Beyond 200 Gb/s/lane: An Analytical Approach to Optimal Detection in Shaped IM-DD Optical Links with Relative Intensity Noise

Next-generation intensity-modulation (IM) and direct-detection (DD) systems used in data centers are expected to operate at 400 Gb/s/lane and beyond. Such rates can be achieved by increasing the system bandwidth or the modulation format, which in turn requires maintaining or increasing the signal-to-noise ratio (SNR). Such SNR requirements can be achieved by increasing the transmitted optical power. This increase in optical power causes the emergence of relative intensity noise (RIN), a signal-dependent impairment inherent to the transmitter laser, which ultimately limits the performance of the system. In this paper, we develop an analytical symbol error rate (SER) expression for the optimal detector for the IM-DD optical link under study. The developed expression takes into account the signal-dependent nature of RIN and does not make any assumptions on the geometry or probability distribution of the constellation. Our expression is therefore applicable to general probabilistically and/or geometrically shaped systems. Unlike results available in the literature, our proposed expression provides a perfect match to numerical simulations of probabilistic and geometrically shaped systems.

On Error Rate Approximations for FSO Systems with Weak Turbulence and Pointing Errors

Atmospheric attenuation, atmospheric turbulence, geometric spread, and pointing errors, degrade the performance of free-space optical transmission. In the weak turbulence regime, the probability density function describing the distribution of the channel fading coefficient that models these four effects is known in the literature. This function is an integral equation, which makes it difficult to find simple analytical expressions of important performance metrics such as the bit error rate (BER) and symbol error rate (SER). In this paper, we present simple and accurate approximations of the average BER and SER for pulse-amplitude modulation (PAM) in the weak turbulence regime for an intensity modulation and direct detection system. Our numerical results show that the proposed expressions exhibit excellent accuracy when compared against Monte Carlo simulations. To demonstrate the usefulness of the developed approximations, we perform two asymptotic analyses. First, we investigate the additional transmit power required to maintain the same SER when the spectral efficiency increases by 1 bit/symbol. Second, we study the asymptotic behavior of our SER approximation for dense PAM constellations and high transmit power.

On Geometric Shaping for 400 Gbps IM-DD Links with Laser Intensity Noise

We propose geometric shaping for IM-DD links dominated by relative intensity noise (RIN). For 400 Gbps links, our geometrically-shaped constellations result in error probability improvements that relaxes the RIN laser design by 3 dB.

Low-Complexity Soft Decision Detection for Combating DFE Burst Errors in IM/DD Links

The deployment of non-binary pulse amplitude modulation (PAM) and soft decision (SD)-forward error correction (FEC) in future intensity-modulation (IM)/direct-detection (DD) links is inevitable. However, high-speed IM/DD links suffer from inter-symbol interference (ISI) due to bandwidth-limited hardware. Traditional approaches to mitigate the effects of ISI are filters and trellis-based algorithms targeting symbol-wise maximum a posteriori (MAP) detection. The former approach includes decision-feedback equalizer (DFE), and the latter includes Max-Log-MAP (MLM) and soft-output Viterbi algorithm (SOVA). Although DFE is easy to implement, it introduces error propagation. Such burst errors distort the log-likelihood ratios (LLRs) required by SD-FEC, causing performance degradation. On the other hand, MLM and SOVA provide near-optimum performance, but their complexity is very high for high-order PAM. In this paper, we consider a one-tap partial response channel model, which is relevant for high-speed IM/DD links. We propose to combine DFE with either MLM or SOVA in a low-complexity architecture. The key idea is to allow MLM or SOVA to detect only 3 typical DFE symbol errors, and use the detected error information to generate LLRs in a modified demapper. The proposed structure enables a tradeoff between complexity and performance: (i) the complexity of MLM or SOVA is reduced and (ii) the decoding penalty due to error propagation is mitigated. Compared to SOVA detection, the proposed scheme can achieve a significant complexity reduction of up to 94% for PAM-$8$ transmission. Simulation and experimental results show that the resulting SNR loss is roughly 0.3 to 0.4 dB for PAM-4, and becomes marginal 0.18 dB for PAM-8.

Temporal Properties of Enumerative Shaping: Autocorrelation and Energy Dispersion Index

We study the effective SNR behavior of various enumerative amplitude shaping algorithms. We show that their relative behavior can be explained via the temporal autocorrelation function or via the energy dispersion index.

Reducing the Error Floor of the Sign-Preserving Min-Sum LDPC Decoder via Message Weighting of Low-Degree Variable Nodes

Some low-complexity LDPC decoders suffer from error floors. We apply iteration-dependent weights to the degree-3 variable nodes to solve this problem. When the 802.3ca EPON LDPC code is considered, an error floor decrease of more than 3 orders of magnitude is achieved.

List-encoding CCDM: A Nonlinearity-tolerant Shaper Aided by Energy Dispersion Index

Recently, a metric called energy dispersion index (EDI) was proposed to indicate the nonlinear interference (NLI) induced by correlated symbols during optical transmission. In this paper, we propose a new shaper architecture to decrease the EDI of transmitted symbols and thus, increase the signal-to-noise ratio (SNR). We call this shaper the list-encoding constant-composition distribution matcher (L-CCDM). L-CCDM consists of an additional EDI selecting module, which is compatible with standard probabilistic amplitude shaping (PAS) architecture. Numerical results obtained from a multi-span multi-channel system show that when compared to standard CCDM with 256-ary quadrature amplitude modulation (256QAM), the proposed architecture offers an effective SNR gain of 0.35 dB, an achievable information rate gain of 0.22 bit/4D-symbol, or equivalently an 8% reach extension.

Exponentially-Weighted Energy Dispersion Index for the Nonlinear Interference Analysis of Finite-Blocklength Shaping

A metric called exponentially-weighted energy dispersion index (EEDI) is proposed to explain the blocklength-dependent effective signal-to-noise ratio (SNR) in probabilistically shaped fiber-optic systems. EEDI is better than energy dispersion index (EDI) at capturing the dependency of the effective SNR on the blocklength for long-distance transmission.

Temporal Energy Analysis of Symbol Sequences for Fiber Nonlinear Interference Modelling via Energy Dispersion Index

The stationary statistical properties of independent, identically distributed (i.i.d.) input symbols provide insights on the induced nonlinear interference (NLI) during fiber transmission. For example, kurtosis is known to predict the modulation format-dependent NLI. These statistical properties can be used in the design of probabilistic amplitude shaping (PAS), which is a popular scheme that relies on an amplitude shaper for increasing spectral efficiencies of fiber-optic systems. One property of certain shapers used in PAS -- including constant-composition distribution matchers -- that is often overlooked is that a time-dependency between amplitudes is introduced. This dependency results in symbols that are non-i.i.d., which have time-varying statistical properties. Somewhat surprisingly, the effective signal-to-noise ratio (SNR) in PAS has been shown to increase when the shaping blocklength decreases. This blocklength dependency of SNR has been attributed to time-varying statistical properties of the symbol sequences, in particular, to variation of the symbol energies. In this paper, we investigate the temporal energy behavior of symbol sequences, and introduce a new metric called energy dispersion index (EDI). EDI captures the time-varying statistical properties of symbol energies. Numerical results show strong correlations between EDI and effective SNR, with absolute correlation coefficients above 99% for different transmission distances.