System via Meta-Learning

Simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) is a novel technology which enables the full-space coverage by splitting the incident signal into reflected and transmitted signals. In this letter, a multi STAR-RIS-aided system using non-orthogonal multiple access (NOMA) in an uplink transmission is considered, where the multi-order reflections among multiple STAR-RISs assist the transmission from the single-antenna users to the multi-antenna base station (BS). Specifically, the total sum rate maximization problem is solved by jointly optimizing the active beamforming, power allocation, transmission and reflection beamforming at the STAR-RIS, and user-STAR-RIS association indicator. To solve the non-convex optimization problem, a novel deep reinforcement learning algorithm is proposed which is the combination of meta-learning and deep deterministic policy gradient (DDPG), namely Meta-DDPG. Numerical results demonstrate that the proposed Meta-DDPG algorithm outperforms the conventional DDPG algorithm.

Maximization of minimum rate in MIMO OFDM RIS-assisted Broadcast Channels

Reconfigurable intelligent surface (RIS) is a promising technology to enhance the spectral efficiency of wireless communication systems. By optimizing the RIS elements, the performance of the overall system can be improved. Yet, in contrast to single-carrier systems, in multi-carrier systems, it is not possible to independently optimize RIS elements at each sub-carrier, which may reduce the benefits of RIS in multi-user orthogonal frequency division multiplexing (OFDM) systems. To this end, we investigate the effectiveness of RIS in multiple-input, multiple-output (MIMO) OFDM broadcast channels (BC). We formulate and solve a joint precoding and RIS optimization problem. We show that RIS can significantly improve the system performance even when the number of RIS elements per sub-band is very low.

NOMA-based Improper Signaling for MIMO STAR-RIS-assisted Broadcast Channels with Hardware Impairments

This paper proposes schemes to improve the spectral efficiency of a multiple-input multiple-output (MIMO) broadcast channel (BC) with I/Q imbalance (IQI) at transceivers by employing a combination of improper Gaussian signaling (IGS), non-orthogonal multiple access (NOMA) and simultaneously transmit and reflect (STAR) reconfigurable intelligent surface (RIS). When there exists IQI, the output RF signal is a widely linear transformation of the input signal, which may make the output signal improper. To compensate for IQI, we employ IGS, thus generating a transmit improper signal. We show that IGS alongside with NOMA can highly increase the minimum rate of the users. Moreover, we propose schemes for different operational modes of STAR-RIS and show that STAR-RIS can significantly improve the system performance. Additionally, we show that IQI can highly degrade the performance especially if it is overlooked in the design.

Optimization of Rate-Splitting Multiple Access in Beyond Diagonal RIS-assisted URLLC Systems

This paper proposes a general optimization framework for rate splitting multiple access (RSMA) in beyond diagonal (BD) reconfigurable intelligent surface (RIS) assisted ultra-reliable low-latency communications (URLLC) systems. This framework can solve a large family of optimization problems in which the objective and/or constraints are linear functions of the rates and/or energy efficiency (EE) of users. Using this framework, we show that RSMA and RIS can be mutually beneficial tools when the system is overloaded, i.e., when the number of users per cell is higher than the number of base station (BS) antennas. Additionally, we show that the benefits of RSMA increase when the packets are shorter and/or the reliability constraint is more stringent. Furthermore, we show that the RSMA benefits increase with the number of users per cell and decrease with the number of BS antennas. Finally, we show that RIS (either diagonal or BD) can highly improve the system performance, and BD-RIS outperforms regular RIS.

Energy-efficient Rate Splitting for MIMO STAR-RIS-assisted Broadcast Channels with I/Q Imbalance

This paper proposes an energy-efficient scheme for multicell multiple-input, multiple-output (MIMO) simultaneous transmit and reflect (STAR) reconfigurable intelligent surfaces (RIS)-assisted broadcast channels by employing rate splitting (RS) and improper Gaussian signaling (IGS). Regular RISs can only reflect signals. Thus, a regular RIS can assist only when the transmitter and receiver are in the reflection space of the RIS. However, a STAR-RIS can simultaneously transmit and reflect, thus providing a 360-degrees coverage. In this paper, we assume that transceivers may suffer from I/Q imbalance (IQI). To compensate for IQI, we employ IGS. Moreover, we employ RS to manage intracell interference. We show that RIS can significantly improve the energy efficiency (EE) of the system when RIS components are carefully optimized. Additionally, we show that STAR-RIS can significantly outperform a regular RIS when the regular RIS cannot cover all the users. We also show that RS can highly increase the EE comparing to treating interference as noise.