Geometrically-Shaped Multi-Dimensional Modulation Formats in Coherent Optical Transmission Systems

Shaping modulation formats in multi-dimensional (MD) space is an effective approach to harvest spectral efficiency gains in both the additive white Gaussian noise (AWGN) channel and the optical fiber channel. In the first part of this paper, existing MD geometrically-shaped modulations for fiber optical communications are reviewed. It is shown that large gains can be obtained by exploiting correlation in the dimensions or/and by increasing the cardinality of the modulation format. Practical limitations and challenges are also discussed together with efficient solutions. In the second part, we extend the recently proposed four-dimensional (4D) modulation format family based on the constraint of orthant-symmetry to high spectrum efficiencies up to 10 bit/4D-sym by maximizing generalized mutual information for AWGN channel. Reach increases of up to 25% for a multi-span optical fiber transmission system are reported. Lastly,with the help of a recently introduced nonlinear interference (NLI) model, an optimization for designing nonlinear-tolerant 4D modulation formats is introduced for a single-span optical fiber system. Simulation results show that the proposed NLI model-based 4D modulation format could increase the effective SNRs by 0.25 dB with respect to the AWGN channel-optimal 4D modulation format.

Reducing the Error Floor of the Sign-Preserving Min-Sum LDPC Decoder via Message Weighting of Low-Degree Variable Nodes

Some low-complexity LDPC decoders suffer from error floors. We apply iteration-dependent weights to the degree-3 variable nodes to solve this problem. When the 802.3ca EPON LDPC code is considered, an error floor decrease of more than 3 orders of magnitude is achieved.

Time-Limited Waveforms with Minimum Time Broadening for the Nonlinear Schrödinger Channel

Simple fiber optic communication systems can be implemented using energy modulation of isolated time-limited pulses. Fundamental solitons are one possible solution for such pulses which offer a fundamental advantage: their shape is not affected by fiber disperison and nonlinearity. Furthermore, a simple energy detector can be used at the receiver to detect the transmitted information. However, systems based on energy modulation of solitons are not competitive in terms of data rates. This is partly due to the fact that the effective time duration of a soliton depends on its chosen amplitude. In this paper, we propose to replace fundamental solitons by new time-limited waveforms that can be detected using an energy detector, and that are immune to fiber distortions. Our proposed solution relies on the prolate spheroidal wave functions and a numerical optimization routine. Time-limited waveforms that undergo minimum time broadening along an optical fiber are obtained and shown to outperform fundamental solitons. In the case of binary transmission and a single span of fiber, we report rate increases of 33.8% and 12% over lossy and lossless fibers, respectively. Furthermore, we show that the transmission rate of the proposed system increases as the number of used energy levels increases, which is not the case for fundamental solitons due to their effective time-amplitude constraint. For example, rate increases of 164% and 70% over lossy and lossless fibers respectively are reported when using four energy levels.

Introducing 4D Geometric Shell Shaping

Four dimensional geometric shell shaping (4D-GSS) is introduced and evaluated for reach increase and nonlinearity tolerance in terms of achievable information rates and post-FEC bit-error rate. A format is designed with a spectral efficiency of 8 bit/4D-sym and is compared against polarization-multiplexed 16QAM (PM-16QAM) and probabilistically shaped PM-16QAM (PS-PM-16QAM) in a 400ZR-compatible transmission setup with high amount of nonlinearities. Numerical simulations for a single-span, single-channel show that 4D-GSS achieves increased nonlinear tolerance and reach increase against PM-16QAM and PS-PM-16QAM when optimized for bit-metric decoding (RBMD). In terms of RBMD, gains are small with a reach increase of 1.6% compared to PM-16QAM. When optimizing for mutual information, a larger reach increase of 3% is achieved compared to PM-16QAM. Moreover, the introduced GSS scheme provides a scalable framework for designing well-structured 4D modulation formats with low complexity.

4D Geometric Shell Shaping with Applications to 400ZR

Geometric shell shaping is introduced and evaluated for reach increase and nonlinearity tolerance in terms of MI against PM-16QAM and PS-PM-16QAM in a 400ZR compatible transmission setup.

Extension and Validation of 4D Model for Improving the Accuracy of Modulation-Dependent Nonlinear Interference

Existing nonlinear interference (NLI) model underestimates the NLI of dual polarization four-dimensional (4D) modulation in long-haul transmission, due to the ignorance of nonlinearity caused by signal-ASE interaction. We propose an enhanced 4D model by lifting an underlying assumption, which could improve the performance prediction accuracy.

Pulses with Minimum Residual Intersymbol Interference for Faster than Nyquist Signaling

Faster than Nyquist signaling increases the spectral efficiency of pulse amplitude modulation by accepting intersymbol interference, where an equalizer is needed at the receiver. Since the complexity of an optimal equalizer increases exponentially with the number of the interfering symbols, practical truncated equalizers assume shorter memory. The power of the resulting residual interference depends on the transmit filter and limits the performance of truncated equalizers. In this paper, we use numerical optimizations and the prolate spheroidal wave functions to find optimal time-limited pulses that achieve minimum residual interference. Compared to root raised cosine pulses, the new pulses decrease the residual interference by an order of magnitude, for example, a decrease by 32 dB is achieved for an equalizer that considers four interfering symbols at 57% faster transmissions. As a proof of concept, for the 57% faster transmissions of binary symbols, we showed that using the new pulse with a 4-state equalizer has better bit error rate performance compared to using a root raised cosine pulse with a 128-state equalizer.

Mitigating Nonlinear Interference by Limiting Energy Variations in Sphere Shaping

Band-trellis enumerative sphere shaping is proposed to decrease the energy variations in channel input sequences. Against sphere shaping, 0.74 dB SNR gain and up to 9% increase in data rates are demonstrated for single-span systems.

Shaped Four-Dimensional Modulation Formats for Optical Fiber Communication Systems

We review the design of multidimensional modulations by maximizing generalized mutual information and compare the maximum transmission reach of recently introduced 4D formats. A model-based optimization for nonlinear-tolerant 4D modulations is also discussed.