Smile upon the Face but Sadness in the Eyes: Emotion Recognition based on Facial Expressions and Eye Behaviors

Emotion Recognition (ER) is the process of identifying human emotions from given data. Currently, the field heavily relies on facial expression recognition (FER) because facial expressions contain rich emotional cues. However, it is important to note that facial expressions may not always precisely reflect genuine emotions and FER-based results may yield misleading ER. To understand and bridge this gap between FER and ER, we introduce eye behaviors as an important emotional cues for the creation of a new Eye-behavior-aided Multimodal Emotion Recognition (EMER) dataset. Different from existing multimodal ER datasets, the EMER dataset employs a stimulus material-induced spontaneous emotion generation method to integrate non-invasive eye behavior data, like eye movements and eye fixation maps, with facial videos, aiming to obtain natural and accurate human emotions. Notably, for the first time, we provide annotations for both ER and FER in the EMER, enabling a comprehensive analysis to better illustrate the gap between both tasks. Furthermore, we specifically design a new EMERT architecture to concurrently enhance performance in both ER and FER by efficiently identifying and bridging the emotion gap between the two.Specifically, our EMERT employs modality-adversarial feature decoupling and multi-task Transformer to augment the modeling of eye behaviors, thus providing an effective complement to facial expressions. In the experiment, we introduce seven multimodal benchmark protocols for a variety of comprehensive evaluations of the EMER dataset. The results show that the EMERT outperforms other state-of-the-art multimodal methods by a great margin, revealing the importance of modeling eye behaviors for robust ER. To sum up, we provide a comprehensive analysis of the importance of eye behaviors in ER, advancing the study on addressing the gap between FER and ER for more robust ER performance.

PERCY: A Multimodal Dataset and Conversational System for Personalized and Emotionally Aware Human-Robot Interaction

The integration of conversational agents into our daily lives has become increasingly common, yet many of these agents cannot engage in deep interactions with humans. Despite this, there is a noticeable shortage of datasets that capture multimodal information from human-robot interaction dialogues. To address this gap, we have developed a Personal Emotional Robotic Conversational sYstem (PERCY) and recorded a novel multimodal dataset that encompasses rich embodied interaction data. The process involved asking participants to complete a questionnaire and gathering their profiles on ten topics, such as hobbies and favourite music. Subsequently, we initiated conversations between the robot and the participants, leveraging GPT-4 to generate contextually appropriate responses based on the participant's profile and emotional state, as determined by facial expression recognition and sentiment analysis. Automatic and user evaluations were conducted to assess the overall quality of the collected data. The results of both evaluations indicated a high level of naturalness, engagement, fluency, consistency, and relevance in the conversation, as well as the robot's ability to provide empathetic responses. It is worth noting that the dataset is derived from genuine interactions with the robot, involving participants who provided personal information and conveyed actual emotions.

Prompt-Guided Environmentally Consistent Adversarial Patch

Adversarial attacks in the physical world pose a significant threat to the security of vision-based systems, such as facial recognition and autonomous driving. Existing adversarial patch methods primarily focus on improving attack performance, but they often produce patches that are easily detectable by humans and struggle to achieve environmental consistency, i.e., blending patches into the environment. This paper introduces a novel approach for generating adversarial patches, which addresses both the visual naturalness and environmental consistency of the patches. We propose Prompt-Guided Environmentally Consistent Adversarial Patch (PG-ECAP), a method that aligns the patch with the environment to ensure seamless integration into the environment. The approach leverages diffusion models to generate patches that are both environmental consistency and effective in evading detection. To further enhance the naturalness and consistency, we introduce two alignment losses: Prompt Alignment Loss and Latent Space Alignment Loss, ensuring that the generated patch maintains its adversarial properties while fitting naturally within its environment. Extensive experiments in both digital and physical domains demonstrate that PG-ECAP outperforms existing methods in attack success rate and environmental consistency.

Face De-identification: State-of-the-art Methods and Comparative Studies

The widespread use of image acquisition technologies, along with advances in facial recognition, has raised serious privacy concerns. Face de-identification usually refers to the process of concealing or replacing personal identifiers, which is regarded as an effective means to protect the privacy of facial images. A significant number of methods for face de-identification have been proposed in recent years. In this survey, we provide a comprehensive review of state-of-the-art face de-identification methods, categorized into three levels: pixel-level, representation-level, and semantic-level techniques. We systematically evaluate these methods based on two key criteria, the effectiveness of privacy protection and preservation of image utility, highlighting their advantages and limitations. Our analysis includes qualitative and quantitative comparisons of the main algorithms, demonstrating that deep learning-based approaches, particularly those using Generative Adversarial Networks (GANs) and diffusion models, have achieved significant advancements in balancing privacy and utility. Experimental results reveal that while recent methods demonstrate strong privacy protection, trade-offs remain in visual fidelity and computational complexity. This survey not only summarizes the current landscape but also identifies key challenges and future research directions in face de-identification.

KAN See Your Face

With the advancement of face reconstruction (FR) systems, privacy-preserving face recognition (PPFR) has gained popularity for its secure face recognition, enhanced facial privacy protection, and robustness to various attacks. Besides, specific models and algorithms are proposed for face embedding protection by mapping embeddings to a secure space. However, there is a lack of studies on investigating and evaluating the possibility of extracting face images from embeddings of those systems, especially for PPFR. In this work, we introduce the first approach to exploit Kolmogorov-Arnold Network (KAN) for conducting embedding-to-face attacks against state-of-the-art (SOTA) FR and PPFR systems. Face embedding mapping (FEM) models are proposed to learn the distribution mapping relation between the embeddings from the initial domain and target domain. In comparison with Multi-Layer Perceptrons (MLP), we provide two variants, FEM-KAN and FEM-MLP, for efficient non-linear embedding-to-embedding mapping in order to reconstruct realistic face images from the corresponding face embedding. To verify our methods, we conduct extensive experiments with various PPFR and FR models. We also measure reconstructed face images with different metrics to evaluate the image quality. Through comprehensive experiments, we demonstrate the effectiveness of FEMs in accurate embedding mapping and face reconstruction.

Deep Learning-based Compression Detection for explainable Face Image Quality Assessment

The assessment of face image quality is crucial to ensure reliable face recognition. In order to provide data subjects and operators with explainable and actionable feedback regarding captured face images, relevant quality components have to be measured. Quality components that are known to negatively impact the utility of face images include JPEG and JPEG 2000 compression artefacts, among others. Compression can result in a loss of important image details which may impair the recognition performance. In this work, deep neural networks are trained to detect the compression artefacts in a face images. For this purpose, artefact-free facial images are compressed with the JPEG and JPEG 2000 compression algorithms. Subsequently, the PSNR and SSIM metrics are employed to obtain training labels based on which neural networks are trained using a single network to detect JPEG and JPEG 2000 artefacts, respectively. The evaluation of the proposed method shows promising results: in terms of detection accuracy, error rates of 2-3% are obtained for utilizing PSNR labels during training. In addition, we show that error rates of different open-source and commercial face recognition systems can be significantly reduced by discarding face images exhibiting severe compression artefacts. To minimize resource consumption, EfficientNetV2 serves as basis for the presented algorithm, which is available as part of the OFIQ software.

Adversarial Attacks Using Differentiable Rendering: A Survey

Differentiable rendering methods have emerged as a promising means for generating photo-realistic and physically plausible adversarial attacks by manipulating 3D objects and scenes that can deceive deep neural networks (DNNs). Recently, differentiable rendering capabilities have evolved significantly into a diverse landscape of libraries, such as Mitsuba, PyTorch3D, and methods like Neural Radiance Fields and 3D Gaussian Splatting for solving inverse rendering problems that share conceptually similar properties commonly used to attack DNNs, such as back-propagation and optimization. However, the adversarial machine learning research community has not yet fully explored or understood such capabilities for generating attacks. Some key reasons are that researchers often have different attack goals, such as misclassification or misdetection, and use different tasks to accomplish these goals by manipulating different representation in a scene, such as the mesh or texture of an object. This survey adopts a task-oriented unifying framework that systematically summarizes common tasks, such as manipulating textures, altering illumination, and modifying 3D meshes to exploit vulnerabilities in DNNs. Our framework enables easy comparison of existing works, reveals research gaps and spotlights exciting future research directions in this rapidly evolving field. Through focusing on how these tasks enable attacks on various DNNs such as image classification, facial recognition, object detection, optical flow and depth estimation, our survey helps researchers and practitioners better understand the vulnerabilities of computer vision systems against photorealistic adversarial attacks that could threaten real-world applications.

WEM-GAN: Wavelet transform based facial expression manipulation

Facial expression manipulation aims to change human facial expressions without affecting face recognition. In order to transform the facial expressions to target expressions, previous methods relied on expression labels to guide the manipulation process. However, these methods failed to preserve the details of facial features, which causes the weakening or the loss of identity information in the output image. In our work, we propose WEM-GAN, in short for wavelet-based expression manipulation GAN, which puts more efforts on preserving the details of the original image in the editing process. Firstly, we take advantage of the wavelet transform technique and combine it with our generator with a U-net autoencoder backbone, in order to improve the generator's ability to preserve more details of facial features. Secondly, we also implement the high-frequency component discriminator, and use high-frequency domain adversarial loss to further constrain the optimization of our model, providing the generated face image with more abundant details. Additionally, in order to narrow the gap between generated facial expressions and target expressions, we use residual connections between encoder and decoder, while also using relative action units (AUs) several times. Extensive qualitative and quantitative experiments have demonstrated that our model performs better in preserving identity features, editing capability, and image generation quality on the AffectNet dataset. It also shows superior performance in metrics such as Average Content Distance (ACD) and Expression Distance (ED).

LightFFDNets: Lightweight Convolutional Neural Networks for Rapid Facial Forgery Detection

Accurate and fast recognition of forgeries is an issue of great importance in the fields of artificial intelligence, image processing and object detection. Recognition of forgeries of facial imagery is the process of classifying and defining the faces in it by analyzing real-world facial images. This process is usually accomplished by extracting features from an image, using classifier algorithms, and correctly interpreting the results. Recognizing forgeries of facial imagery correctly can encounter many different challenges. For example, factors such as changing lighting conditions, viewing faces from different angles can affect recognition performance, and background complexity and perspective changes in facial images can make accurate recognition difficult. Despite these difficulties, significant progress has been made in the field of forgery detection. Deep learning algorithms, especially Convolutional Neural Networks (CNNs), have significantly improved forgery detection performance. This study focuses on image processing-based forgery detection using Fake-Vs-Real-Faces (Hard) [10] and 140k Real and Fake Faces [61] data sets. Both data sets consist of two classes containing real and fake facial images. In our study, two lightweight deep learning models are proposed to conduct forgery detection using these images. Additionally, 8 different pretrained CNN architectures were tested on both data sets and the results were compared with newly developed lightweight CNN models. It's shown that the proposed lightweight deep learning models have minimum number of layers. It's also shown that the proposed lightweight deep learning models detect forgeries of facial imagery accurately, and computationally efficiently. Although the data set consists only of face images, the developed models can also be used in other two-class object recognition problems.

Omni-Emotion: Extending Video MLLM with Detailed Face and Audio Modeling for Multimodal Emotion Analysis

Understanding emotions accurately is essential for fields like human-computer interaction. Due to the complexity of emotions and their multi-modal nature (e.g., emotions are influenced by facial expressions and audio), researchers have turned to using multi-modal models to understand human emotions rather than single-modality. However, current video multi-modal large language models (MLLMs) encounter difficulties in effectively integrating audio and identifying subtle facial micro-expressions. Furthermore, the lack of detailed emotion analysis datasets also limits the development of multimodal emotion analysis. To address these issues, we introduce a self-reviewed dataset and a human-reviewed dataset, comprising 24,137 coarse-grained samples and 3,500 manually annotated samples with detailed emotion annotations, respectively. These datasets allow models to learn from diverse scenarios and better generalize to real-world applications. Moreover, in addition to the audio modeling, we propose to explicitly integrate facial encoding models into the existing advanced Video MLLM, enabling the MLLM to effectively unify audio and the subtle facial cues for emotion understanding. By aligning these features within a unified space and employing instruction tuning in our proposed datasets, our Omni-Emotion achieves state-of-the-art performance in both emotion recognition and reasoning tasks.